All DTCC Important Notices

25028-26

Fri, 23 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs Securities: TOKYO LIFESTYLECO., LTD. CUSIP: 98741L200 Record Date: October 30, 2026 Payable Date: TBD CA Web Cut-Off: November 11, 2026 8:00 PM ET

Notice: 25028-26

Summary:

Important Notices are a form of supplemental material which is provided by DTC and made available to a wide group of recipients. Information contained within Important Notices is not sensitive, confidential, or non-public information.

25029-26

Fri, 23 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Sweden Security: TELIA COMPANY CUSIP: 87960M205 Record Date: October 29, 2026 Payable Date: November 23, 2026 Relief at Source CA Web Deadline: November 03, 2026, 8:00 PM E.T. Quick Refund CA Web Deadline: December 03, 2026, 8:00 PM E.T.

Notice: 25029-26

Summary:

25141-26

Fri, 23 Oct 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Unsponsored DR Program: CITI Security: KOBE BUSSAN CO LT CUSIP: 499887107 Record Date: 10/30/2026 Payable Date: TBD CA Web Instruction Deadline: 11/11/2026 8:00 PM ET

Notice: 25141-26

Summary:

25191-26

Fri, 23 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Novonix Limited CUSIP: 67010L209 Bank of New York Mellon

Notice: 25191-26

Summary:

25192-26

Fri, 23 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Perpetuals.com Ltd CUSIP: 27030F202 Bank of New York Mellon

Notice: 25192-26

Summary:

25198-26

Fri, 23 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Chilwa Minerals Limited CUSIP: 16934F103 Bank of New York Mellon

Notice: 25198-26

Summary:

a9844

Fri, 23 Oct 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9844

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

A9845

Fri, 23 Oct 2026 12:00:00 +00:00

Calibration of NAV-based Create/Redeem Reasonability Check

Notice: A9845

Summary:

Effective October 29, 2026, National Securities Clearing Corporation ("NSCC") will lower the NAV-based reasonability check threshold applied to Exchange-Traded Fund ("ETF") create/redeem instructions from 98% to 50%.

A9846

Fri, 23 Oct 2026 12:00:00 +00:00

Bilateral Affirmation of Pended ETF Create/Redeem Instructions

Notice: A9846

Summary:

Effective November 23, 2026, subject to the completion of all necessary regulatory filings, NSCC will require both the submitting ETF Agent and the AP counterparty to affirm any ETF create/redeem instruction that pends for review. NSCC will not release a pended instruction for further processing until it receives sufficient written approval from both parties.

A9847

Fri, 23 Oct 2026 12:00:00 +00:00

ETF Modernization Changes and Timeline Update

Notice: A9847

Summary:

National Securities Clearing Corporation ("NSCC") is updating the client milestone dates for ETF Modernization. This notice replaces the timeline published in Important Notice A9792.

25142-26

Fri, 23 Oct 2026 12:00:00 +00:00

Tax Relief Country: NORWAY Security: TGS ASA CUSIP: 87243K208 Record Date: 11/02/2026 Payable Date: 11/23/2026 *****NOT CA WEB ELIGIBLE *****

Notice: 25142-26

Summary:

25139-26

Thu, 22 Oct 2026 12:00:00 +00:00

Tax Relief Country: IRELAND Security Name: WEATHERFORD INTERNATIONAL PLC CUSIP: G48833118 Record Date: 11/06/2026 Payable Date: 12/03/2026 Relief at Source CA Web Cut-Off: 11/20/2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: 12/15/2026 8:00 P.M. ET

Notice: 25139-26

Summary:

25140-26

Thu, 22 Oct 2026 12:00:00 +00:00

Tax Relief Country: SPAIN Security Name: INDUSTRIA DE DISENO TEXTIL INDITEX CUSIP: 455793109 Record Date: 10/30/2026 Payable Date: 11/23/2026 ***NOT CA WEB ELIGIBLE***

Notice: 25140-26

Summary:

GOV2267-26

Thu, 22 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: National Bank Financial Inc. / ACM Omnibus Seg – GSD Member #94JU

Notice: GOV2267-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24591-26

Wed, 21 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs Securities: PEYTO EXPLORATION & DEVELOPMENT CORP CUSIP: 717046403 Record Date: 10/30/2026 Payable Date: 12/03/2026 CA Web Cut-Off: 11/02/2026 8:00 PM ET

Notice: 24591-26

Summary:

25160-26

Wed, 21 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Tesco PLC CUSIP: 881575401 JPMorgan Chase Bank, N.A.

Notice: 25160-26

Summary:

GOV2262-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Deutsche Bank AG, Frankfurt Branch – GSD #9728

Notice: GOV2262-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2266-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/AWM – GSD #94GJ

Notice: GOV2266-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25138-26

Wed, 21 Oct 2026 12:00:00 +00:00

Tax Relief Country: LUXEMBOURG Security Name: ARCELORMITTAL CUSIP: 03938L203 Record Date: 11/13/2026 Payable Date: 12/02/2026 Quick Refund CA Web Instruction Deadline: 11/20/2026 8:00 PM ET

Notice: 25138-26

Summary:

25190-26

Wed, 21 Oct 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR Security: WHITECAP RESOURCES CUSIP: 96467A887 Record Date: 10/30/2026 Payable Date: 12/07/2026 CA Web Instruction Deadline: 11/02/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 25190-26

Summary:

25161-26

Wed, 21 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: UNICREDIT S.p.A. CUSIP: 904678AS8 Record Date: 12/23/2026 Payable Date: 12/30/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/30/2026 8:00 PM (E.T.)

Notice: 25161-26

Summary:

GOV2263-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Barclays Bank PLC/ACM Omnibus – GSD Member #94EX

Notice: GOV2263-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25162-26

Wed, 21 Oct 2026 12:00:00 +00:00

Tax Relief Country: KOREA Security Name: SHINHAN FINANCIAL GROUP CUSIP: 824596100 Record Date: 11/03/2026 Payable Date: TBD Relief at Source CA Web Cut-Off: 11/09/2026 8:00 PM ET

Notice: 25162-26

Summary:

GOV2264-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Barclays Capital Inc./Omnibus – GSD #94EW Barclays Capital Inc./Omnibus Seg – GSD #94FO

Notice: GOV2264-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2265-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Barclays Capital Inc./ACM Omnibus – GSD Member #94FF

Notice: GOV2265-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2261-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Edward D. Jones & Co. – GSD #9657

Notice: GOV2261-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25159-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief Country: IRELAND Security Name: AON PLC CUSIP: G0403H108 Record Date: November 02,2026 Payable Date: November 13,2026 Relief at Source CA Web Cut-Off: November 06,2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: November 23,2026 8:00 PM ET

Notice: 25159-26

Summary:

MBS1608-26

Tue, 20 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSAX] - Intent to Retire

Notice: MBS1608-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1609-26

Tue, 20 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JFAT & JFAU] - Intent to Retire

Notice: MBS1609-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

A9840

Tue, 20 Oct 2026 12:00:00 +00:00

X9 Financial Public Key Infrastructure (PKI) Certificates

Notice: A9840

Summary:

As communicated in NSCC Important Notice A9791, DTCC is adopting X9 Financial PKI for certain system connections. In addition to the protocols identified in the prior notice, clients using REST API and SOAP API connections for DTCC Insurance Products are required to add X9 Financial PKI certificate chain to their applicable trust stores to avoid service disruption.

25018-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Dotz Nano Limited CUSIP: 25857G105 Bank of New York Mellon

Notice: 25018-26

Summary:

25019-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Lead-Real Estate Co., Ltd CUSIP: 52168R109 Bank of New York Mellon

Notice: 25019-26

Summary:

25173-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: NOKIA OYJ CUSIP: 654902204 Record Date: 10/27/2026 Payable Date: 11/10/2026 CA Web Instruction Deadline: 10/28/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 25173-26

Summary:

25174-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: UPM-KYMMENE CORPORATION CUSIP: 915436208 Record Date: 10/30/2026 Payable Date: 11/23/2026 CA Web Instruction Deadline: 11/02/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 25174-26

Summary:

25020-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Elevra Lithium Limited CUSIP: 805700101 Bank of New York Mellon

Notice: 25020-26

Summary:

25021-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Top Glove CUSIP: 890534100 Bank of New York Mellon

Notice: 25021-26

Summary:

25022-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: ENGIE CUSIP: 29286D105 Citibank

Notice: 25022-26

Summary:

25023-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Eutelsat Communications CUSIP: 29888Q207 Bank of New York Mellon

Notice: 25023-26

Summary:

25024-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Eco Wave Power Global AB (publ) CUSIP: 27900N103 Bank of New York Mellon

Notice: 25024-26

Summary:

a9843

Tue, 20 Oct 2026 12:00:00 +00:00

Submission of Rule Filing SR-NSCC-2026-012 – Enhance Automated Reasonability Checks for the Submission of ETF Creation and Redemption Transactions

Notice: a9843

Summary:

Submission of Rule Filing SR-NSCC-2026-012 – Enhance Automated Reasonability Checks for the Submission of ETF Creation and Redemption Transactions

25135-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HCG0; 46115HCL9; 46115HCN5 Record Date: 12/14/2026 Payable Date: 12/29/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/29/2026 8:00 PM (E.T.)

Notice: 25135-26

Summary:

25136-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HBZ9; 46115HCB1 Record Date: 12/05/2026 Payable Date: 12/20/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/21/2026 8:00 PM (E.T.)

Notice: 25136-26

Summary:

25137-26

Tue, 20 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: UNICREDIT S.p.A. CUSIP: 904678AF6 Record Date: 12/15/2026 Payable Date: 12/19/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/21/2026 8:00 PM (E.T.)

Notice: 25137-26

Summary:

CMU226-26

Tue, 20 Oct 2026 12:00:00 +00:00

SEVEN SEVENTEEN CR UN WARREN O HIO SH CTF

Notice: CMU226-26

Summary:

SEVEN SEVENTEEN CR UN WARREN O HIO SH CTF

25025-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Foresight Autonomous CUSIP: 345523401 Bank of New York Mellon

Notice: 25025-26

Summary:

25026-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Steakholder Foods Ltd. CUSIP: 583435508 Bank of New York Mellon

Notice: 25026-26

Summary:

25027-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: argenx CUSIP: 04016X101 Bank of New York Mellon

Notice: 25027-26

Summary:

25175-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Genenta CUSIP: 36870W100 Bank of New York Mellon

Notice: 25175-26

Summary:

25176-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Quoin Pharmaceuticals, Ltd. CUSIP: 74907L409 Bank of New York Mellon

Notice: 25176-26

Summary:

25177-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Lynas Rare Earths Limited CUSIP: 551073307 Bank of New York Mellon

Notice: 25177-26

Summary:

25178-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Resolution Minerals Ltd CUSIP: 76091K105 Bank of New York Mellon

Notice: 25178-26

Summary:

25179-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Can-Fite BioPharma CUSIP: 13471N409 Bank of New York Mellon

Notice: 25179-26

Summary:

25180-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Starpharma CUSIP: 855563102 Bank of New York Mellon

Notice: 25180-26

Summary:

25181-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Nano Dimension CUSIP: 63008G203 Bank of New York Mellon

Notice: 25181-26

Summary:

25182-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Inventiva S.A. CUSIP: 46124U107 Bank of New York Mellon

Notice: 25182-26

Summary:

25183-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: The Trendlines CUSIP: 89487L108 Bank of New York Mellon

Notice: 25183-26

Summary:

25184-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Micware Co., Ltd. CUSIP: 59490A100 Bank of New York Mellon

Notice: 25184-26

Summary:

25185-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: ioneer Ltd CUSIP: 46211L101 Bank of New York Mellon

Notice: 25185-26

Summary:

25186-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Tokyo Lifestyle Co., Ltd. CUSIP: 98741L200 Bank of New York Mellon

Notice: 25186-26

Summary:

25187-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: PayPay Corporation CUSIP: 70450C101 Bank of New York Mellon

Notice: 25187-26

Summary:

25188-26

Tue, 20 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Controladora Vuela Compania de Aviacion S.A.B. de C.V. - Volaris CUSIP: 21240E105 Bank of New York Mellon

Notice: 25188-26

Summary:

GOV2259-26

Mon, 19 Oct 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2259-26

Summary:

"Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here."

GOV2260-26

Mon, 19 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Intesa Sanpaolo IMI Securities Corp/ACM Omnibus – GSD Member #94GH

Notice: GOV2260-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here

24590-26

Mon, 19 Oct 2026 12:00:00 +00:00

Tax Relief – Country: KOREA Securities: KT CORPORATION CUSIP: 48268K101 Record Date: 10/28/2026 Payable Date: TBA CA Web Cut-Off: 10/30/2026 8:00 PM ET

Notice: 24590-26

Summary:

24853-26

Mon, 19 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: ORION CUSIP: 68628Y104 Record Date: 10/20/2026 Payable Date: 11/16/2026 CA Web Instruction Deadline: 10/21/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24853-26

Summary:

24854-26

Mon, 19 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: METSO OUTOTEC CORPORATION CUSIP: 592672109 Record Date: 10/23/2026 Payable Date: 11/19/2026 CA Web Instruction Deadline: 10/26/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24854-26

Summary:

24855-26

Mon, 19 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: ELISA OYJ CUSIP: 28660R102 Record Date: 10/26/2026 Payable Date: 11/24/2026 CA Web Instruction Deadline: 10/27/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24855-26

Summary:

GOV2258-26

Fri, 16 Oct 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2258-26

Summary:

"Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here."

24821-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: ING Groep CUSIP: 456837103 JPMorgan Chase Bank, N.A.

Notice: 24821-26

Summary:

24822-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Sanofi CUSIP: 80105N105 JPMorgan Chase Bank, N.A.

Notice: 24822-26

Summary:

24823-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Impala Platinum Holding LTD CUSIP: 452553308 JPMorgan Chase Bank, N.A.

Notice: 24823-26

Summary:

24824-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Vallourec CUSIP: 92023R407 JPMorgan Chase Bank, N.A.

Notice: 24824-26

Summary:

24825-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: WHITBREAD PLC CUSIP: 96342K100 JPMorgan Chase Bank, N.A.

Notice: 24825-26

Summary:

25157-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Roche Holding Ltd CUSIP: 771195104 JPMorgan Chase Bank, N.A.

Notice: 25157-26

Summary:

25158-26

Fri, 16 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: MTN GROUP LTD SPONS ADR CUSIP: 62474M108 JPMorgan Chase Bank, N.A.

Notice: 25158-26

Summary:

a9842

Fri, 16 Oct 2026 12:00:00 +00:00

Submission of Rule Filing SR-NSCC-2026-011 – Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products

Notice: a9842

Summary:

Submission of Rule Filing SR-NSCC-2026-011 – Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products

a9839

Fri, 16 Oct 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9839

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25153-26

Thu, 15 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: INTERNATIONAL CONSOLIDATED AIRLINES GROUP S.A. CUSIP: 459348108 Deutsche Bank

Notice: 25153-26

Summary:

25154-26

Thu, 15 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: SERCO GROUP PLC (SPON) CUSIP: 81748L209 Deutsche Bank

Notice: 25154-26

Summary:

25156-26

Thu, 15 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: BDO UNIBANK INC CUSIP: 05537Y304 Deutsche Bank

Notice: 25156-26

Summary:

25155-26

Thu, 15 Oct 2026 12:00:00 +00:00

Suspension of DTC Services - TJGC Group Limited (SYMBOL:TJGC; CUSIP: G2588N116)

Notice: 25155-26

Summary:

Please be advised that effective October 15th, 2026, DTC has suspended all services for the below referenced issue: CUSIP SECURITY NAME G2588N116 TJGC Group Limited

24589-26

Thu, 15 Oct 2026 12:00:00 +00:00

Tax Relief Country: Switzerland Security Name: COMPAGNIE FINANCIERE RICHEMONT CUSIP: 204319107 Record Date: 09/17/2026 Payable Date: 10/13/2026 ***NOT CA WEB ELIGIBLE***

Notice: 24589-26

Summary:

CMU225-26

Thu, 15 Oct 2026 12:00:00 +00:00

KAUFMAN CNTY TEX MUN UTIL DIST NO 5 CONTRACT REV

Notice: CMU225-26

Summary:

Deletion

24457-26

Wed, 14 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Sweden Security: SKF AB CUSIP: 784375404 Record Date: October 15, 2026 Payable Date: TBA Relief at Source CA Web Deadline: October 20, 2026, 8:00 PM E.T. Quick Refund CA Web Deadline: November 17, 2026, 8:00 PM E.T.

Notice: 24457-26

Summary:

24851-26

Wed, 14 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: ATLAS COPCO AB- A SHARES CUSIP: 049255706 Record Date: 10/20/2026 Payable Date: TBD CA Web Instruction Deadline: 10/23/2026 8:00 PM ET

Notice: 24851-26

Summary:

24850-26

Wed, 14 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: HUSQVARNA AB CUSIP: 448103101 Record Date: 10/20/2026 Payable Date: TBD CA Web Instruction Deadline: 10/26/2026 8:00 PM ET

Notice: 24850-26

Summary:

25149-26

Wed, 14 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: LOTUS TECHNOLOGY INC CUSIP: 54572F101 Deutsche Bank

Notice: 25149-26

Summary:

24781-26

Wed, 14 Oct 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN Security: BANCO SANTANDER S.A. CUSIP: 05964H105 Record Date: 10/30/2026 Payable Date:11/05/2026 This issue is NOT eligible through CA Web.

