You can retrieve and filter various types of pending transactions (i.e., collateral, debit cap) by using one of the following combinations:
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Tab |
Side |
Transaction Type |
CUSIP |
IPO/Non-IPO |
Results |
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Pending Transactions |
My Items |
All Positions |
Blank |
IPO & Non-IPO |
Display all of my deliveries pending for insufficient position, excluding CNS. |
Pending Transactions |
My Items |
All Positions |
Blank |
IPO |
Display all of my syndicate IPO deliveries pending for insufficient IPO position. |
Pending Transactions |
My Items |
All Positions |
Blank |
Non-IPO |
Display all of my non-IPO deliveries pending for insufficient non-IPO position, excluding CNS. |
Pending Transactions |
My Items |
All Positions |
Type in CUSIP # |
IPO & Non-IPO |
Display all of my deliveries pending for insufficient position in a specific CUSIP, including CNS. |
Pending Transactions |
My Items |
All Positions |
Type in CUSIP # |
IPO |
Display all of my IPO deliveries pending for insufficient position in a specific CUSIP, including CNS. |
Pending Transactions |
My Items |
All Positions |
Type in CUSIP # |
Non-IPO |
Display all of my non-IPO deliveries pending for insufficient position in a specific CUSIP, including CNS. |
Pending Transactions |
Contras |
All Positions |
Blank |
IPO & Non-IPO |
Display all of my receives pending for the contra's insufficient position, excluding CNS. |
Pending Transactions |
Contras |
All Positions |
Blank |
IPO |
Display all of my IPO receives pending for the contra's insufficient IPO position, excluding CNS. |
Pending Transactions |
Contras |
All Positions |
Blank |
Non-IPO |
Display all of my non-IPO receives pending for the contra's insufficient non-IPO position, excluding CNS. |
Pending Transactions |
Contras |
All Positions |
Type in CUSIP # |
IPO & Non-IPO |
Display all of my receives pending for the contra's insufficient position in a specific CUSIP, including CNS. |
Pending Transactions |
Contras |
All Positions |
Type in CUSIP # |
IPO |
Display all of my IPO receives pending for the contra's insufficient position in a specific CUSIP, including CNS. |
Pending Transactions |
Contras |
All Positions |
Type in CUSIP # |
Non-IPO |
Display all of my non-IPO receives pending for the contra's insufficient position in a specific CUSIP, including CNS. |
In the RMCI Pending Activity retrieval combinations listed below, the CUSIP field is disabled.
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Tab |
Side |
Transaction Type |
IPO/Non-IPO |
Results |
|
||||
Pending Transactions |
My Items |
Collateral |
IPO & Non-IPO |
Display all of my deliveries and receives pending for my insufficient collateral. |
Pending Transactions |
My Items |
Collateral |
IPO |
Display all of my IPO deliveries and receives pending for my insufficient collateral. |
Pending Transactions |
My Items |
Collateral |
Non-IPO |
Display all of my non-IPO deliveries and receives pending for my insufficient collateral. |
Pending Transactions |
Contras |
Collateral |
IPO & Non-IPO |
Display all of my deliveries and receives pending for the contra's insufficient collateral. |
Pending Transactions |
Contras |
Collateral |
IPO |
Display all of my IPO deliveries and receives pending for the contra's insufficient collateral. |
Pending Transactions |
Contras |
Collateral |
Non-IPO |
Display all of my non-syndicate deliveries and receives pending for the contra's insufficient collateral. |
Pending Transactions |
My Items |
Debit |
IPO & Non-IPO |
Display all of my receives pending for my debit-cap deficiency. |
Pending Transactions |
My Items |
Debit |
IPO |
Display all of my IPO receives pending for my debit-cap deficiency. |
Pending Transactions |
My Items |
Debit |
Non-IPO |
Display all of my non-IPO receives pending for my debit-cap deficiency. |
Pending Transactions |
Contras |
Debit |
IPO & Non-IPO |
Display all of my deliveries pending for the contra's debit-cap deficiency. |
Pending Transactions |
Contras |
Debit |
IPO |
Display all of my IPO deliveries pending for the contra's debit-cap deficiency. |
Pending Transactions |
Contras |
Debit |
Non-IPO |
Display all of my non-IPO deliveries pending for the contra's debit-cap deficiency. |
In the CNS pending activity retrieval combinations listed below, the CUSIP field is disabled. When you select CNS (as the Transaction Type), the Sort by option Market Value for CNS in descending order becomes available.
