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Amend the Clearing Agency Operational Risk Management Framework.
Federal Release: Release No. 34-90626; File Nos. SR-DTC-2020-015; SR-FICC-2020-016; SR-NSCC-2020-019 (December 10, 2020)
Amend the Clearing Agency Liquidity Risk Management Framework.
Federal Release: Release No. 34-90649; File Nos. SR-DTC-2020-018; SR-FICC-2020-018; SR-NSCC-2020-021 (December 11, 2020)
Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division’s Delivery-Versus-Payment Service, and Make Other Changes.
Federal Release: Release No. 34-90948; File No. SR-FICC-2020-015 (January 19, 2021)
Modify the Clearance Maintenance Fee, Reduce the End of Day Position Fee of the Government Securities Division, and Describe the Current Rebate Policy
Amendment No. 1 to SR-FICC-2020-014
Federal Release: Release No. 34-90544; File No. SR-FICC-2020-014 (December 1, 2020)
Amend the Government Securities Division Rulebook to Add a Pre-payment Assessment and Certain Credits in Connection with a New Service, Which Has Not Yet Been Proposed for and Would Be Subject to Regulatory Approval.
Amend the Government Securities Division Rulebook to Clarify Which Funds-Only Settlement Payments and Underlying Marks Are Applicable to Certain Transactions, and Make Other Changes.
Federal Release: Release No. 34-90322; File No. SR-FICC-2020-012 (November 3, 2020 )
Clarify the Government Securities Division Schedule of Timeframes and Schedule of GCF Repo(®) Timeframes and Make Other Changes.
Federal Release: Release No. 34-89631; File No. SR-FICC-2020-011 (August 21, 2020)
Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges.
Amendment No. 1 to SR-FICC-2020-802 Amendment No. 2 to SR-FICC-2020-802
Federal Release: Release No. 34-90033; File No. SR-FICC-2020-802 (September 28, 2020)
Amendment No. 1 to FICC-2020-009 Amendment No. 2 to FICC-2020-009
Federal Release: Release No. 34-90182; File No. SR-FICC-2020-009 (October 14, 2020)