Notice: 24781-26

Summary:

24820-26

Wed, 14 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Evotec SE CUSIP: 30050E105 JPMorgan Chase Bank, N.A.

Notice: 24820-26

Summary:

GOV2256-26

Wed, 14 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Commerz Markets LLC / ACM Omnibus – GSD Member #94IG

Notice: GOV2256-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24852-26

Wed, 14 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: ATLAS COPCO AB- B SHARES CUSIP: 049255805 Record Date: 10/20/2026 Payable Date: TBD CA Web Instruction Deadline: 10/23/2026 8:00 PM ET

Notice: 24852-26

Summary:

a9837

Wed, 14 Oct 2026 12:00:00 +00:00

Holiday Schedule: Veterans Day 2026

Notice: a9837

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

25151-26

Wed, 14 Oct 2026 12:00:00 +00:00

Holiday Schedule: Veterans Day 2026

Notice: 25151-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

25152-26

Wed, 14 Oct 2026 12:00:00 +00:00

Holiday Schedule: Veterans Day 2026

Notice: 25152-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2249-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: U.S. Bank National Association/Macro – GSD #94JA

Notice: GOV2249-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25134-26

Tue, 13 Oct 2026 12:00:00 +00:00

Tax Relief Country: NORWAY Security Name: TELENOR ASA CUSIP: 87944W105 Record Date: 10/16/2026 Payable Date: 11/03/2026 Relief at Source CA Web Cut-Off: 10/19/2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: 11/11/2026 8:00 P.M. ET ***ONE DAY WINDOW***

Notice: 25134-26

Summary:

a9836

Tue, 13 Oct 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9836

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2253-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/Hong Kong Branch – GSD #94DZ

Notice: GOV2253-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2254-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/ Manila Branch – GSD #94EA

Notice: GOV2254-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2255-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/ Singapore Branch – GSD #94EB

Notice: GOV2255-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2250-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:JP Morgan Chase Bank, NA/CIO_A – GSD #9855

Notice: GOV2250-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2251-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:JP Morgan Chase Bank, NA/CIO_M – GSD #9298

Notice: GOV2251-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2252-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: JP Morgan Chase Bank, NA/CIO_H – GSD #9299

Notice: GOV2252-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25129-26

Mon, 12 Oct 2026 12:00:00 +00:00

Legal Entity Identifier (LEI) Requirement Deadline - SR-DTC-2025-009

Notice: 25129-26

Summary:

DTC Participants (excluding Limited and CDS Participants) must submit a valid LEI by December 12, 2026, or they may face disciplinary sanctions, including fines.

24847-26

Mon, 12 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: EPIROC AKTIEBOLAG - CLASS A CUSIP: 29429L402 Record Date: 10/19/2026 Payable Date: TBD CA Web Instruction Deadline: 10/22/2026 8:00 PM ET

Notice: 24847-26

Summary:

GOV2248-26

Mon, 12 Oct 2026 12:00:00 +00:00

FICC Veterans Day Holiday Schedule

Notice: GOV2248-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures

MBS1606-26

Mon, 12 Oct 2026 12:00:00 +00:00

FICC Veterans Day Holiday Schedule

Notice: MBS1606-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures

24848-26

Mon, 12 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Metallium Limited CUSIP: 59125U109 Bank of New York Mellon

Notice: 24848-26

Summary:

MBS1605-26

Mon, 12 Oct 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1605-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24849-26

Mon, 12 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Adlai Nortye Group Ltd. CUSIP: 00704R109 Bank of New York Mellon

Notice: 24849-26

Summary:

24778-26

Mon, 12 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Belgium Security: CMB. TECH CUSIP: B38564108 Record Date: October 16, 2026 Payable Date: October 22, 2026 Relief at Source CA Web Deadline: October 19, 2026 8:00 PM E.T.

Notice: 24778-26

Summary:

24778-26

Mon, 12 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Belgium Security: CMB. TECH CUSIP: B38564108 Record Date: October 16, 2026 Payable Date: October 22, 2026 Relief at Source CA Web Deadline: October 19, 2026 8:00 PM E.T.

Notice: 24778-26

Summary:

a9835

Fri, 09 Oct 2026 12:00:00 +00:00

Insurance & Retirement Solutions-Decommissioning of SOAP-Based XML Services

Notice: a9835

Summary:

Decommissioning of SOAP-Based XML IFT Web Service Messages

25130-26

Fri, 09 Oct 2026 12:00:00 +00:00

Direct Registration System (DRS) Transformation - DRS Centralized Billing

Notice: 25130-26

Summary:

DTC is expanding DRS Centralized Billing to include DRS Profile Deposits, DRS Deliver Orders, and DRS Withdrawal-by-Transfer transactions as part of the DRS transformation program. Beginning November 13, 2026 (pending regulatory approval), FAST transfer agents will be required to use SPA for centralized fee billing, replacing manual invoicing to participants, and must establish their DRS fees in SPA by November 5, 2026.

25131-26

Fri, 09 Oct 2026 12:00:00 +00:00

DRS Withdrawal by Transfer Transaction Processing & DRS Centralized Billing and Legacy Withdrawal by Transfer Scope

Notice: 25131-26

Summary:

Effective November 13, 2026 (pending regulatory approval), DRS Profile Deposits, DRS Withdrawal-by-Transfer, and DRS Centralized Billing will move to SPA, with centralized billing becoming mandatory for applicable DRS transactions. Participants will need to route transactions based on the DRS Eligible Indicator, while certain legacy Withdrawal-by-Transfer activity, including certificated withdrawals and foreign ownership-restricted securities, will continue to be processed through PBS and existing CCF files.

24456-26

Fri, 09 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: AGILYX ASA CUSIP: 00853C101 Citibank

Notice: 24456-26

Summary:

25133-26

Fri, 09 Oct 2026 12:00:00 +00:00

DRS Withdrawal by Transfer Transaction Processing & DRS Centralized Billing and Legacy Withdrawal by Transfer Scope

Notice: 25133-26

Summary:

This notice advises FAST transfer agents that DRS Withdrawal-by-Transfer processing and DRS Centralized Billing will transition to SPA on November 13, 2026 (pending regulatory approval), with centralized billing becoming mandatory for DRS Profile Deposits and Withdrawal-by-Transfer transactions. While DRS-eligible transactions will move to SPA, legacy certificated withdrawals and certain foreign ownership-restricted securities will continue to flow through PBS and existing transfer agent files such as RSATFX and CF2DMX.

GOV2244-26

Fri, 09 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Charles Schwab & Co., Inc. / Special Reserve – GSD #94IQ

Notice: GOV2244-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2246-26

Fri, 09 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: High Hill Securities, LLC – GSD #94EU

Notice: GOV2246-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2247-26

Fri, 09 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: National Bank Financial Inc. – GSD #94EV

Notice: GOV2247-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24780-26

Fri, 09 Oct 2026 12:00:00 +00:00

Tax Relief ‐ Country: Belgium Securities: COLRUYT CUSIPs: 196850101 Record Date: 10/05/2026 Payable Date: 10/26/2026

Notice: 24780-26

Summary:

24779-26

Fri, 09 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SPAIN Security: BANCO BILBAO VIZCAYA ARGENTARIA. CUSIP: 05946k101 Record Date: 10/14/2026 Payable Date:10/30/2026 EDS Cutoff Date: 10/15/2026 8:00 PM ET Quick Refund Instruction Deadline: 11/02/2026 8:00 PM ET One Day Election Window

Notice: 24779-26

Summary:

a9836

Fri, 09 Oct 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9836

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24819-26

Thu, 08 Oct 2026 12:00:00 +00:00

Tax Relief Country: IRELAND Security Name: KERRY GROUP CUSIP: 492460100 Record Date: 10/09/2026 Payable Date: 11/16/2026 Relief at Source CA Web Cut-Off: 10/26/2026 8:00 PM ET

Notice: 24819-26

Summary:

24455-26

Thu, 08 Oct 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: TELE2 CUSIP: 87952P307 Record Date: 10/13/2026 Payable Date: 11/05/2026 CA Web Instruction Deadline: 10/16/2026 8:00 PM ET Quick Refund Instruction Deadline: 11/17/2026 8:00 PM ET

Notice: 24455-26

Summary:

25122-26

Thu, 08 Oct 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: BNY Securities: ANA HLDGS INC CUSIP: 032350100 Record Date: October 9, 2026 Payable Date: TBA CA Web Instruction Deadline: October 13, 2026 8:00 PM ET

Notice: 25122-26

Summary:

B25123-26

Thu, 08 Oct 2026 12:00:00 +00:00

Required Settlement System Updates and Key Milestones Towards November 2027

Notice: B25123-26

Summary:

Required Settlement System Updates and Key Milestones Towards November 2027

25127-26

Thu, 08 Oct 2026 12:00:00 +00:00

Tax Relief – Country: France Security: CREDIT AGRICOLE SA CUSIP: 225313105 Record Date: 10/14/2026 Payable Date: TBD CA Web Instructions Deadline: 10/21/2026 8:00 PM ET

Notice: 25127-26

Summary:

25128-26

Thu, 08 Oct 2026 12:00:00 +00:00

Tax Relief – Country: France Security: LVMH CUSIP: 502441306 Record Date: 11/30/2026 Payable Date: 12/23/2026 CA Web Instructions Deadline: 12/07/2026 8:00 PM ET

Notice: 25128-26

Summary:

24768-26

Wed, 07 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: UNICREDIT S.p.A. CUSIP: 904678AY5 Record Date: 11/27/2026 Payable Date: 12/03/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/03/2026 8:00 PM (E.T.)

Notice: 24768-26

Summary:

25121-26

Wed, 07 Oct 2026 12:00:00 +00:00

Additional Account Name Change: The Bank of New York Mellon/Account 52, #4005

Notice: 25121-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

a9834

Wed, 07 Oct 2026 12:00:00 +00:00

Confirmation of Bank Holiday Charge Figure – Columbus Day 2026

Notice: a9834

Summary:

NSCC confirms the assessment of a Bank Holiday Charge equal to 33% of each Member’s start of day Volatility charge on Friday, October 9, 2026, ahead of Columbus Day, Monday, October 12, 2026.

24842-26

Tue, 06 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: XChange TEC.INC CUSIP: 74738J508 Bank of New York Mellon

Notice: 24842-26

Summary:

24843-26

Tue, 06 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Turkiye Garanti Bankasi CUSIP: 900148701 Bank of New York Mellon

Notice: 24843-26

Summary:

24588-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs Securities: PARAMOUNT RESOURCES LTD. CUSIP: 699320602 Record Date: 10/15/2026 Payable Date: 11/19/2026 CA Web Cut-Off: 10/16/2026 8:00 PM ET

Notice: 24588-26

Summary:

24844-26

Tue, 06 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Cheetah Mobile CUSIP: 163075203 Bank of New York Mellon

Notice: 24844-26

Summary:

24845-26

Tue, 06 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Turkiye Garanti Bankasi - 144A CUSIP: 900148602 Bank of New York Mellon

Notice: 24845-26

Summary:

24846-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE Security: VINCI S.A. CUSIP: 927320101 Record Date: 10/13/2026 Payable Date: 11/04/2026 CA Web Instruction Deadline: 10/20/2026 8:00 PM ET

Notice: 24846-26

Summary:

24818-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief Country: IRELAND Security Name: ACCENTURE PLC CUSIP: G1151C101 Record Date: 10/13/2026 Payable Date: 11/13/2026 Relief at Source CA Web Cut-Off: 10/23/2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: 11/19/2026 8:00 PM ET

Notice: 24818-26

Summary:

24764-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: SNAM S.p.A. CUSIP: 83304JAA5; 83304JAB3; 83304JAC1 Record Date: 11/23/2026 Payable Date: 11/28/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/30/2026 8:00 PM (E.T.)

Notice: 24764-26

Summary:

24765-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: OPTICS BIDCO S.p.A. CUSIP: 683879AB6 Record Date: 11/09/2026 Payable Date: 11/15/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/16/2026 8:00 PM (E.T.)

Notice: 24765-26

Summary:

24766-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: OPTICS BIDCO S.p.A. CUSIP: 683879AH3 Record Date: 11/30/2026 Payable Date: 12/04/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/04/2026 8:00 PM (E.T.)

Notice: 24766-26

Summary:

24767-26

Tue, 06 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: KEDRION S.p.A. CUSIP: 49272YAB9 Record Date: 12/30/2026 Payable Date: 12/31/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/31/2026 8:00 PM (E.T.)

Notice: 24767-26

Summary:

GOV2243-26

Tue, 06 Oct 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Royal Bank of Canada, WFC Branch / Omnibus CIL – GSD #94GO

Notice: GOV2243-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24453-26

Mon, 05 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: HON HAI PRECISION INDUSTRY CO - 144A CUSIP: 438090888 Citibank

Notice: 24453-26

Summary:

24454-26

Mon, 05 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: CHIPMOS TECHNOLOGIES INC. CUSIP: 16965P202 Citibank

Notice: 24454-26

Summary:

24815-26

Mon, 05 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Danske Bank A/S - DR CUSIP: 236363206 JPMorgan Chase Bank, N.A.

Notice: 24815-26

Summary:

24816-26

Mon, 05 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: NICE LTD CUSIP: 653656108 JPMorgan Chase Bank, N.A.

Notice: 24816-26

Summary:

24817-26

Mon, 05 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: Pharming Group CUSIP: 71716E105 JPMorgan Chase Bank, N.A.

Notice: 24817-26

Summary:

MBS1603-26

Mon, 05 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSZO] - Final Retire

Notice: MBS1603-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

25119-26

Mon, 05 Oct 2026 12:00:00 +00:00

DTC CHILLS | UK SEAS | Venator Materials PLC | G9329Z118

Notice: 25119-26

Summary:

Please be advised that effective October 05, 2026, Venator Materials PLC, CUSIP G9329Z118, will be globally locked for all activity at DTC.

MBS1604-26

Mon, 05 Oct 2026 12:00:00 +00:00

BOFA Securities, Inc. [MLCH] - Final Retire

Notice: MBS1604-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24840-26

Mon, 05 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: KESKO OYJ CUSIP: 492531108 Record Date: 10/15/2026 Payable Date: 11/12/2026 CA Web Instruction Deadline: 10/16/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24840-26

Summary:

24841-26

Mon, 05 Oct 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: OUTOKUMPU OYJ CUSIP: 69011W200 Record Date: 10/15/2026 Payable Date: 11/12/2026 CA Web Instruction Deadline: 10/16/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24841-26

Summary:

MBS1602-26

Fri, 02 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDV] - Final Retire

Notice: MBS1602-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24761-26

Fri, 02 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: INTESA SANPAOLO S.p.A. CUSIP: 46115HBV8 Record Date: 11/06/2026 Payable Date: 11/21/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/23/2026 8:00 PM (E.T.)

Notice: 24761-26

Summary:

24763-26

Fri, 02 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HBQ9; 46115HBS5 Record Date: 11/16/2026 Payable Date: 12/01/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 12/01/2026 8:00 PM (E.T.)

Notice: 24763-26

Summary:

24762-26

Fri, 02 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HCD7; 46115HCF2 Record Date: 11/13/2026 Payable Date: 11/30/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/30/2026 8:00 PM (E.T.)
- Revised

Notice: 24762-26

Summary:

a9833

Fri, 02 Oct 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9833

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2241-26

Fri, 02 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: ING Bank N.V. – GSD #9040

Notice: GOV2241-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2242-26

Fri, 02 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: ING Bank N.V./Group Treasury – GSD #9881

Notice: GOV2242-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24803-26

Thu, 01 Oct 2026 12:00:00 +00:00

Direct Registration System (DRS) Profile Insurance Programs: PIP I and PIP II

Notice: 24803-26

Summary:

Direct Registration System (DRS) Profile Insurance Programs: PIP I and PIP II

25118-26

Thu, 01 Oct 2026 12:00:00 +00:00

Multifamily Connecticut Avenue Securities Trust 2026-01 (the “Issuer”), Class B-1 Certificates CUSIP: 62548HAC5

Notice: 25118-26

Summary:

Multifamily Connecticut Avenue Securities Trust 2026-01 (the “Issuer”), Class B-1 Certificates CUSIP: 62548HAC5

a9832

Thu, 01 Oct 2026 12:00:00 +00:00

MFPS II – Distribution Database Web Portal Enhancements

Notice: a9832

Summary:

NSCC will introduce an updated design for the Mutual Fund Profile Service II – Distribution Database on the MyDTCC Web Portal.

24758-26

Thu, 01 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: ENI S.p.A. CUSIP: 26874RAJ7 Record Date: 10/25/2026 Payable Date: 11/09/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/09/2026 8:00 PM (E.T.)

