Add the Sponsored GC Service and Make Other Changes.
Federal Release: Release No. 34-91430; File No. SR-FICC-2021-002 (March 29, 2021)
Amend the Recovery & Wind-down Plan
Revise the Clearing Agency Investment Policy
Federal Release: Release No. 34-91587; File No. SR-FICC-2021-001 (April 16, 2021)
Amend the Clearing Agency Operational Risk Management Framework.
Federal Release: Release No. 34-90626; File Nos. SR-DTC-2020-015; SR-FICC-2020-016; SR-NSCC-2020-019 (December 10, 2020)
Amend the Clearing Agency Liquidity Risk Management Framework.
Federal Release: Release No. 34-90649; File Nos. SR-DTC-2020-018; SR-FICC-2020-018; SR-NSCC-2020-021 (December 11, 2020)
Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division’s Delivery-Versus-Payment Service, and Make Other Changes.
Federal Release: Release No. 34-90948; File No. SR-FICC-2020-015 (January 19, 2021)
Modify the Clearance Maintenance Fee, Reduce the End of Day Position Fee of the Government Securities Division, and Describe the Current Rebate Policy
Amendment No. 1 to SR-FICC-2020-014
Federal Release: Release No. 34-90544; File No. SR-FICC-2020-014 (December 1, 2020)
Amend the Government Securities Division Rulebook to Add a Pre-payment Assessment and Certain Credits in Connection with a New Service, Which Has Not Yet Been Proposed for and Would Be Subject to Regulatory Approval.