Amend the Clearing Agency Model Risk Management Framework
Federal Release: Release No. 34-92380; File No. SR-FICC-2021-006 (July 13, 2021)
Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules
Federal Release: Release No. 34- 92340; File No. SR-FICC-2021-005 (July 7, 2021)
Relating to Confidential Information, Market Disruption Events, and Other Changes
Add the Sponsored GC Service and Make Other Changes.
Amendment No. 1 to SR-FICC-2021-801
Amendment No. 2 to SR-FICC-2021-801
Amendment No. 1 to SR-FICC-2021-003
Federal Release: Release No. 34-91430; File No. SR-FICC-2021-002 (March 29, 2021)
Amend the Recovery & Wind-down Plan
Revise the Clearing Agency Investment Policy
Federal Release: Release No. 34-91587; File No. SR-FICC-2021-001 (April 16, 2021)
Amend the Clearing Agency Operational Risk Management Framework.
Federal Release: Release No. 34-90626; File Nos. SR-DTC-2020-015; SR-FICC-2020-016; SR-NSCC-2020-019 (December 10, 2020)
Amend the Clearing Agency Liquidity Risk Management Framework.
Federal Release: Release No. 34-90649; File Nos. SR-DTC-2020-018; SR-FICC-2020-018; SR-NSCC-2020-021 (December 11, 2020)
Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division’s Delivery-Versus-Payment Service, and Make Other Changes.