Notice: 24758-26

Summary:

24759.26

Thu, 01 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: ENI S.p.A. CUSIP: 26874RAN8, 26874RAP3 Record Date: 11/09/2026 Payable Date: 11/15/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/16/2026 8:00 PM (E.T.)

Notice: 24759.26

Summary:

24760-26

Thu, 01 Oct 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: ENI S.p.A. CUSIP: 26874RAQ1 Record Date: 11/13/2026 Payable Date: 11/19/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/19/2026 8:00 PM (E.T.)

Notice: 24760-26

Summary:

24452-26

Thu, 01 Oct 2026 12:00:00 +00:00

Depositary Fees Notification Security: D-MARKET Electronic Services & Trading CUSIP: 23292B104 Bank of New York Mellon

Notice: 24452-26

Summary:

24814-26

Wed, 30 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Cementos Pacasmayo CUSIP: 15126Q208 JPMorgan Chase Bank, N.A.

Notice: 24814-26

Summary:

24450-26

Wed, 30 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: SAMSONITE GROUP S.A. CUSIP: 79604U206 Citibank

Notice: 24450-26

Summary:

24451-26

Wed, 30 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Sweden Security: THULE GROUP CUSIP: 88604M106 Record Date: Oct 05, 2026 Payable Date: Oct 28, 2026 Relief at Source CA Web Deadline: Oct 08, 2026, 8:00 PM E.T. Quick Refund CA Web Deadline: Nov 09, 2026, 8:00 PM E.T.

Notice: 24451-26

Summary:

24449-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: SAAB CUSIP: 78516J101 Record Date: 10/06/2026 Payable Date: 10/29/2026 Relief at Source CA Web Deadline: 10/09/2026 8:00 PM ET Quick Refund CA Web Deadline: 11/06/2026 8:00 PM ET

Notice: 24449-26

Summary:

24448-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Unsponsored DR Program: CITI Security: See Below CUSIP(s): 022631204, 036335107, 45107P101, 38012P209, 433544103, 46429H108, 471042101, 98945B107, 930010103, 889113106, 889119103, 83540J101, 86428V104, 553491101, 00956Q106, 043400100, 24872B100, 359590304, 434713103, 465254209, 471059105, 483111209, 484605100, 606776201, 98979Y205, 90114T100, 854513108, 85223E101, 80106T200, 766882104, 678123100, 65370E104, 626425102, 606769404, 004845301, 147618201, 248483109, 361118102, 41049T103, 418096103, 47109W100, 47110P102, 48238L106, 501283105, 501561104, 501590103, 57381Q101, 576877104, 58502T107, 60651K101, 606788107, 60701D107, 629729104, 62927B105, 98943J102, 90344T102, 89149R204, 890880206, 86559B109, 83409G107, 78418J100, 810897108, 78438J106, 75973W104, 67575V204, 67122X109, 670184100, 654939107, 65461U108, 606804102, 606799104, 501556302, 48752Q101, 654934108, 65543D108, 68370B104, 68590A100, 78488G101, 98463W103, 001350107, 573810207, 65340H104, 05479C104, 47109X108 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24448-26

Summary:

GOV2237-26

Tue, 29 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: SMBC Nikko Securities America, Inc./Omnibus CIL – GSD #94FW

Notice: GOV2237-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2238-26

Tue, 29 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: BNP Paribas SA / New York Branch – GSD #94EY

Notice: GOV2238-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24839-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE Security: SOCIETE GENERALE CUSIP: 83364L109 Record Date: 10/02/2026 Payable Date: 10/22/2026 CA Web Instruction Deadline: 10/09/2026 8:00 PM ET

Notice: 24839-26

Summary:

24813-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Unsponsored DR Program: BNY Securities: See Below CUSIPs: 015509102; 059831107; 114813207; 23380Y107; 25461D100; 465717106; 221298102; 682736103; 654445303; 65412C108; 654101203; 83409K108; 13916V107; 606837102; 879063204; 674228200; 654620202; 576875207; 29279T109; 35959H109; 35959W106; 37961P103; 404508202; 405328105; 40652R107; 44962U107; 471038109; 471100305; 46636X102; 500275102; 989415104; 206517104; 986008100; 984541102; 89240C205; 89153W107; 890141104; 874018203; 87401G106; 87184P109; 869007203; 86563B202; 86563T104; 824667109; 82454Y104; 82455L200; 82444P106; 80287P100; 76118A205; 68620X104; 654802206; 62913J104; 65461N104; 654573104; 654566108; 629050402; 585265101; 606844207; 434143202; 606793404; 65476F104; 65479L108; 898536206 Record Date: September 30, 2026 Payable Date: TBA CA Web Instruction Deadline: October 13, 2026 8:00 PM ET

Notice: 24813-26

Summary:

GOV2240-26

Tue, 29 Sep 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Palafox Trading, LLC / ACM Omnibus – GSD Member #94JF

Notice: GOV2240-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2239-26

Tue, 29 Sep 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Citadel Securities LLC / ACM Omnibus – GSD Member #94JG

Notice: GOV2239-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24755-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Unsponsored DR Program: DEUTSCHE BANK Security: See Below CUSIP(s): 04623U102, 167071109, 23381B106, 273202101, 307305102, 359582103, 43358L101, 45166E104, 48124H102, 484602305, 49387U103, 53931R103, 606763100, 606836104, 60683M109, 60685L208, 98463V105, 953432101, 892316100, 889144101, 889115101, 889102109, 88907E108, 88156J105, 872120100, 86959X107, 865612105, 83404D109, 824551105, 81782G108, 81607R107, 81603X108, 775376106, 75629J101, 687739102, 65538C206, 60682L102, 578787103, 037400108, 153766100, 28500N105, 35955T107, 486364201, 48667L106, 172989105, 23248D105, 50048B104, 83083K101, 171272107, 89233R102, 466140100, 678495102 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24755-26

Summary:

24756-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: DEUTSCHE BANK Security: See Below CUSIP(s): 23381D102, 23405X209, 234064301, 443251103, 984627109 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24756-26

Summary:

24757-26

Tue, 29 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: J.P. MORGAN Security: TOKYO ELECTRON LIMITED CUSIP: 889110201 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24757-26

Summary:

GOV2235-26

Mon, 28 Sep 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: GOV2235-26

Summary:

Volatility Event Charge Events

MBS1601-26

Mon, 28 Sep 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: MBS1601-26

Summary:

Volatility Event Charge Events

24836-26

Mon, 28 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Halyk Bank of Kazakhstan - Reg. S CUSIP: 46627J302 Bank of New York Mellon

Notice: 24836-26

Summary:

24837-26

Mon, 28 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: LONDIAN WASON NEW ENERGY TECH INC CUSIP: 54179A109 Bank of New York Mellon

Notice: 24837-26

Summary:

24447-26

Mon, 28 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: CITI Security: See Below CUSIP(s): 865613103, 686330101, 606827202, 872351408, 86562M209, 438128308 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24447-26

Summary:

25016-26

Mon, 28 Sep 2026 12:00:00 +00:00

Tax Relief Country: Canada Security: Chemtrade Logistics Income Fund CUSIP: 16387P103 Record Date: 09/29/2026 Payable Date: 10/30/2026 Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 10/23/2026 7:59 PM ET Not Subject to Sift Tax CA Web CO Canadian Source: 10/23/2026 8:00 PM ET

Notice: 25016-26

Summary:

24812-26

Mon, 28 Sep 2026 12:00:00 +00:00

Notice: 24812-26

Summary:

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: BNY Securities: See Below CUSIPs: 46059T109; 560877300; 233806306; 500458401; 60687Y109; 65461T101; 765658307; 78445W306; 892331307; 930004304; 65535H208; 606822104; 486359201; 874060205; 815794102; 654633304; 86562X106 Record Date: September 30, 2026 Payable Date: TBA CA Web Instruction Deadline: October 13, 2026 8:00 PM ET

B21441-25

Mon, 28 Sep 2026 12:00:00 +00:00

CIFC Fdg 2018-I Ltd / CIFC Fdg 2018-I LLC Section 3(c)(7) Important Notice

Notice: B21441-25

Summary:

CIFC Fdg 2018-I Ltd / CIFC Fdg 2018-I LLC Section are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B21442-25

Mon, 28 Sep 2026 12:00:00 +00:00

CIFC Fdg 2018-I Ltd Section 3(c)(7) Important Notice

Notice: B21442-25

Summary:

CIFC Fdg 2018-I Ltd are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

GOV2236-26

Mon, 28 Sep 2026 12:00:00 +00:00

Year-End 2026 New Account and Onboarding Deadlines

Notice: GOV2236-26

Summary:

To ensure activation before year-end 2026 and readiness for the January 2, 2027 Treasury clearing mandate, FICC/GSD has established onboarding deadlines of November 20, 2026 for Sponsored Member and Executing Firm Customer applications and November 25, 2026 for completion of all onboarding requirements for new accounts. Contact your FICC Relationship Manager for assistance.

24752-26

Mon, 28 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: J.P. MORGAN Security: See Below CUSIP(s): 00762U200, 009707308, 433578507, 654090109, 654744408, 654624105, 682151303, 835699307 Record Date: 09/29/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24752-26

Summary:

24753-26

Mon, 28 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Sponsored DR Program: J.P. MORGAN Security: See Below CUSIP(s): 889094108, 890747306 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24753-26

Summary:

24754-26

Mon, 28 Sep 2026 12:00:00 +00:00

Tax Relief Country: JAPAN Depositary for Unsponsored DR Program: J.P. MORGAN Security: See Below CUSIP(s): 892306200, 891515207, 83405K102, 69832A304, 573814308, 501591101, 021090204, 28258A107, 35958N107, 60272J103, 234062206, 813113206, 471054205, 466289105, 49726J108, 606783207, 654111202, 83571B100, 674388103, 50046R200, 874047202, 865617203 Record Date: 09/30/2026 Payable Date: TBD CA Web Instruction Deadline: 10/13/2026 8:00 PM ET

Notice: 24754-26

Summary:

24550-26

Fri, 25 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Biodexa Pharmaceuticals plc Spons CUSIP: 59564R872 JPMorgan Chase Bank, N.A.

Notice: 24550-26

Summary:

24446-26

Fri, 25 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa Security Name: HARMONY GOLD MINING COMPANY LIMITED CUSIP: 413216300 Record Date: OCTOBER 09, 2026 Payable Date: OCTOBER 19, 2026 ***NOT CA WEB ELIGIBLE***

Notice: 24446-26

Summary:

24811-26

Fri, 25 Sep 2026 12:00:00 +00:00

Tax Relief – Country: KOREA Securities: Various CUSIP: 796050201, 796050888 Record Date: 10/02/2026 Payable Date: TBD CA Web Cut-Off: 10/07/2026 8:00 PM ET

Notice: 24811-26

Summary:

GOV2234-26

Fri, 25 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: HRT Financial LP – GSD #94EC

Notice: GOV2234-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1600-26

Fri, 25 Sep 2026 12:00:00 +00:00

BOFA Securities, Inc. [MLDQ, MLCJ, MLHB & MLVO] - Final Retire

Notice: MBS1600-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

a9831

Fri, 25 Sep 2026 12:00:00 +00:00

CNS Modernization: October 2, 2026 Production Release of a Separate SFT Clearing Miscellaneous Activity Output

Notice: a9831

Summary:

CNS Modernization: October 2, 2026 Production Release of a Separate SFT Clearing Miscellaneous Activity Output

a9829

Fri, 25 Sep 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9829

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

a9830

Fri, 25 Sep 2026 12:00:00 +00:00

Notice of Bank Holiday Charge Collection – Columbus Day 2026

Notice: a9830

Summary:

Notice of Bank Holiday Charge Collection – Columbus Day 2026

25017-26

Fri, 25 Sep 2026 12:00:00 +00:00

Submission of Rule Filing SR-DTC-2026-012 – Modernize the Direct Registration System

Notice: 25017-26

Summary:

Submission of Rule Filing SR-DTC-2026-012 – Modernize the Direct Registration System

24437-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Chemomab Therapeutics Ltd. CUSIP: 16385C203 Bank of New York Mellon

Notice: 24437-26

Summary:

24438-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Materialise CUSIP: 57667T100 Bank of New York Mellon

Notice: 24438-26

Summary:

24439-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: BrainsWay CUSIP: 10501L106 Bank of New York Mellon

Notice: 24439-26

Summary:

24734-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Baidu CUSIP: 056752108 Bank of New York Mellon

Notice: 24734-26

Summary:

24440-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: XCHG Limited CUSIP: 98370X202 Bank of New York Mellon

Notice: 24440-26

Summary:

24441-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: LuxExperience B.V. CUSIP: 55406W103 Bank of New York Mellon

Notice: 24441-26

Summary:

24733-26

Thu, 24 Sep 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR Security: WHITECAP RESOURCES CUSIP: 96467A887 Record Date: 10/01/2026 Payable Date: 11/04/2026 CA Web Instruction Deadline: 10/02/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24733-26

Summary:

24442-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Halyk Bank of Kazakhstan - 144A CUSIP: 46627J203 Bank of New York Mellon

Notice: 24442-26

Summary:

GOV2233-26

Thu, 24 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: U.S. Bank National Association/Money Center Trading – GSD #94AC

Notice: GOV2233-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24443-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: EHang Holdings CUSIP: 26853E102 Bank of New York Mellon

Notice: 24443-26

Summary:

24444-26

Thu, 24 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: RedHill Biopharma CUSIP: 757468301 Bank of New York Mellon

Notice: 24444-26

Summary:

MBS1598-26

Thu, 24 Sep 2026 12:00:00 +00:00

BOFA Securities, Inc. [MLCH] - Intent to Retire

Notice: MBS1598-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24445-26

Thu, 24 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs Securities: DOLLARAMA INC CUSIP: 25675T305 Record Date: OCTOBER 09, 2026 Payable Date: NOVEMBER 27, 2026 CA Web Cut-Off: OCTOBER 14, 2026 8:00 PM ET

Notice: 24445-26

Summary:

DR77

Wed, 23 Sep 2026 12:00:00 +00:00

DTCC Derivatives Repository PLC (DDRL) – Operating Procedures

Notice: DR77

Summary:

DDRL is publishing updated Operating Procedures which will come into effect on 6 October 2026. Material changes include updates for consistency with the Fee Schedule for UK MiFIR Approved Reporting Mechanism Services. Further changes include various non-substantive editorial revisions for drafting and formatting consistency with the upcoming update to the DDRIE Operating Procedures.

CMU223-26

Wed, 23 Sep 2026 12:00:00 +00:00

CMU RTTM® REPORTING: FINAL REMINDER – PSE TESTING AND ATTESTATION DUE OCTOBER 2, 2026

Notice: CMU223-26

Summary:

Final reminder for firms to complete CMU RTTM CSV report testing and provide attestation by October 2, 2026, to ensure readiness for the October 30, 2026, transition to CSV-only reporting.

24729-26

Wed, 23 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: KEMIRA OYJ - REG S CUSIP: 488365206 Record Date: 10/06/2026 Payable Date: TBD CA Web Instruction Deadline: 10/07/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24729-26

Summary:

MBS1597-26

Wed, 23 Sep 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDV] - Intent to Retire

Notice: MBS1597-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24731-26

Wed, 23 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: VALMET OYJ CUSIP: 920235108 Record Date: 10/01/2026 Payable Date: 10/22/2026 CA Web Instruction Deadline: 10/02/2026 8:00 PM ET *ONE DAY ELECTION WINDOW*
-Revised

Notice: 24731-26

Summary:

24732-26

Wed, 23 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Advanced Info Service CUSIP: 00753G103 Bank of New York Mellon

Notice: 24732-26

Summary:

24835-26

Wed, 23 Sep 2026 12:00:00 +00:00

DTC CHILLS | UK SEAS | newcleo plc | G6448L103 & G6448L111

Notice: 24835-26

Summary:

Newcleo plc, a company incorporated in the United Kingdom, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of Newcleo plc may be subject to UK stamp duty taxes. Newcleo plc CUSIP has been made eligible for book-entry DTC services with the exception of physical deposits and physical withdrawals. Special procedures have been developed to accommodate the deposit and withdrawal of physical shares into and out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (‘DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to deposit or withdraw shares from their DTC account to familiarize themselves with these procedures.

a9828

Wed, 23 Sep 2026 12:00:00 +00:00

Enhancements to ETF PCF Validation and Same-Day As-Of Order Visibility

Notice: a9828

Summary:

National Securities Clearing Corporation (“NSCC”) is introducing enhancements to the Exchange Traded Funds (“ETF”) processing service to improve data quality controls and increase visibility into certain same-day settling ETF activity.