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Tab |
Side |
Transaction Type |
IPO/Non-IPO |
Results |
|
||||
Pending Transactions |
My Items |
CNS |
IPO & Non-IPO |
Display all of my deliveries to CNS pending for insufficient IPO position and/or collateral. |
Pending Transactions |
My Items |
CNS |
IPO |
Display all of my IPO deliveries to CNS pending for insufficient IPO position and/or collateral. |
Pending Transactions |
My Items |
CNS |
Non-IPO |
Display all of my non-IPO deliveries to CNS pending for insufficient non-IPO position and/or collateral. |
Pending Transactions |
Contras |
CNS |
IPO & Non-IPO |
Display all of my receives from CNS pending for insufficient position in CNS. |
Pending Transactions |
Contras |
CNS |
IPO |
Display all of my IPO receives from CNS pending for insufficient IPO position in CNS. |
Pending Transactions |
Contras |
CNS |
Non-IPO |
Display all of my non-IPO receives from CNS pending for insufficient non-IPO position in CNS. |
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Note: When you click the Cancel Summary tab, Pending Activity automatically displays canceled pending transactions for all of your CUSIPs. If you are working with multiple participant numbers, Pending Activity displays CUSIPs for the participant number last selected on the Pending Transactions tab.
Tab |
CUSIP |
Side |
Results |
|
|||
Cancel Summary |
Blank |
Delivers and Receivers |
Display all of my deliveries and receives pending that have been canceled. |
Cancel Summary |
Blank |
Delivers |
Display all of my deliveries pending that have been canceled. |
Cancel Summary |
Blank |
Receivers |
Display all of my receives pending that have been canceled. |
Cancel Summary |
Type in CUSIP # |
Delivers and Receivers |
Display all of my deliveries and receives pending for a specific CUSIP that have been canceled. |
Cancel Summary |
Type in CUSIP # |
Delivers |
Display all of my deliveries pending for a specific CUSIP that have been canceled. |
Cancel Summary |
Type in CUSIP # |
Receivers |
Display all of my receives pending for a specific CUSIP that have been canceled. |
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Note: When you click the Hold Summary tab, Pending Activity automatically displays held pending transactions for all of your CUSIPs. If you are working with multiple participant numbers, Pending Activity displays CUSIPs for the participant number last selected on the Pending Transactions tab.
Tab |
Results |
|
|
Hold Summary |
Display all of my pending transactions that have been held. |
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Note: When you click the IPA Held tab, Pending Activity automatically displays IPA held pending transactions for all of your CUSIPs. If you are working with multiple participant numbers, Pending Activity displays CUSIPs for the most recent participant number selected on the Pending Transactions tab.
Tab |
CUSIP |
Side |
Results |
|
|||
IPA Held |
Blank |
My Items |
Display all of my transactions that are IPA held on my side. |
IPA Held |
Blank |
Contras |
Display all of my transactions that are IPA held on the contra's side. |
IPA Held |
Type in CUSIP # |
My Items |
Display all of my transactions for a specific CUSIP that are IPA held on my side. |
IPA Held |
Type in CUSIP # |
Contras |
Display all of my transactions for a specific CUSIP that are IPA held on the contra's side. |
To view the results shown in the Results column on the right, select the retrieval combination displayed in the columns on the left.
Tab |
Side |
Results |
|
|
|||
PTA |
Delivers and Receivers |
Display all my deliveries and receives pending where the position is reserved in PTA. |
|
PTA |
Delivers |
Display all my deliveries pending where the position is reserved in PTA. |
|
PTA |
Receivers |
Display all my receives pending where the contra's position is reserved in PTA. |
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