GOV2232-26

Wed, 23 Sep 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Aardvark Securities LLC / ACM Omnibus – GSD Member #94GT

Notice: GOV2232-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24832-26

Tue, 22 Sep 2026 12:00:00 +00:00

Tax Relief – Country: France Security: BNP PARIBAS CUSIP: 05565A202 Record Date: 09/23/2026 Payable Date: 10/27/2026 CA Web Instructions Deadline: 09/30/2026 8:00 PM ET

Notice: 24832-26

Summary:

24834-26

Tue, 22 Sep 2026 12:00:00 +00:00

Destruction of Non-Transferable Securities Certificates

Notice: 24834-26

Summary:

Listing of non-transferable securities certificates which will be destroyed in approximately 3 months time.

a9822

Tue, 22 Sep 2026 12:00:00 +00:00

Clarifications for Enhanced Transmission Schedule for Networking Account Conversion/Update & Transfer/Acknowledgment Files

Notice: a9822

Summary:

This Important Notice supplements Important Notice a9769 by providing additional guidance and clarifications regarding the enhanced transmission schedule for Networking Conversion Files.

a9821

Tue, 22 Sep 2026 12:00:00 +00:00

MF Info Xchange Service Enhancements

Notice: a9821

Summary:

This Important Notice outlines upcoming enhancements to the MF Info Xchange service including new templates, updates to existing templates, and other enhanced functionality.

GOV2231-26

Tue, 22 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Bank of America, National Association/Omnibus CIL – GSD #94FC

Notice: GOV2231-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1596-26

Tue, 22 Sep 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSZO] - Intent to Retire

Notice: MBS1596-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24833-26

Tue, 22 Sep 2026 12:00:00 +00:00

Additional Account Activation: Wilson-Davis & Co., Inc./Conduit, #1432

Notice: 24833-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24730-26

Tue, 22 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: OLVI OYJ CUSIP: 68143L108 Record Date: 09/23/2026 Payable Date: 10/20/2026 CA Web Instruction Deadline: 09/24/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24730-26

Summary:

24728-26

Tue, 22 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: STORA ENSO OYJ CUSIP: 86210M106 Record Date: 09/25/2026 Payable Date: 10/09/2026 CA Web Instruction Deadline: 09/28/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24728-26

Summary:

24830-26

Mon, 21 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: SANTOS LIMITED CUSIP: 803021807 Deutsche Bank

Notice: 24830-26

Summary:

24520-26

Mon, 21 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa Security Name: WOOLWORTHS CUSIP: 98088R505 Record Date: 09/25/2026 Payable Date: 10/08/2026 ***NOT CA WEB ELIGIBLE***

Notice: 24520-26

Summary:

24750-26

Mon, 21 Sep 2026 12:00:00 +00:00

Tax Relief Country: SOUTH AFRICA Security: IMPALA PLATINUM HOLDING LTD CUSIP: 452553308 Record Date: 09/25/2026 Payable Date: 10/05/2026

Notice: 24750-26

Summary:

24751-26

Mon, 21 Sep 2026 12:00:00 +00:00

Tax Relief Country: SOUTH AFRICA Security: IMPALA PLATINUM HOLDING LTD CUSIP: 452553308 Record Date: 09/25/2026 Payable Date: 10/05/2026

Notice: 24751-26

Summary:

MBS1594-26

Mon, 21 Sep 2026 12:00:00 +00:00

BOFA Securities, Inc. [MLDQ, MLCJ, MLHB & MLVO] - Intent to Retire

Notice: MBS1594-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24831-26

Mon, 21 Sep 2026 12:00:00 +00:00

Additional Account Activations: The Bank of New York Mellon, Various Accounts

Notice: 24831-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24826-26

Mon, 21 Sep 2026 12:00:00 +00:00

Rights Offering: Canamera Energy Metals Corp. CUSIP: 13711A100 Rights CUSIP: 13711A118 Record Date: 9/16/2026 DTC Instruction Deadline: September 30, 2026 (5:00 PM Eastern Time) Rights Expire: October 9, 2026 (4:00 P.M. Vancouver Time) Rate: 1 Right for each Common Share held as of Record Date

Notice: 24826-26

Summary:

24587-26

Mon, 21 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs Securities: PEYTO EXPLORATION & DEVELOPMENT CORP CUSIP: 717046403 Record Date: 09/30/2026 Payable Date: 11/04/2026 CA Web Cut-Off: 10/01/2026 8:00 PM ET

Notice: 24587-26

Summary:

MBS1595-26

Mon, 21 Sep 2026 12:00:00 +00:00

Macquarie Management Holdings, Inc. [DMHI] – Name Change

Notice: MBS1595-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24579-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Qfin Holdings, Inc. CUSIPs: 88557W101 Citibank

Notice: 24579-26

Summary:

24582-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: CL Workshop Group Limited CUSIPs: 63903R106 Citibank

Notice: 24582-26

Summary:

24583-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: LightInTheBox CUSIPs: 53225G201 Citibank

Notice: 24583-26

Summary:

24584-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: LexinFintech CUSIPs: 528877103 Citibank

Notice: 24584-26

Summary:

24585-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Alkane Resources Ltd CUSIPs: 01642W200 Citibank

Notice: 24585-26

Summary:

24586-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: J and Friends Holdings Limited CUSIPs: 72352G206 Citibank

Notice: 24586-26

Summary:

24580-26

Fri, 18 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Brainchip Holdings CUSIPs: 10488Q102 Citibank

Notice: 24580-26

Summary:

TIW862

Fri, 18 Sep 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for Cox Communications, Inc.

Notice: TIW862

Summary:

Rename Event Processing for Cox Communications, Inc.

TIW863

Fri, 18 Sep 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for CLOUD SOFTWARE GROUP, INC.

Revised

Notice: TIW863

Summary:

Rename Event Processing for CLOUD SOFTWARE GROUP, INC.

24828-26

Fri, 18 Sep 2026 12:00:00 +00:00

Additional Account Activations: The Bank of New York Mellon, Various Accounts

Notice: 24828-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2230-26

Fri, 18 Sep 2026 12:00:00 +00:00

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

Notice: GOV2230-26

Summary:

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

24829-26

Fri, 18 Sep 2026 12:00:00 +00:00

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

Notice: 24829-26

Summary:

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

MBS1593-26

Fri, 18 Sep 2026 12:00:00 +00:00

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

Notice: MBS1593-26

Summary:

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

a9826

Fri, 18 Sep 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9826

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

a9827

Fri, 18 Sep 2026 12:00:00 +00:00

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

Notice: a9827

Summary:

Submission of Rule Filings SR-DTC-2026-011, SR-FICC-2026-010 and SR-NSCC-2026-010 – Amend the Clearing Agency Risk Management Framework

TIW584

Thu, 17 Sep 2026 12:00:00 +00:00

Revised ABS CDS Payment and Calculation Supplement

Notice: TIW584

Summary:

Revised ABS CDS Payment and Calculation Supplement

24809-26

Thu, 17 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: 51TALK ONLINE EDUCATION GROUP CUSIP: 16954L204 Deutsche Bank

Notice: 24809-26

Summary:

24810-26

Thu, 17 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: ERICSSON (TELEFONAKTIEBOLAGET LM ERICSSON CUSIP: 294821608 Deutsche Bank

Notice: 24810-26

Summary:

GOV2229-26

Thu, 17 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Charles Schwab & Co., Inc. – GSD #9529

Notice: GOV2229-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

CMU222-26

Thu, 17 Sep 2026 12:00:00 +00:00

Deletion - JEFFERIES FINL GROUP

Notice: CMU222-26

Summary:

NSCC, through its agent, has received notification from the underwriter that the CUSIP listed below, originally scheduled for settlement date 09/17/2026, has been DELETED.

24727-26

Thu, 17 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Locksley Resources Limited CUSIP: 540077104 Bank of New York Mellon

Notice: 24727-26

Summary:

24827-26

Thu, 17 Sep 2026 12:00:00 +00:00

Additional Account Activations: The Bank of New York Mellon, Various Accounts

Notice: 24827-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24777-26

Wed, 16 Sep 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS Security Name: NXP SEMICONDUCTORS N.V. CUSIP: N6596X109 Record Date: 09/16/2026 Payable Date:10/08/2026 Relief at Source CA Web Deadline: 10/01/2026 8:00 P.M. ET Quick Refund CA Web Instruction Deadline: 10/30/2026 8:00 P.M. ET

Notice: 24777-26

Summary:

24726-26

Wed, 16 Sep 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN Security: ERICSSON CUSIP: 294821608 Record Date: 09/29/2026 Payable Date: TBD CA Web Instruction Deadline: 10/02/2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: 11/02/2026 8:00 PM ET

Notice: 24726-26

Summary:

GOV2224-26

Wed, 16 Sep 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2224-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24549-26

Wed, 16 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: MedcoEnergi CUSIP: 69367K305 JPMorgan Chase Bank, N.A.

Notice: 24549-26

Summary:

24436-26

Wed, 16 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: LAKEFRONT BIOTHERAPEUTICS CUSIP: 36315X101 Citibank

Notice: 24436-26

Summary:

24806-26

Wed, 16 Sep 2026 12:00:00 +00:00

Asset Services Holiday Schedule: Columbus Day, October 12, 2026

Notice: 24806-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2226-26

Wed, 16 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: MUFG Securities EMEA PLC/Omnibus – GSD #94EJ

Notice: GOV2226-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2228-26

Wed, 16 Sep 2026 12:00:00 +00:00

TMPG Fails Charges

Notice: GOV2228-26

Summary:

The Federal Reserve Bank's announcement of a 25 basis point increase in the Fed Funds Rate will not affect the TMPG Fail Charge processing and Settlement Obligations will continue to be charged at the TMPG floor rate.

MBS1592-26

Wed, 16 Sep 2026 12:00:00 +00:00

TMPG Fails Charges

Notice: MBS1592-26

Summary:

GOV2227-26

Wed, 16 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: MUFG Securities Americas Inc. / Omnibus – GSD #9493

Notice: GOV2227-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

DDRIE09

Tue, 15 Sep 2026 12:00:00 +00:00

DTCC Data Repository (Ireland) PLC (DDRIE) – SFTR Reporting Service Fee Schedules

Notice: DDRIE09

Summary:

Updated DDRIE SFTR Reporting Service Fee Schedules

DR76

Tue, 15 Sep 2026 12:00:00 +00:00

DTCC Derivatives Repository PLC (DDRL) – SFTR Reporting Service Fee Schedules

Notice: DR76

Summary:

Update of SFTR Reporting Service Fee

24804-26

Tue, 15 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: PONY AI INC CUSIP: 732908108 Deutsche Bank

Notice: 24804-26

Summary:

24805-26

Tue, 15 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: HELLO GROUP INC. CUSIP: 423403104 Deutsche Bank

Notice: 24805-26

Summary:

24725-26

Tue, 15 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND Security: WARTSILA CUSIP: 936544105 Record Date: 09/16/2026 Payable Date: 10/13/2026 CA Web Instruction Deadline: 09/17/2026 8:00 PM ET ****ONE DAY ELECTION WINDOW****

Notice: 24725-26

Summary:

17173-22

Tue, 15 Sep 2026 12:00:00 +00:00

Tax Relief Country: Ireland
Security: DOLE PLC CUSIP: G27907107
Record Date: 09/16/2022 Payable Date: 10/07/2022
Relief at Source CA Web Deadline: 09/29/2022 8:00 PM ET
Quick Refund Instruction Deadline: 10/24/2022 8:00 PM ET

Notice: 17173-22

Summary:

24808-26

Tue, 15 Sep 2026 12:00:00 +00:00

Submission of Rule Filing SR-DTC-2026-010 – Establish and Implement AnnounceDirect for the Submission of Corporate Action Announcements

Notice: 24808-26

Summary:

Submission of Rule Filing SR-DTC-2026-010 – Establish and Implement AnnounceDirect for the Submission of Corporate Action Announcements

GOV2223-26

Tue, 15 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: SMBC Nikko Securities America, Inc./Omnibus – GSD #9889

Notice: GOV2223-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

A9825

Tue, 15 Sep 2026 12:00:00 +00:00

NSCC BEGINS COLLECTING FEES FOR TEXAS STOCK EXCHANGE

Notice: A9825

Summary:

Beginning in September 2026, NSCC will collect Texas Stock Exchange (TXSE) fees through its consolidated settlement system using Settlement Category Code 231 - TXSE Membership Fee.

24548-26

Tue, 15 Sep 2026 12:00:00 +00:00

Tax Relief Country: IRELAND Security Name: JOHNSON CONTROLS INTERNATIONAL PLC CUSIP: G51502105 Record Date: September 21, 2026 Payable Date: October 16, 2026 Relief at Source CA Web Cut-Off: October 2, 2026 8:00 PM ET Quick Refund CA Web Instruction Deadline: October 29, 2026 8:00 PM ET

Notice: 24548-26

Summary:

24807-26

Tue, 15 Sep 2026 12:00:00 +00:00

Holiday Schedule: Columbus Day 2026

Notice: 24807-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

a9824

Tue, 15 Sep 2026 12:00:00 +00:00

Holiday Schedule: Columbus Day 2026

Notice: a9824

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

CMU220-26

Mon, 14 Sep 2026 12:00:00 +00:00

CMU RTTM® REPORTING: OPTIONAL PRODUCTION PARALLEL TESTING PDF TO CSV CONVERSION

Notice: CMU220-26

Summary:

DTCC is transitioning CMU RTTM reporting from legacy PDF print-image reports to standardized CSV reports, with required PSE testing and client attestation due by October 2, 2026. Clients may optionally perform production parallel testing from October 2–29, 2026, before CSV-only production reporting begins and legacy reports are decommissioned on October 30, 2026.

24515-26

Mon, 14 Sep 2026 12:00:00 +00:00

Tax Relief Country: Canada Security: Brookfield Business Corporation CUSIP: 113006100 Record Date: 08/31/2026 Payable Date: 09/29/2026 EDS Cutoff Date:09/22/2026 8:00 PM ET

Notice: 24515-26

Summary:

24724-26

Mon, 14 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE Security: TOTALENERGIES SE CUSIP: F92124100 Record Date: 09/30/2026 Payable Date: 10/21/2026 CA Web Instruction Deadline: 10/07/2026 8:00 PM ET

Notice: 24724-26

Summary:

24722-26

Fri, 11 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: XChange TEC.INC CUSIP: 74738J508 Bank of New York Mellon

- Cancelled

Notice: 24722-26

Summary:

24723-26

Fri, 11 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: YXT.COM Group Holding CUSIP: 988740205 Bank of New York Mellon

Notice: 24723-26

Summary:

24547-26

Fri, 11 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Canaan CUSIP: 134748102 JPMorgan Chase Bank, N.A.

Notice: 24547-26

Summary:

24749-26

Fri, 11 Sep 2026 12:00:00 +00:00

Tax Relief Country: ITALY Security: ENI S.p.A. CUSIP: 26874RAW8; 26874RAY4 Record Date: 11/12/2026 Payable Date: 11/18/2026 Quick Refund Open Date: Payable Date CA Web Instruction Deadline: 11/18/2026 8:00 PM (E.T.)

Notice: 24749-26

Summary:

a9823

Fri, 11 Sep 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9823

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here

MBS1591-26

Fri, 11 Sep 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1591-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24721-26

Thu, 10 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: 17 Education & Technology Group CUSIP: 81807M304 Bank of New York Mellon

Notice: 24721-26

Summary:

24802-26

Thu, 10 Sep 2026 12:00:00 +00:00

Corporate Actions – SWIFT ISO 20022 SR2026 Implementation Update

Notice: 24802-26

Summary:

DTCC will align with SWIFT and postpone the Corporate Actions ISO 20022 SR2026 implementation from November 2026 to Q1 2027. Revised testing timelines and deployment dates will be communicated once SWIFT confirms its implementation schedule. The PSE test environment will revert to the SR2025 format during the week of September 21, 2026. Clients wishing to continue EDS/VRI testing must request that their PSE subscriptions be re-enabled, and testing may continue through the end of 2026. The decision reflects industry feedback regarding readiness and the challenges associated with supporting two standards releases within a short timeframe.

B24776-26

Thu, 10 Sep 2026 12:00:00 +00:00

Required Settlement System Updates to be Completed by November 2027

Notice: B24776-26

Summary:

Required Settlement System Updates to be Completed by November 2027

24434-26

Thu, 10 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Intchains Group Limited CUSIP: 45828E104 Deutsche Bank

Notice: 24434-26

Summary:

24435-26

Thu, 10 Sep 2026 12:00:00 +00:00

Depositary Fees Notification Security: Ipsen SA ADR CUSIP: 462629205 Deutsche Bank

Notice: 24435-26

Summary:

24517-26

Thu, 10 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Canada/Brookfield Security: Brookfield Infrastructure Partners L.P. CUSIP: G16252101 Record Date: 08/31/2026 Payable Date: 09/29/2026 CA Web Instruction Cutoff Date: No instructions Due to Source of Income
- Revised

Notice: 24517-26

Summary:

GOV2211-26

Thu, 10 Sep 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Raymond James & Associates, Inc./ACM Omnibus – GSD Member #94AG

Notice: GOV2211-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2212-26

Thu, 10 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Raymond James & Associates, Inc./RJFI – GSD #9570

Notice: GOV2212-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2213-26

Thu, 10 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Raymond James & Associates, Inc. – GSD #9553

Notice: GOV2213-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

TIW861

Thu, 10 Sep 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for DEUTSCHE POST AG

Notice: TIW861

Summary:

Rename Event Processing for DEUTSCHE POST AG

24578-26

Wed, 09 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PARAMOUNT RESOURCES LTD.
CUSIP: 699320602
Record Date: 09/15/2026
Payable Date: 10/19/2026
CA Web Cut-Off: 09/16/2026 8:00 PM ET

Notice: 24578-26

Summary:

24719-26

Wed, 09 Sep 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: SPIE S.A.
CUSIP: 847939105
Record Date: 09/16/2026
Payable Date: TBD
CA Web Instruction Deadline: 09/23/2026 8:00 PM ET

Notice: 24719-26

Summary:

24720-26

Wed, 09 Sep 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: TOURMALINE OIL CORP
CUSIP: 89156V775
Record Date: 09/15/2026
Payable Date: 10/19/2026
CA Web Instruction Deadline: 09/17/2026 8:00 PM ET

Notice: 24720-26

Summary:

24775-26

Wed, 09 Sep 2026 12:00:00 +00:00

Additional Account Activation: Nomura Securities International, Inc./Corporate Equity Derivative Custody, #4405

Notice: 24775-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2218-26

Wed, 09 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:
Royal Bank of Canada, WFC Branch / Toronto – GSD #94GK

Notice: GOV2218-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2219-26

Wed, 09 Sep 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2219-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2220-26

Wed, 09 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Wells Fargo Securities, LLC/Omnibus CiL – GSD #94GD

Notice: GOV2220-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2221-26

Wed, 09 Sep 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Wells Fargo Bank, National Association/Omnibus CiL – GSD #94GC

Notice: GOV2221-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2222-26

Wed, 09 Sep 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2222-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24544-26

Tue, 08 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Dr Reddy Rs.5
CUSIP: 256135203
JPMorgan Chase Bank, N.A.

Notice: 24544-26

Summary:

24774-26

Tue, 08 Sep 2026 12:00:00 +00:00

Additional Account Retirement: Mizuho Bank (USA)/Security Lending, #2492

Notice: 24774-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24514-26

Tue, 08 Sep 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Brookfield Property Partners L.P.
CUSIP: G16249149, G16249156, G16249164, G1624R107
Record Date: 09/01/2026
Payable Date: 09/29/2026
EDS Cutoff Date: 09/22/2026 8:00 PM ET
Revised

Notice: 24514-26

Summary:

24516-26

Tue, 08 Sep 2026 12:00:00 +00:00

Tax Relief – Country: Netherlands
Security Name: AEGON N.V.
CUSIP: 0076CA104
Record Date: 09/03/2026
Payable Date: 09/24/2026
Relief AT Source CA Web Instruction Deadline: 09/14/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/02/2026 8:00 PM. ET

Notice: 24516-26

Summary:

24748-26

Tue, 08 Sep 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ENI S.P.A. CUSIP: 26874R108
Record Date: 09/22/2026 Payable Date: 10/07/2026
***NOT CA WEB ELIGIBLE***

Notice: 24748-26

Summary:

a9820

Tue, 08 Sep 2026 12:00:00 +00:00

ACATS CLIENT INTERFACE LEGACY FILES DECOMMISSION DATE EXTENSION

Notice: a9820

Summary:

Announces 4 month extension to ACATS legacy file decommission.

GOV2217-26

Tue, 08 Sep 2026 12:00:00 +00:00

FICC Columbus Day Holiday Schedule

Notice: GOV2217-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2216-26

Tue, 08 Sep 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2216-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1590-26

Tue, 08 Sep 2026 12:00:00 +00:00

FICC Columbus Day Holiday Schedule

Notice: MBS1590-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

24431-26

Fri, 04 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: SHOPRITE
CUSIP: 82510E209
Record Date: September 25, 2026
Payable Date: October 08, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24431-26

Summary:

24432-26

Fri, 04 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: ABSA GROUP LIMITED
CUSIP: 00400T102
Record Date: September 18, 2026
Payable Date: October 01, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24432-26

Summary:

24433-26

Fri, 04 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: SIBANYE STILLWATER
CUSIP: 82575P107
Record Date: September 18, 2026
Payable Date: October 06, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24433-26

Summary:

24546-26

Fri, 04 Sep 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: ALLEGION PLC CUSIP: G0176J109
Record Date: 09/15/2026 Payable Date: 09/30/2026
Relief at Source CA Web Cut-Off: 09/21/2026 8:00 PM ET

Notice: 24546-26

Summary:

24747-26

Fri, 04 Sep 2026 12:00:00 +00:00

Tax Relief Country: CANADA ADRs
Security Name: LOBLAW COMPANIES LTD CUSIP: 539481804
Record Date: 09/15/2026 Payable Date: 10/21/2026
Relief at Source CA Web Cut-Off: 09/18/2026

Notice: 24747-26

Summary:

a9818

Fri, 04 Sep 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9818

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

a9819

Fri, 04 Sep 2026 12:00:00 +00:00

Implementation Date of Enhancements to National Securities Clearing Corporation’s Clearing Fund Methodology for Exchange-Traded Products

Notice: a9819

Summary:

NSCC is notifying Members that enhancements to its Clearing Fund methodology for ETPs, including Gap Risk, Bid-Ask Spread, and Fat Tail Adjustment Factor changes, will take effect on September 21, 2026.

GOV2214-26

Fri, 04 Sep 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2214-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2215-26

Fri, 04 Sep 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: DNB Bank ASA/New York Branch – GSD #9449

Notice: GOV2215-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24428-26

Thu, 03 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ZKH GROUP LIMITED
CUSIPs: 98877R104
Citibank

Notice: 24428-26

Summary:

24429-26

Thu, 03 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: LUFAX HOLDING LTD
CUSIPs: 54975P201
Citibank

Notice: 24429-26

Summary:

24430-26

Thu, 03 Sep 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: BIDVEST
CUSIP: 088836309
Record Date: September 25, 2026
Payable Date: October 08, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24430-26

Summary:

24770-26

Thu, 03 Sep 2026 12:00:00 +00:00

CDS Additional Account Retirement: BMO Nesbitt Burns, Inc./BMO Trust Company/CDS**, #4712

Notice: 24770-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24772-26

Thu, 03 Sep 2026 12:00:00 +00:00

Expansion of 1042-S Classification Announcements

Notice: 24772-26

Summary:

Expansion of 1042-S Classification Announcements

24773-26

Thu, 03 Sep 2026 12:00:00 +00:00

Payment Without Presentation APPROVED Under SR-DTC-2026-009

Notice: 24773-26

Summary:

This notice serves to inform DTC Agents that the Securities and Exchange Commission (SEC) approved the proposed change related to the expansion of DTC's Payment Without Presentation (PWP) model on August 13, 2026. The SEC approval order is available on the SEC website.

GOV2210-26

Thu, 03 Sep 2026 12:00:00 +00:00

Final Retirement – Morgan Stanley & Co. International PLC

Notice: GOV2210-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24541-26

Wed, 02 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Carlsberg
CUSIP: 142795202
JPMorgan Chase Bank, N.A.

Notice: 24541-26

Summary:

24542-26

Wed, 02 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: HDFC Bank Limited
CUSIP: 40415F101
JPMorgan Chase Bank, N.A.

Notice: 24542-26

Summary:

24543-26

Wed, 02 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Telix Pharmaceuticals Limited
CUSIP: 87961M105
JPMorgan Chase Bank, N.A.

Notice: 24543-26

Summary:

24545-26

Wed, 02 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Loma Negra
CUSIP: 54150E104
JPMorgan Chase Bank, N.A.

Notice: 24545-26

Summary:

24746-26

Wed, 02 Sep 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: TRANE TECHNOLOGIES PLC CUSIP: G8994E103
Record Date: 09/04/2026 Payable Date: 09/30/2026
Relief at Source CA Web Cut-Off: 09/17/2026 8:00 PM ET

Notice: 24746-26

Summary:

24769-26

Wed, 02 Sep 2026 12:00:00 +00:00

Additional Account Activation: Hidden Road Partners CIV US LLC/Fixed Income, #4371

Notice: 24769-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24717-26

Tue, 01 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Digital Domain Holdings Limited
CUSIP: 253843106
Bank of New York Mellon

Notice: 24717-26

Summary:

24718-26

Tue, 01 Sep 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sims Limited
CUSIP: 829160100
Bank of New York Mellon

Notice: 24718-26

Summary:

24745-26

Tue, 01 Sep 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: WILLIS TOWERS WATSON CUSIP: G96629103
Record Date: 09/30/2026 Payable Date: 10/15/2026
Relief at Source CA Web Cut-Off: 10/06/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/22/2026 8:00 P.M. ET

Notice: 24745-26

Summary:

GOV2208-26

Tue, 01 Sep 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2208-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

9817

Tue, 01 Sep 2026 12:00:00 +00:00

New York State Stock Transfer Tax

Notice: 9817

Summary:

Dates for Q3 Stock Transfer Tax inclusion

24426-26

Fri, 28 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: LUNDIN MINING CORP
CUSIP: 550372205
Record Date: September 04, 2026
Payable Date: October 13, 2026
CA Web Cut-Off: September 08, 2026

Notice: 24426-26

Summary:

24427-26

Fri, 28 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: Gold Fields
CUSIP: 38059T106
Record Date: September 11, 2026
Payable Date: September 24, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24427-26

Summary:

24513-26

Fri, 28 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: KONINKLIJKE VOPAK
CUSIP: 50048T105
Record Date: 09/18/2026 Payable Date: 10/09/2029
Quick Refund CA Web Instruction Deadline: 10/16/2026 8:00 PM ET

Notice: 24513-26

Summary:

24716-26

Fri, 28 Aug 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: SUPERIOR PLUS CORP
CUSIP: 86828P301
Record Date: 09/29/2026
Payable Date: 11/04/2026
CA Web Instruction Deadline: 10/02/2026 8:00 PM ET

Notice: 24716-26

Summary:

a9816

Fri, 28 Aug 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9816

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

DDRS30

Fri, 28 Aug 2026 12:00:00 +00:00

Proposed changes to the DDRS Third Party Provider Agreement

Notice: DDRS30

Summary:

Proposed changes to the DDRS Third Party Provider Agreement

GOV2207-26

Fri, 28 Aug 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2207-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24512-26

Thu, 27 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Netherlands
Security Name: ASR NEDERLAND N.V
CUSIP: 00217N108
Record Date: 08/31/2026
Payable Date: 09/15/2026
Quick Refund CA Web Instruction Deadline: 10/02/2026 8:00 PM. ET

Notice: 24512-26

Summary:

24698-26

Thu, 27 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: STMICROELECTRONICS N.V. CUSIP: 861012102
Record Date: 09/22/2026 Payable Date: 09/29/2026
Quick Refund CA Web Instruction Deadline: 10/16/2026 8:00 P.M. ET

Notice: 24698-26

Summary:

24744-26

Thu, 27 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: UNIVERSAL MUSIC GROUP N.V. CUSIP: 91377B109
Record Date: 10/06/2026 Payable Date: 11/10/2026
Quick Refund CA Web Instruction Deadline: 11/13/2026 8:00 P.M. ET

Notice: 24744-26

Summary:

TIW860

Thu, 27 Aug 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for ENERGY TRANSFER LP

Notice: TIW860

Summary:

Rename Event Processing for ENERGY TRANSFER LP

24574-26

Wed, 26 Aug 2026 12:00:00 +00:00

Tax Relief Country: Switzerland
Security Name: SONOVA
CUSIP: 83569C102
Record Date: 06/22/2026
Payable Date: 07/13/2026
***NOT CA WEB ELIGIBLE***

Notice: 24574-26

Summary:

24575-26

Wed, 26 Aug 2026 12:00:00 +00:00

Tax Relief Country: Switzerland
Security Name: TEMENOS AG
CUSIP: 87974R208
Record Date: 05/19/2026
Payable Date: 06/01/2026
***NOT CA WEB ELIGIBLE***

Notice: 24575-26

Summary:

24576-26

Wed, 26 Aug 2026 12:00:00 +00:00

Tax Relief Country: Switzerland
Security Name: SWATCH GROUP
CUSIP: 870123106
Record Date: 05/18/2026
Payable Date: 06/03/2026
***NOT CA WEB ELIGIBLE***

Notice: 24576-26

Summary:

24577-26

Wed, 26 Aug 2026 12:00:00 +00:00

Tax Relief Country: Switzerland
Security Name: SGS
CUSIP: 818800104
Record Date: 04/07/2026
Payable Date: 05/11/2026
***NOT CA WEB ELIGIBLE***

Notice: 24577-26

Summary:

24697-26

Wed, 26 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: MEDTRONIC PLC CUSIP: G5960L103
Record Date: 09/25/2026 Payable Date: 10/16/2026
Relief at Source CA Web Cut-Off: 10/05/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/28/2026 8:00 P.M. ET

Notice: 24697-26

Summary:

24743-26

Wed, 26 Aug 2026 12:00:00 +00:00

Additional Account Name Change: The Bank of New York Mellon/Account 48, #3995

Notice: 24743-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24715-26

Tue, 25 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Defeng Solife Holdings Limited
CUSIP: 261215206
Bank of New York Mellon

Notice: 24715-26

Summary:

24424-26

Tue, 25 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: STANDARD BANK
CUSIP: 853118206
Record Date: September 11. 2026
Payable Date: September 24, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24424-26

Summary:

24425-26

Tue, 25 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: DRDGOLD LIMITED
CUSIP: 26152H301
Record Date: September 11, 2026
Payable Date: September 21, 2026
***NOT CA WEB ELIGIBLE***

Notice: 24425-26

Summary:

24510-26

Tue, 25 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada
Security: Brookfield Renewable Partners L.P.
CUSIP: G16258108
Record Date: 08/31/2026
Payable Date: 09/29/2026
EDS Cutoff Date: 09/22/2026 8:00 PM ET
Revised

Notice: 24510-26

Summary:

24511-26

Tue, 25 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada
Security: Brookfield Renewable Partners L.P. Series 17 Preferred LP Units
CUSIP: G16258231
Record Date: 10/15/2026
Payable Date: 11/02/2026

Notice: 24511-26

Summary:

24539-26

Tue, 25 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Nidec Corporation
CUSIP: 654090109
JPMorgan Chase Bank, N.A.

Notice: 24539-26

Summary:

24540-26

Tue, 25 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Fang Holdings Limited
CUSIP: 30711Y300
JPMorgan Chase Bank, N.A.

Notice: 24540-26

Summary:

24741-26

Tue, 25 Aug 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 08/31/2026
Payable Date: 09/29/2026
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 09/22/2026 7:59 PM ET Not Subject to Sift Tax CA Web CO Canadian Source: 09/22/2026 8:00 PM ET

Notice: 24741-26

Summary:

24742-26

Tue, 25 Aug 2026 12:00:00 +00:00

Rights Offering: Encanto Potash Corp.
CUSIP: 29251N401
Rights CUSIP: 29251N120
Record Date: 08/20/2026
DTC Instruction Deadline: August 31st at 2:00 P.M. (Eastern Time)
Rights Expire: September 10th at 2:00 P.M. (Pacific Time)
Rate: 1 right for each share held as of record date

Notice: 24742-26

Summary:

Encanto Potash Corp is offering a rights offering to eligible shareholders as of record close of business on August 20, 2026 (the Record Date). Pursuant to the Rights Offering, each eligible holder of Common Shares (a “Shareholder”) will receive one (1) right (each, a “Right”) for each one (1) Common Share held.

B22172-25

Tue, 25 Aug 2026 12:00:00 +00:00

PALMER SQUARE CLO 2023-1 LTD Section 3(c)(7) Important Notice

Notice: B22172-25

Summary:

PALMER SQUARE CLO 2023-1 LTD are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B22173-25

Tue, 25 Aug 2026 12:00:00 +00:00

PALMER SQUARE CLO 2023-1 LTD / PALMER SQUARE CLO 2023-1 LLC Section 3(c)(7) Important Notice

Notice: B22173-25

Summary:

PALMER SQUARE CLO 2023-1 LTD / PALMER SQUARE CLO 2023-1 LLC are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

GOV2204-26

Tue, 25 Aug 2026 12:00:00 +00:00

FICC Labor Day Holiday Schedule

Notice: GOV2204-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2206-26

Tue, 25 Aug 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: StoneX Financial Inc./ACM Omnibus – GSD Member #94DM

Notice: GOV2206-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1588-26

Tue, 25 Aug 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JXAQ, JXAR, JXAS, JXAT] – Activation

Notice: MBS1588-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1589-26

Tue, 25 Aug 2026 12:00:00 +00:00

FICC Labor Day Holiday Schedule

Notice: MBS1589-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

24418-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ANDES TECHNOLOGY CORPORATION
CUSIPs: 03420C109
Citibank

Notice: 24418-26

Summary:

24419-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ASMEDIA TECHNOLOGY INC 144A
CUSIPs: 04525M109
Citibank

Notice: 24419-26

Summary:

24420-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Token Cat Limited
CUSIP: 89856T401
Bank of New York Mellon

Notice: 24420-26

Summary:

24421-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EFG Holding - Reg. S
CUSIP: 268425402
Bank of New York Mellon

Notice: 24421-26

Summary:

24422-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EFG Holding - 144A
CUSIP: 268425303
Bank of New York Mellon

Notice: 24422-26

Summary:

24423-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: 36Kr
CUSIP: 88429K202
Bank of New York Mellon

Notice: 24423-26

Summary:

24696-26

Mon, 24 Aug 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: MOWI ASA CUSIP: 624678108
Record Date: 08/31/2026 Payable Date: 09/15/2026
CA Web Quick Refund Deadline: 09/10/2026 8:00 PM ET

Notice: 24696-26

Summary:

A9813

Mon, 24 Aug 2026 12:00:00 +00:00

Legal Entity Identifier (LEI) Requirement Deadline - SR-NSCC-2025-009

Notice: A9813

Summary:

Important Notice A9813 informs NSCC Members of the October 24, 2026 deadline to provide a valid Legal Entity Identifier (LEI) to NSCC, in accordance with SR-NSCC-2025-009 and the NSCC Rules & Procedures.

B21449-25

Mon, 24 Aug 2026 12:00:00 +00:00

Madison Pk Fdg LXVIII Ltd / Madison Pk Fdg LXVIII LLC Section 3(c)(7) Important Notice

Notice: B21449-25

Summary:

Madison Pk Fdg LXVIII Ltd / Madison Pk Fdg LXVIII LLC are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B21451-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP CLO 2018-15 Ltd /
OCP CLO 2018-15 LLC Section 3(c)(7) Important Notice

Notice: B21451-25

Summary:

OCP CLO 2018-15 Ltd / OCP CLO 2018-15 LLC are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B21452-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP CLO 2018-15 Ltd Section 3(c)(7) Important Notice

Notice: B21452-25

Summary:

OCP CLO 2018-15 Ltd are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B21453-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP Aegis CLO 2023-29
Ltd / OCP Aegis CLO 2023-29 LLC Section 3(c)(7) Important Notice

Notice: B21453-25

Summary:

OCP Aegis CLO 2023-29 Ltd / OCP Aegis CLO 2023-29 LLC are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

24418-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ANDES TECHNOLOGY CORPORATION
CUSIPs: 03420C109
Citibank

Notice: 24418-26

Summary:

24419-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ASMEDIA TECHNOLOGY INC 144A
CUSIPs: 04525M109
Citibank

Notice: 24419-26

Summary:

24420-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Token Cat Limited
CUSIP: 89856T401
Bank of New York Mellon

Notice: 24420-26

Summary:

24421-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EFG Holding - Reg. S
CUSIP: 268425402
Bank of New York Mellon

Notice: 24421-26

Summary:

24422-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EFG Holding - 144A
CUSIP: 268425303
Bank of New York Mellon

Notice: 24422-26

Summary:

24423-26

Mon, 24 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: 36Kr
CUSIP: 88429K202
Bank of New York Mellon

Notice: 24423-26

Summary:

24696-26

Mon, 24 Aug 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: MOWI ASA CUSIP: 624678108
Record Date: 08/31/2026 Payable Date: 09/15/2026
CA Web Quick Refund Deadline: 09/10/2026 8:00 PM ET

Notice: 24696-26

Summary:

A9813

Mon, 24 Aug 2026 12:00:00 +00:00

Legal Entity Identifier (LEI) Requirement Deadline - SR-NSCC-2025-009

Notice: A9813

Summary:

B21449-25

Mon, 24 Aug 2026 12:00:00 +00:00

Madison Pk Fdg LXVIII Ltd / Madison Pk Fdg LXVIII LLC Section 3(c)(7) Important Notice

Notice: B21449-25

Summary:

B21451-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP CLO 2018-15 Ltd /
OCP CLO 2018-15 LLC Section 3(c)(7) Important Notice

Notice: B21451-25

Summary:

B21452-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP CLO 2018-15 Ltd Section 3(c)(7) Important Notice

Notice: B21452-25

Summary:

B21453-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP Aegis CLO 2023-29
Ltd / OCP Aegis CLO 2023-29 LLC Section 3(c)(7) Important Notice

Notice: B21453-25

Summary:

B21454-25

Mon, 24 Aug 2026 12:00:00 +00:00

OCP Aegis CLO 2023-29
Ltd Section 3(c)(7) Important Notice

Notice: B21454-25

Summary:

B22172-25

Mon, 24 Aug 2026 12:00:00 +00:00

PALMER SQUARE CLO
2023-1 LTD Section 3(c)(7) Important Notice

Notice: B22172-25

Summary:

B22173-25

Mon, 24 Aug 2026 12:00:00 +00:00

PALMER SQUARE CLO
2023-1 LTD / PALMER SQUARE CLO 2023-1 LLC Section 3(c)(7) Important Notice

Notice: B22173-25

Summary:

24411-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief Country: Canada ADRs
Security Name: CONSTELLATION SOFTWARE INC
CUSIP: 21037X209
Record Date: SEPTEMBER 18, 2026 Payable Date: OCTOBER 29, 2026
Relief at Source CA Web Cut-Off: SEPTEMBER 23, 2026 8:00 PM ET

Notice: 24411-26

Summary:

24572-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: Various
CUSIP: 78392B206 / 78392B107
Record Date: 08/31/2026
Payable Date: TBD
CA Web Cut-Off: 09/03/2026 8:00 PM ET

Notice: 24572-26

Summary:

24573-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PEYTO EXPLORATION & DEVELOPMENT CORP
CUSIP: 717046403
Record Date: 08/31/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/01/2026 8:00 PM ET

Notice: 24573-26

Summary:

24740-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: WHITECAP RESOURCES
CUSIP: 96467A887
Record Date: 08/31/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/01/2026 8:00 PM ET
Note - 1 Day election Window

Notice: 24740-26

Summary:

a9814

Fri, 21 Aug 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9814

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24411-26

Fri, 21 Aug 2026 12:00:00 +00:00

Notice: 24411-26

Summary:

24572-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: Various
CUSIP: 78392B206 / 78392B107
Record Date: 08/31/2026
Payable Date: TBD
CA Web Cut-Off: 09/03/2026 8:00 PM ET

Notice: 24572-26

Summary:

24573-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PEYTO EXPLORATION & DEVELOPMENT CORP
CUSIP: 717046403
Record Date: 08/31/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/01/2026 8:00 PM ET

Notice: 24573-26

Summary:

24740-26

Fri, 21 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: WHITECAP RESOURCES
CUSIP: 96467A887
Record Date: 08/31/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/01/2026 8:00 PM ET
Note - 1 Day election Window

Notice: 24740-26

Summary:

a9814

Fri, 21 Aug 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9814

Summary:

24509-26

Thu, 20 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: ABN AMRO BANK N.V.
CUSIP: 00080Q105
Record Date:08/24/2026 Payable Date: 09/29/2026
Quick Refund CA Web Instruction Deadline: 10/02/2026 8:00 PM ET

Notice: 24509-26

Summary:

a9815

Thu, 20 Aug 2026 12:00:00 +00:00

I&RS FALL 2026 ENHANCEMENT RELEASE

Notice: a9815

Summary:

I&RS FALL 2026 ENHANCEMENT RELEASE

24509-26

Thu, 20 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: ABN AMRO BANK N.V.
CUSIP: 00080Q105
Record Date:08/24/2026 Payable Date: 09/29/2026
Quick Refund CA Web Instruction Deadline: 10/02/2026 8:00 PM ET

Notice: 24509-26

Summary:

a9815

Thu, 20 Aug 2026 12:00:00 +00:00

I&RS FALL 2026 ENHANCEMENT RELEASE

Notice: a9815

Summary:

24571-26

Wed, 19 Aug 2026 12:00:00 +00:00

TaxRelief differences on Canadian ADRs vs Canadian Ordinary Shares

Notice: 24571-26

Summary:

24690-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: BNY
Security: See Below
CUSIP(s): 007627102; 31188H101; 78392U105; 985087105
Record Date: 08/31/2026 Payable Date: TBD
CA Web Instruction Deadline: 09/18/2026 8:00 PM ET

Notice: 24690-26

Summary:

24691-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: CITI
Security: See Below
CUSIP(s): 86504N208; 88905U104
Record Date: 08/31/2026 Payable Date: TBD
CA Web Instruction Deadline: 09/18/2026 8:00 PM ET

Notice: 24691-26

Summary:

24692-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: J.P. MORGAN
Security: ONWARD HOLDINGS CO. LTD. CUSIP: 68338P203
Record Date: 08/31/2026 Payable Date: TBD
CA Web Instruction Deadline: 09/18/2026 8:00 PM ET

Notice: 24692-26

Summary:

24693-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: DEUTSCHE BANK
Security: SEVEN & I HOLDINGS CUSIP: 81783H105
Record Date: 08/31/2026 Payable Date: TBD
CA Web Instruction Deadline: 09/18/2026 8:00 PM ET

Notice: 24693-26

Summary:

24694-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: PHILIPPINES
Security: PLDT INC. CUSIP: 69344D408
Record Date: 08/27/2026 Payable Date: 09/25/2026
Quick Refund CA Web Deadline: 08/28/2026 8:00 P.M. ET
***ONE DAY ELECTION WINDOW***

Notice: 24694-26

Summary:

24695-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: DENMARK
Security: NOVO NORDISK A/S CUSIP: 670100205
Record Date: 08/17/2026 Payable Date: 08/25/2026
***NOT CA WEB ELIGIBLE***

Notice: 24695-26

Summary:

A9812

Wed, 19 Aug 2026 12:00:00 +00:00

*REVISED* LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

Notice: A9812

Summary:

*REVISED* LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

GOV2199-26

Wed, 19 Aug 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Barclays Bank PLC/Omnibus CiL – GSD #94EL

Notice: GOV2199-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2201-26

Wed, 19 Aug 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Goldman Sachs & Co. LLC/Omnibus CIL – GSD #94FK

Notice: GOV2201-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2202-26

Wed, 19 Aug 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2202-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted

24571-26

Wed, 19 Aug 2026 12:00:00 +00:00

TaxRelief differences on Canadian ADRs vs Canadian Ordinary Shares

Notice: 24571-26

Summary:

24690-26

Wed, 19 Aug 2026 12:00:00 +00:00

Notice: 24690-26

Summary:

24691-26

Wed, 19 Aug 2026 12:00:00 +00:00

Notice: 24691-26

Summary:

24692-26

Wed, 19 Aug 2026 12:00:00 +00:00

Notice: 24692-26

Summary:

24693-26

Wed, 19 Aug 2026 12:00:00 +00:00

Notice: 24693-26

Summary:

24694-26

Wed, 19 Aug 2026 12:00:00 +00:00

Notice: 24694-26

Summary:

24695-26

Wed, 19 Aug 2026 12:00:00 +00:00

Tax Relief Country: DENMARK
Security: NOVO NORDISK A/S CUSIP: 670100205
Record Date: 08/17/2026 Payable Date: 08/25/2026
***NOT CA WEB ELIGIBLE***

Notice: 24695-26

Summary:

A9812

Wed, 19 Aug 2026 12:00:00 +00:00

*REVISED* LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

Notice: A9812

Summary:

GOV2199-26

Wed, 19 Aug 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Barclays Bank PLC/Omnibus CiL – GSD #94EL

Notice: GOV2199-26

Summary:

GOV2201-26

Wed, 19 Aug 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Goldman Sachs & Co. LLC/Omnibus CIL – GSD #94FK

Notice: GOV2201-26

Summary:

GOV2202-26

Wed, 19 Aug 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2202-26

Summary:

24412-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: VICORE PHARMA HOLDING AB
CUSIPs: 92581R104
Citibank

Notice: 24412-26

Summary:

24413-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: VIA TECHNOLOGIES INC 144A
CUSIPs: 92556G109
Citibank

Notice: 24413-26

Summary:

24414-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WIWYNN CORPORATION RULE 144A
CUSIPs: 97690A108
Citibank

Notice: 24414-26

Summary:

24415-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PHARMAESSENTIA CORP. RULE 144-A
CUSIPs: 716972104
Citibank

Notice: 24415-26

Summary:

24416-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WT MICROELECTRONICS CO.,LTD. RULE 144A
CUSIPs: 92945K100
Citibank

Notice: 24416-26

Summary:

24417-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PANJIT INTERNATIONAL INC. 144A
CUSIPs: 69849M101
Citibank

Notice: 24417-26

Summary:

24482-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Circus SE
CUSIP: 17282L106
Bank of New York Mellon

Notice: 24482-26

Summary:

24503-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain Securities: ACERINOX CUSIPs: 00444E103 Record Date: 07/16/2026 Payable Date: 08/06/2026

Notice: 24503-26

Summary:

24504-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain Securities: ATRESMEDIA CORPORACION DE MEDIOS CUSIPs: 04965D106Record Date: 06/16/2026 Payable Date: 07/07/2026

Notice: 24504-26

Summary:

24505-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: BANCO DE SADADELL S.A.
CUSIPs: 059568105
Record Date: 05/28/2026
Payable Date: 06/18/2026

Notice: 24505-26

Summary:

24506-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: INDRA SISTEMAS
CUSIPs: 45579R106
Record Date: 07/08/2026
Payable Date: 07/29/2026

Notice: 24506-26

Summary:

24507-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: REDEIA CORPORATION S.A.
CUSIPs: 756568101
Record Date: 06/30/2026
Payable Date: 07/21/2026

Notice: 24507-26

Summary:

24508-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: PUIG BRANDS S.A.
CUSIP: 74535L102
Record Date: 06/16/2026
Payable Date: 07/02/2026 This issue is NOT eligible through CA Web.

Notice: 24508-26

Summary:

24569-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PRAIRIESKY ROYALTY LTD
CUSIP: 739721306
Record Date: 09/29/2026
Payable Date: 11/04/2026
CA Web Cut-Off: 10/02/2026 8:00 PM ET

Notice: 24569-26

Summary:

24714-26

Tue, 18 Aug 2026 12:00:00 +00:00

Expansion of 1042-S Classification Announcements

Notice: 24714-26

Summary:

This notice is to inform clients that DTCC’s 1042-S Classification Announcements will be expanded to include the CUSIPs listed below. This change will be effective for September 2026 distributions and thereafter. For additional background on DTCC’s 1042-S Classification Announcements, please refer to DTC Important Notice B#17097-22

24735-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: YIREN DIGITAL LTD
CUSIP: 98585L100
Deutsche Bank

Notice: 24735-26

Summary:

24736-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PDD HOLDINGS INC
CUSIP: 722304102
Deutsche Bank

Notice: 24736-26

Summary:

24737-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: GRIFOLS S.A. CL B (NON VOTING)
CUSIP: 398438408
Deutsche Bank

Notice: 24737-26

Summary:

24738-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: GRIFOLS S.A. CL B (VOTING)
CUSIP: 398438200
Deutsche Bank

Notice: 24738-26

Summary:

24739-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: HUGO BOSS AG
CUSIP: 444560106
Deutsche Bank

Notice: 24739-26

Summary:

A9811

Tue, 18 Aug 2026 12:00:00 +00:00

LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

Notice: A9811

Summary:

Deletion of LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

GOV2200-26

Tue, 18 Aug 2026 12:00:00 +00:00

GSD - Capped Contingency Liquidity Facility (“CCLF”) – Annual Attestation

Notice: GOV2200-26

Summary:

This Important Notice serves as a reminder that each Netting Member of the Government Securities Division (“GSD”) is required to execute and return its Officers’ Certificate relating to its CCLF obligations, as described below, on or before 09/18/2026.

MBS1587-26

Tue, 18 Aug 2026 12:00:00 +00:00

MBSD - Capped Contingency Liquidity Facility (“CCLF”) – Annual Attestation

Notice: MBS1587-26

Summary:

This Important Notice serves as an announcement that each Clearing Member of the Mortgage-Backed Securities Division (“MBSD”) is required to execute and return an annual Officers’ Certificate relating to its CCLF obligations pursuant to MBSD Rule 17, Section 2a(e), on or before 09/18/2026.

24412-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: VICORE PHARMA HOLDING AB
CUSIPs: 92581R104
Citibank

Notice: 24412-26

Summary:

24413-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: VIA TECHNOLOGIES INC 144A
CUSIPs: 92556G109
Citibank

Notice: 24413-26

Summary:

24414-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WIWYNN CORPORATION RULE 144A
CUSIPs: 97690A108
Citibank

Notice: 24414-26

Summary:

24415-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PHARMAESSENTIA CORP. RULE 144-A
CUSIPs: 716972104
Citibank

Notice: 24415-26

Summary:

24416-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WT MICROELECTRONICS CO.,LTD. RULE 144A
CUSIPs: 92945K100
Citibank

Notice: 24416-26

Summary:

24417-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PANJIT INTERNATIONAL INC. 144A
CUSIPs: 69849M101
Citibank

Notice: 24417-26

Summary:

24482-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Circus SE
CUSIP: 17282L106
Bank of New York Mellon

Notice: 24482-26

Summary:

24503-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain Securities: ACERINOX CUSIPs: 00444E103 Record Date: 07/16/2026 Payable Date: 08/06/2026

Notice: 24503-26

Summary:

24504-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain Securities: ATRESMEDIA CORPORACION DE MEDIOS CUSIPs: 04965D106Record Date: 06/16/2026 Payable Date: 07/07/2026

Notice: 24504-26

Summary:

24505-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: BANCO DE SADADELL S.A.
CUSIPs: 059568105
Record Date: 05/28/2026
Payable Date: 06/18/2026

Notice: 24505-26

Summary:

24506-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: INDRA SISTEMAS
CUSIPs: 45579R106
Record Date: 07/08/2026
Payable Date: 07/29/2026

Notice: 24506-26

Summary:

24507-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Securities: REDEIA CORPORATION S.A.
CUSIPs: 756568101
Record Date: 06/30/2026
Payable Date: 07/21/2026

Notice: 24507-26

Summary:

24508-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: PUIG BRANDS S.A.
CUSIP: 74535L102
Record Date: 06/16/2026
Payable Date: 07/02/2026 This issue is NOT eligible through CA Web.

Notice: 24508-26

Summary:

24569-26

Tue, 18 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PRAIRIESKY ROYALTY LTD
CUSIP: 739721306
Record Date: 09/29/2026
Payable Date: 11/04/2026
CA Web Cut-Off: 10/02/2026 8:00 PM ET

Notice: 24569-26

Summary:

24714-26

Tue, 18 Aug 2026 12:00:00 +00:00

Expansion of 1042-S Classification Announcements

Notice: 24714-26

Summary:

24735-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: YIREN DIGITAL LTD
CUSIP: 98585L100
Deutsche Bank

Notice: 24735-26

Summary:

24736-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PDD HOLDINGS INC
CUSIP: 722304102
Deutsche Bank

Notice: 24736-26

Summary:

24737-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: GRIFOLS S.A. CL B (NON VOTING)
CUSIP: 398438408
Deutsche Bank

Notice: 24737-26

Summary:

24738-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: GRIFOLS S.A. CL B (VOTING)
CUSIP: 398438200
Deutsche Bank

Notice: 24738-26

Summary:

24739-26

Tue, 18 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: HUGO BOSS AG
CUSIP: 444560106
Deutsche Bank

Notice: 24739-26

Summary:

A9811

Tue, 18 Aug 2026 12:00:00 +00:00

LONDIAN WASON NEW ENERGY TECH INC SPNSRD ADS REPSTG ORD SHS

Notice: A9811

Summary:

GOV2200-26

Tue, 18 Aug 2026 12:00:00 +00:00

GSD - Capped Contingency Liquidity Facility (“CCLF”) – Annual Attestation

Notice: GOV2200-26

Summary:

MBS1587-26

Tue, 18 Aug 2026 12:00:00 +00:00

MBSD - Capped Contingency Liquidity Facility (“CCLF”) – Annual Attestation

Notice: MBS1587-26

Summary:

a9809

Mon, 17 Aug 2026 12:00:00 +00:00

DTCC I&RS DOCUMENT PROCESSING API IMPLEMENTATION TIMELINE – REVISED IMPLEMENTATION DATES

Notice: a9809

Summary:

This Important Notice provides updated implementation timelines for DTCC's Document Processing API, including revised testing and production dates. The new API modernizes document transmission by replacing the legacy SOAP/XML attachment process with a REST/JSON-based solution, offering enhanced efficiency, real-time validation, improved traceability, and greater scalability. Clients should review the updated dates and documentation to adjust their migration plans accordingly to ensure a smooth transition.

24713-26

Mon, 17 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: STUDIO CITY INTERNATIONAL HOLDINGS LTD
CUSIP: 86389T106
Deutsche Bank

Notice: 24713-26

Summary:

24689-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: WOLTERS KLUWER N.V. CUSIP: 977874205
Record Date: 09/02/2026 Payable Date: 10/01/2026
Quick Refund CA Web Instruction Deadline: 10/09/2026 8:00 P.M. ET

Notice: 24689-26

Summary:

24568-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PARAMOUNT RESOURCES LTD.
CUSIP: 699320602
Record Date: 08/24/2026
Payable Date: 09/21/2026
CA Web Cut-Off: 08/25/2026 8:00 PM ET

Notice: 24568-26

Summary:

24567-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PAREX RESOURCES INC
CUSIP: 69946Q302
Record Date: 09/08/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/09/2026 8:00 PM ET
Revised

Notice: 24567-26

Summary:

24502-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN
Security: CORPORACION ACCIONA ENERGIAS RENOVABLES, S.A.
CUSIP: 21989K106
Record Date: 06/17/2026
Payable Date:07/06/2026 This issue is NOT eligible through CA Web.

Notice: 24502-26

Summary:

24501-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: KONINKLIJKE HOLD DELHAIZE N.V.
CUSIP: 500467501
Record Date: 08/17/26 Payable Date: 08/27/26
Quick Refund CA Web Cut-Off: 09/18/2026 8:00 PM ET

Notice: 24501-26

Summary:

24410-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: GLANBIA CUSIP: 376788105
Record Date: 08/21/2026 Payable Date: 10/13/2026
Relief at Source CA Web Cut-Off: 09/21/2026 8:00 PM ET

Notice: 24410-26

Summary:

24410-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: GLANBIA CUSIP: 376788105
Record Date: 08/21/2026 Payable Date: 10/13/2026
Relief at Source CA Web Cut-Off: 09/21/2026 8:00 PM ET

Notice: 24410-26

Summary:

24501-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: KONINKLIJKE HOLD DELHAIZE N.V.
CUSIP: 500467501
Record Date: 08/17/26 Payable Date: 08/27/26
Quick Refund CA Web Cut-Off: 09/18/2026 8:00 PM ET

Notice: 24501-26

Summary:

24502-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN
Security: CORPORACION ACCIONA ENERGIAS RENOVABLES, S.A.
CUSIP: 21989K106
Record Date: 06/17/2026
Payable Date:07/06/2026 This issue is NOT eligible through CA Web.

Notice: 24502-26

Summary:

24567-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PAREX RESOURCES INC
CUSIP: 69946Q302
Record Date: 09/08/2026
Payable Date: 10/05/2026
CA Web Cut-Off: 09/09/2026 8:00 PM ET
Revised

Notice: 24567-26

Summary:

24568-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PARAMOUNT RESOURCES LTD.
CUSIP: 699320602
Record Date: 08/24/2026
Payable Date: 09/21/2026
CA Web Cut-Off: 08/25/2026 8:00 PM ET

Notice: 24568-26

Summary:

24689-26

Mon, 17 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: WOLTERS KLUWER N.V. CUSIP: 977874205
Record Date: 09/02/2026 Payable Date: 10/01/2026
Quick Refund CA Web Instruction Deadline: 10/09/2026 8:00 P.M. ET

Notice: 24689-26

Summary:

24713-26

Mon, 17 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: STUDIO CITY INTERNATIONAL HOLDINGS LTD
CUSIP: 86389T106
Deutsche Bank

Notice: 24713-26

Summary:

a9809

Mon, 17 Aug 2026 12:00:00 +00:00

DTCC I&RS DOCUMENT PROCESSING API IMPLEMENTATION TIMELINE – REVISED IMPLEMENTATION DATES

Notice: a9809

Summary:

17199-22

Sun, 16 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Japan
Depositary for Unsponsored DR Program: Deutsche Bank
Securities: SEVEN & I HOLDINGS
CUSIP(s): 81783H105
Record Date: 8/31/2022 Payable Date: TBA
CA Web Cut‐Off: 09/22/2022 8:00 PM ET

Notice: 17199-22

Summary:

24407-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: VALTERRA PLATINUM LIMITED
CUSIP: 03486T202
Record Date: 08/21/2026
Payable Date: 09/03/2026

Notice: 24407-26

Summary:

24408-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: NEDBANK
CUSIP: 63975K104
Record Date: 08/28/2026
Payable Date: 09/10/2026

Notice: 24408-26

Summary:

24480-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN
Security: AXFOOD
CUSIP: 05459X102
Record Date: 09/18/2026
Payable Date: 10/13/2026
CA Web Instruction Deadline: 09/23/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/22/2026 8:00 PM ET

Notice: 24480-26

Summary:

24481-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN
Security: ELEKTA
CUSIP: 28617Y101
Record Date: 09/04/2026
Payable Date: 09/30/2026
CA Web Instruction Deadline: 09/10/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/08/2026 8:00 PM ET

Notice: 24481-26

Summary:

GOV2198-26

Fri, 14 Aug 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Citibank, National Association/Foreign Branches – GSD #9840

Notice: GOV2198-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24409-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: KUMBA IRON ORE
CUSIP: 50125N104
Record Date: 08/21/2026
Payable Date: 09/03/2026

Notice: 24409-26

Summary:

24407-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: VALTERRA PLATINUM LIMITED
CUSIP: 03486T202
Record Date: 08/21/2026
Payable Date: 09/03/2026

Notice: 24407-26

Summary:

24408-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: NEDBANK
CUSIP: 63975K104
Record Date: 08/28/2026
Payable Date: 09/10/2026

Notice: 24408-26

Summary:

24409-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: KUMBA IRON ORE
CUSIP: 50125N104
Record Date: 08/21/2026
Payable Date: 09/03/2026

Notice: 24409-26

Summary:

24480-26

Fri, 14 Aug 2026 12:00:00 +00:00

Notice: 24480-26

Summary:

24481-26

Fri, 14 Aug 2026 12:00:00 +00:00

Notice: 24481-26

Summary:

24687-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: NN GROUP N.V. CUSIP: 629334103
Record Date: 08/17/2026 Payable Date: 09/01/2026
Quick Refund CA Web Instruction Deadline: 09/18/2026 8:00 P.M. ET

Notice: 24687-26

Summary:

24688-26

Fri, 14 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: SBM OFFSHORE N.V. CUSIP: 78404D109
Record Date: 08/17/2026 Payable Date: 09/18/2026
Quick Refund CA Web Instruction Deadline: 09/25/2026 8:00 P.M. ET

Notice: 24688-26

Summary:

a9808

Fri, 14 Aug 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9808

Summary:

GOV2198-26

Fri, 14 Aug 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Citibank, National Association/Foreign Branches – GSD #9840

Notice: GOV2198-26

Summary:

24479-26

Thu, 13 Aug 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: TOROMONT INDUSTRIES LTD
CUSIP: 891102402
Record Date: 09/04/2026
Payable Date: 10/22/2026
CA Web Instruction Deadline: 09/10/2026 8:00 PM ET

Notice: 24479-26

Summary:

a9807

Thu, 13 Aug 2026 12:00:00 +00:00

Settlement Rollover Loss Notification Deadline

Notice: a9807

Summary:

Please be advised that August 31, 2026 is the last day for a Participant to provide information to DTCC with respect to such losses for review. DTCC will not consider any notification submitted after August 31, 2026.

B23774-26

Thu, 13 Aug 2026 12:00:00 +00:00

SILVER POINT CLO 18 LTD Section 3(c)(7) Important Notice

Notice: B23774-26

Summary:

SILVER POINT CLO 18 LTD are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

B23775-26

Thu, 13 Aug 2026 12:00:00 +00:00

SILVER POINT INCOME
NOTE ISSUER CLO 18 LTD are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

Notice: B23775-26

Summary:

SILVER POINT INCOME NOTE ISSUER CLO 18 LTD Section 3(c)(7) Important Notice

B24712-26

Thu, 13 Aug 2026 12:00:00 +00:00

Settlement Rollover Loss Notification Deadline

Notice: B24712-26

Summary:

24479-26

Thu, 13 Aug 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: TOROMONT INDUSTRIES LTD
CUSIP: 891102402
Record Date: 09/04/2026
Payable Date: 10/22/2026
CA Web Instruction Deadline: 09/10/2026 8:00 PM ET

Notice: 24479-26

Summary:

a9807

Thu, 13 Aug 2026 12:00:00 +00:00

Settlement Rollover Loss Notification Deadline

Notice: a9807

Summary:

B23773-26

Thu, 13 Aug 2026 12:00:00 +00:00

SILVER POINT CLO 18
LTD / SILVER POINT CLO 18 LLC Section 3(c)(7) Important Notice

Notice: B23773-26

Summary:

B23774-26

Thu, 13 Aug 2026 12:00:00 +00:00

SILVER POINT CLO 18 LTD Section 3(c)(7) Important Notice

Notice: B23774-26

Summary:

B23775-26

Thu, 13 Aug 2026 12:00:00 +00:00

Notice: B23775-26

Summary:

B24712-26

Thu, 13 Aug 2026 12:00:00 +00:00

Settlement Rollover Loss Notification Deadline

Notice: B24712-26

Summary:

24707-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: KEYERA CORP
CUSIP: 493271506
Record Date: September 15, 2026
Payable Date: October 19, 2026
CA Web Cut-Off: September 18, 2026

Notice: 24707-26

Summary:

24709-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Kalera PLC CUSIPs G52251124 and G52251116

Notice: 24709-26

Summary:

On August 5, 2026, in Important Notice B24701-26, DTC announced the termination of DTC services and an upcoming subsequent exit of Kalera PLC, CUSIPs G52251124 (common) and G52251116 (warrants), via a Mandatory Reorganization event due to the securities no longer meeting DTC eligibility criteria. Following further review of these securities, the previously announced exit will not be proceeding. The securities will remain held at DTC. Due to the nature of the securities, they will not be eligible for full DTC services, and as such will remain globally locked.

24710-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Heramba Electric CUSIPs G4411J114 and G4411J106

Notice: 24710-26

Summary:

On August 5, 2026, in Important Notice B24700-26, DTC announced the termination of DTC services and an upcoming subsequent exit of Heramba Electric PLC, CUSIPs G4411J114 (common) and G4411J106 (warrants), via a Mandatory Reorganization event due to the securities no longer meeting DTC eligibility criteria. Following further review of these securities, the previously announced exit will not be proceeding. The securities will remain held at DTC. Due to the nature of the securities, they will not be eligible for full DTC services, and as such will remain globally locked.

24711-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Selina Hospitality PLC CUSIPs G8059B101 and G8059B119

Notice: 24711-26

Summary:

On August 5, 2026, in Important Notice B24699-26, DTC announced the termination of DTC services and an upcoming subsequent exit of Selina Hospitality PLC, CUSIPs G8059B101 (common) and G8059B119 (warrants), via a Mandatory Reorganization event due to the securities no longer meeting DTC eligibility criteria. Following further review of these securities, the previously announced exit will not be proceeding. The securities will remain held at DTC. Due to the nature of the securities, they will not be eligible for full DTC services, and as such will remain globally locked.

24708-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: INTACT FINANCIAL CORP
CUSIP: 45823T775
Record Date: September 15, 2026
Payable Date: October 19, 2026
CA Web Cut-Off: September 18, 2026

Notice: 24708-26

Summary:

24406-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief Country: KOREA
Security Name: POSCO
CUSIP: 693483109
Record Date: August 24, 2026 Payable Date: TBD
Relief at Source CA Web Cut-Off: August 27, 2026 8:00 PM ET

Notice: 24406-26

Summary:

GOV2197-26

Wed, 12 Aug 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2197-26

Summary:

24406-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief Country: KOREA
Security Name: POSCO
CUSIP: 693483109
Record Date: August 24, 2026 Payable Date: TBD
Relief at Source CA Web Cut-Off: August 27, 2026 8:00 PM ET

Notice: 24406-26

Summary:

24707-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: KEYERA CORP
CUSIP: 493271506
Record Date: September 15, 2026
Payable Date: October 19, 2026
CA Web Cut-Off: September 18, 2026

Notice: 24707-26

Summary:

24708-26

Wed, 12 Aug 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: INTACT FINANCIAL CORP
CUSIP: 45823T775
Record Date: September 15, 2026
Payable Date: October 19, 2026
CA Web Cut-Off: September 18, 2026

Notice: 24708-26

Summary:

24709-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Kalera PLC CUSIPs G52251124 and G52251116

Notice: 24709-26

Summary:

24710-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Heramba Electric CUSIPs G4411J114 and G4411J106

Notice: 24710-26

Summary:

24711-26

Wed, 12 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Selina Hospitality PLC CUSIPs G8059B101 and G8059B119

Notice: 24711-26

Summary:

GOV2197-26

Wed, 12 Aug 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2197-26

Summary:

24706-26

Tue, 11 Aug 2026 12:00:00 +00:00

Destruction of Non-transferable Securities Certificates

Notice: 24706-26

Summary:

Listing of non-transferable securities certificates which will be destroyed on or around November, 2026.

24703-26

Tue, 11 Aug 2026 12:00:00 +00:00

Rights Offering: Bonterra Resources Inc
CUSIP: 09852X701
Rights CUSIP: 09852X180
Record Date: 08/06/2026
DTCC Instruction Deadline: August 13th at 5:00 P.M. (Eastern Time)
Rights Expire: August 27th at 12:00 P.M. (Eastern Time)
Rate: 0.8 right for each common share held

Notice: 24703-26

Summary:

24673-26

Tue, 11 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: HARMONY GOLD MINING COMPANY LIMITED
CUSIP: 413216300
Deutsche Bank

Notice: 24673-26

Summary:

24405-26

Tue, 11 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: DOLE PLC
CUSIP: G27907107
Record Date: September 16, 2026 Payable Date: October 07, 2026
Relief at Source CA Web Cut-Off: September 29, 2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: October 27, 2026 8:00 PM ET
- Revised

Notice: 24405-26

Summary:

24538-26

Tue, 11 Aug 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: SK TELECOM CO LTD
CUSIP: 78440P306
Record Date: August 31, 2026
Payable Date: TBD
CA Web Cut-Off: September 03, 2026 8:00 PM ET

Notice: 24538-26

Summary:

24404-26

Tue, 11 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Ryanair
CUSIP: 783513203
Bank of New York Mellon

Notice: 24404-26

Summary:

MBS1586-26

Tue, 11 Aug 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1586-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

24538-26

Tue, 11 Aug 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: SK TELECOM CO LTD
CUSIP: 78440P306
Record Date: August 31, 2026
Payable Date: TBD
CA Web Cut-Off: September 03, 2026 8:00 PM ET

Notice: 24538-26

Summary:

24673-26

Tue, 11 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: HARMONY GOLD MINING COMPANY LIMITED
CUSIP: 413216300
Deutsche Bank

Notice: 24673-26

Summary:

24706-26

Tue, 11 Aug 2026 12:00:00 +00:00

Destruction of Non-transferable Securities Certificates

Notice: 24706-26

Summary:

MBS1586-26

Tue, 11 Aug 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1586-26

Summary:

24566-26

Mon, 10 Aug 2026 12:00:00 +00:00

https://auth.dtcc.com/tools/approvepdf.aspx?id=%7b98C7D811-65DE-44F6-8557-370E530EBB18%7d

Notice: 24566-26

Summary:

Tax Relief Country: Korea
Security: KTG CORPORATION
CUSIPs: 48268G100
Record Date: 08/21/2026
Payable Date: TBD
Relief at Source CA Web Cut-Off: 08/25/2026 8:00 P.M. E.T

24566-26

Mon, 10 Aug 2026 12:00:00 +00:00

Tax Relief Country: Korea
Security: KTG CORPORATION
CUSIPs: 48268G100
Record Date: 08/21/2026
Payable Date: TBD
Relief at Source CA Web Cut-Off: 08/25/2026 8:00 P.M. E.T

Notice: 24566-26

Summary:

24702-26

Mon, 10 Aug 2026 12:00:00 +00:00

Rights Offering: Planet Ventures Inc.
CUSIP: 727053308
Rights CUSIP: 727053126
Record Date: 07/31/2026
DTC Instruction Deadline: August 18th, at 1:00 P.M. (Eastern Time)
Rights Expire: August 27, at 2:00 p.m. (Pacific time)
Rate: 1 right for each share held as of record date

Notice: 24702-26

Summary:

24704-26

Mon, 10 Aug 2026 12:00:00 +00:00

Holiday Schedule: Labor Day 2026

Notice: 24704-26

Summary:

24705-26

Mon, 10 Aug 2026 12:00:00 +00:00

Holiday Schedule – Labor Day 2026

Notice: 24705-26

Summary:

a9806

Mon, 10 Aug 2026 12:00:00 +00:00

Holiday Schedule: Labor Day 2026

Notice: a9806

Summary:

24404-26

Mon, 10 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Ryanair
CUSIP: 783513203
Bank of New York Mellon

Notice: 24404-26

Summary:

24703-26

Mon, 10 Aug 2026 12:00:00 +00:00

Rights Offering: Bonterra Resources Inc
CUSIP: 09852X701
Rights CUSIP: 09852X180
Record Date: 08/06/2026
DTCC Instruction Deadline: August 13 at 4:00 P.M. (Eastern Time)
Rights Expire: August 27, at 12:00 p.m. (Toronto Time)
Rate: 0.8 transferable right for each Ordinary share held

Notice: 24703-26

Summary:

24499-26

Fri, 07 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: HEINEKEN HOLDING N.V.
CUSIP: 423008101
Record Date: 08/10/2026 Payable Date: 08/24/2026
Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 PM ET

Notice: 24499-26

Summary:

24500-26

Fri, 07 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: HEINEKEN
CUSIP: 423012301
Record Date: 08/10/2026 Payable Date: 08/24/2026
Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 PM ET

Notice: 24500-26

Summary:

A9802

Fri, 07 Aug 2026 12:00:00 +00:00

Update to Automated Reasonability Check Threshold to Pend Certain ETF Create/Redeem Activity

Notice: A9802

Summary:

24565-26

Fri, 07 Aug 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security Name: EQUINOR ASA
Record Date: 08/14/2026
CUSIP: 29446M102
Payable Date: 08/27/2026
Relief at Source CA Web Cut-Off: 08/19/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 P.M. ET

Notice: 24565-26

Summary:

a9803

Fri, 07 Aug 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9803

Summary:

GOV2196-26

Fri, 07 Aug 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: ASL Capital Markets Inc./ACM Omnibus – GSD Member #9485

Notice: GOV2196-26

Summary:

a9805

Thu, 06 Aug 2026 12:00:00 +00:00

CNS Modernization Output Testing Scope and Guidance

Notice: a9805

Summary:

GOV2193-26

Thu, 06 Aug 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Deutsche Bank AG London Branch – GSD #9725

Notice: GOV2193-26

Summary:

24498-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: SPAIN
Security: NATURGY ENERGY GROUP, S.A CUSIP: 63903X103
Record Date: 08/03/2026 Payable Date: 08/18/2026

Notice: 24498-26

Summary:

24681-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: INTESA SANPAOLO S.p.A. CUSIP: 46115HBL0; 46115HBN6
Record Date: 09/08/2026 Payable Date: 09/23/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 09/23/2026 8:00 PM (E.T.)

Notice: 24681-26

Summary:

24682-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: FIBERCOP S.p.A. CUSIP: 683879AD2
Record Date: 09/24/2026 Payable Date: 09/30/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 09/30/2026 8:00 PM (E.T.)

Notice: 24682-26

Summary:

24683-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: CASSA DEPOSITI e PRESTITI S.p.A. CUSIP: 147918AF3
Record Date: 09/16/2026 Payable Date: 10/01/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 10/01/2026 8:00 PM (E.T.)

Notice: 24683-26

Summary:

24684-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: CASSA DEPOSITI e PRESTITI S.p.A. CUSIP: 147918AC0
Record Date: 10/15/2026 Payable Date: 10/30/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 10/30/2026 8:00 PM (E.T.)

Notice: 24684-26

Summary:

24685-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: UNICREDIT S.p.A. CUSIP: 904678AQ2
Record Date: 09/28/2026 Payable Date: 10/02/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 10/02/2026 8:00 PM (E.T.)

Notice: 24685-26

Summary:

24686-26

Wed, 05 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: UNICREDIT S.p.A. CUSIP: 904678AB5
Record Date: 10/06/2026 Payable Date: 10/12/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 10/13/2026 8:00 PM (E.T.)

Notice: 24686-26

Summary:

24699-26

Wed, 05 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Selina Hospitality CUSIPs G8059B101 and G8059B119

Notice: 24699-26

Summary:

24700-26

Wed, 05 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Heramba Electric CUSIPs G4411J114 and G4411J106

Notice: 24700-26

Summary:

24701-26

Wed, 05 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Kalera PLC CUSIPs G52251124 and G52251116

Notice: 24701-26

Summary:

B24700-26

Wed, 05 Aug 2026 12:00:00 +00:00

Termination of DTC Services – Heramba Electric CUSIPs G4411J114 and G4411J106

Notice: B24700-26

Summary:

24397-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: LG DISPLAY CO LTD
CUSIPs: 50186V102
Citibank

Notice: 24397-26

Summary:

24398-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: AXIA ENERGIA S.A. COMMON
CUSIPs: 15234Q207
Citibank

Notice: 24398-26

Summary:

24399-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: SUNWODA ELECTRONIC CO., LTD.
CUSIPs: 86804J105
Citibank

Notice: 24399-26

Summary:

24400-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: LIXIANG EDUCATION HOLDING CO., LTD.
CUSIPs: 53934A305
Citibank

Notice: 24400-26

Summary:

24401-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NOAH HOLDINGS LTD
CUSIPs: 65487X102
Citibank

Notice: 24401-26

Summary:

24402-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: LIANBIO
CUSIPs: 53000N108
Citibank

Notice: 24402-26

Summary:

24403-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EQUATORIAL ENERGIA SA
CUSIPs: 294411103
Citibank

Notice: 24403-26

Summary:

24476-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: VALLOUREC
CUSIP: 92023R407
Record Date: 08/07/2026
Payable Date: 09/02/2026
CA Web Instruction Deadline: 08/14/2026 8:00 PM ET

Notice: 24476-26

Summary:

24477-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: IperionX Limited
CUSIP: 44916E100
Bank of New York Mellon

Notice: 24477-26

Summary:

24676-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: EFESTO BIDCO S.p.A and EFESTO US LLC CUSIP: 28201XAB1
Record Date: 08/28/2026 Payable Date: 08/31/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 08/31/2026 8:00 PM (E.T.)

Notice: 24676-26

Summary:

24677-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ENI S.p.A. CUSIP: 26874RAE8
Record Date: 08/28/2026 Payable Date: 09/12/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 09/14/2026 8:00 PM (E.T.)

Notice: 24677-26

Summary:

24678-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ENI S.p.A. CUSIP: 26874RAC2
Record Date: 09/16/2026 Payable Date: 10/01/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 10/01/2026 8:00 PM (E.T.)

Notice: 24678-26

Summary:

24679-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: TE CONNECTIVITY PLC CUSIP: G87052109
Record Date: 08/21/2026 Payable Date: 09/11/2026
Relief at Source CA Web Cut-Off: 09/01/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 09/18/2026 8:00 P.M. ET

Notice: 24679-26

Summary:

24680-26

Tue, 04 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: STERIS PLC CUSIP: G8473T100
Record Date: 09/04/2026 Payable Date: 09/25/2026
Relief at Source CA Web Cut-Off: 09/15/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 09/29/2026 8:00 P.M. ET

Notice: 24680-26

Summary:

GOV2192-26

Tue, 04 Aug 2026 12:00:00 +00:00

Final Retirement – ABN AMRO Securities (USA) LLC/ ABN AMRO Bank NV

Notice: GOV2192-26

Summary:

24478-26

Tue, 04 Aug 2026 12:00:00 +00:00

Depositary Fees Notification
Security: XChange TEC.INC
CUSIP: 74738J508
Bank of New York Mellon

Notice: 24478-26

Summary:

24475-26

Mon, 03 Aug 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND
Security: NORDEA BANK ABP
CUSIP: 65558R109
Record Date: 08/06/2026
Payable Date: 08/20/2026
CA Web Instruction Deadline: 08/07/2026 8:00 PM ET
****ONE DAY ELECTION WINDOW****

Notice: 24475-26

Summary:

24669-26

Mon, 03 Aug 2026 12:00:00 +00:00

Rights Offering: Leocor Mining Inc.
CUSIP: 52637P106
Rights CUSIP: 52637P114
Record Date: 07/24/2026
DTC Instruction Deadline: August 11, 2026, at 1:00 P.M. (Eastern Time)
Rights Expire: August 20, 2026, at 2:00 P.M. (Pacific Time)
Rate: 1 transferable right for each common share held

Notice: 24669-26

Summary:

24672-26

Mon, 03 Aug 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: ING GROEP
CUSIP: 456837103
Record Date: 08/10/2026 Payable Date: 08/17/2026
Quick Refund CA Web Cut-Off: 09/11/2026 8:00 PM ET

Notice: 24672-26

Summary:

24674-26

Mon, 03 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: PERRIGO COMPANY PLC CUSIP: G97822103
Record Date: 08/28/2026 Payable Date: 09/15/2026
Relief at Source CA Web Cut-Off: 09/08/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 09/24/2026 8:00 P.M. ET

Notice: 24674-26

Summary:

24675-26

Mon, 03 Aug 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: WEATHERFORD INTERNATIONAL PLC CUSIP: G48833118
Record Date: 08/06/2026 Payable Date: 09/03/2026
Relief at Source CA Web Cut-Off: 08/19/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 09/16/2026 8:00 P.M. ET

Notice: 24675-26

Summary:

24337-26

Fri, 31 Jul 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: CRH PLC CUSIP: G25508105
Record Date: 08/14/2026 Payable Date: 09/16/2026
Relief at Source CA Web Cut-Off: 09/04/2026 8:00 P.M. ET
Quick Refund CA Web Instruction Deadline: 09/28/2026 8:00 P.M. ET

Notice: 24337-26

Summary:

24396-26

Fri, 31 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Mahindra AND Mahindra Limited
CUSIP: 559832100
JPMorgan Chase Bank, N.A.

Notice: 24396-26

Summary:

24564-26

Fri, 31 Jul 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: LG ELECT INC.(NON-VOTING), LG ELECT INC. (COMMON STK)
CUSIPs: 50186Q202, 50186Q103
Record Date: 08/13/2026
Payable Date: TBA
CA Web Cut-Off: 08/18/2026 8:00 PM ET

Notice: 24564-26

Summary:

a9800

Fri, 31 Jul 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9800

Summary:

A9801

Fri, 31 Jul 2026 12:00:00 +00:00

NSCC BEGINS COLLECTING FEES FOR TEXAS STOCK EXCHANGE

Notice: A9801

Summary:

DDRS29

Fri, 31 Jul 2026 12:00:00 +00:00

DTCC Data Repository (Singapore) Pte. Ltd. (“DDRS”): update to the DDRS User Agreement, DDRS View Only User Agreement and Third Party Provider User Agreement

Notice: DDRS29

Summary:

24334-26

Thu, 30 Jul 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: SMURFIT WESTROCK PLC CUSIP: G8267P108
Record Date: 08/14/2026 Payable Date: 09/10/2026
Relief at Source CA Web Cut-Off: 08/26/2026 8:00 P.M. ET
Quick Refund CA Web Instruction Deadline: 09/18/2026 8:00 P.M. ET

Notice: 24334-26

Summary:

B23773-26

Thu, 30 Jul 2026 12:00:00 +00:00

Municipality Finance Plc Section 3(c)(7) Important Notice

Notice: B23773-26

Summary:

SILVER POINT CLO 18 LTD / SILVER POINT CLO 18 LLC are issuing an important notice relating to the purchase and transfer restrictions on the securities to qualify for an exemption provided by Section 3(c)(7) of the Investment Company act of 1940.

24334-26

Thu, 30 Jul 2026 12:00:00 +00:00

Notice: 24334-26

Summary:

24335-26

Thu, 30 Jul 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: TGS ASA CUSIP: 87243K208
Record Date: 08/03/2026 Payable Date: 08/24/2026
*****NOT CA WEB ELIGIBLE *****

Notice: 24335-26

Summary:

24336-26

Thu, 30 Jul 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: ROYAL KPN KONINKLIJKE N.V. CUSIP: 780641205
Record Date: 08/03/2026 Payable Date: 08/07/2026
Quick Refund CA Web Instruction Deadline: 09/04/2026 8:00 P.M. ET

Notice: 24336-26

Summary:

24393-26

Thu, 30 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Cogna Educacao S.A.
CUSIP: 19243N106
JPMorgan Chase Bank, N.A.

Notice: 24393-26

Summary:

24394-26

Thu, 30 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WEG
CUSIP: 94858P209
JPMorgan Chase Bank, N.A.

Notice: 24394-26

Summary:

24395-26

Thu, 30 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Pampa Energia
CUSIP: 697660207
JPMorgan Chase Bank, N.A.

Notice: 24395-26

Summary:

24671-26

Thu, 30 Jul 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: AERCAP CUSIP: N00985106
Record Date: 08/12/2026 Payable Date: 09/03/2026
Relief at Source CA Web Cut-Off:08/18/2026 8:00 PM ET
Quick Refund CA Web Cut-Off: 09/11/2026 8:00 PM ET
Revised

Notice: 24671-26

Summary:

B23767-26

Thu, 30 Jul 2026 12:00:00 +00:00

Kommunalbanken AS Section 3(c)(7) Important Notice

Notice: B23767-26

Summary:

B23768-26

Thu, 30 Jul 2026 12:00:00 +00:00

CPPIB Capital Inc. Section 3(c)(7) Important Notice

Notice: B23768-26

Summary:

B23769-26

Thu, 30 Jul 2026 12:00:00 +00:00

CPPIB Capital Inc. Section 3(c)(7) Important Notice

Notice: B23769-26

Summary:

B23770-26

Thu, 30 Jul 2026 12:00:00 +00:00

CPPIB Capital Inc. Section 3(c)(7) Important Notice

Notice: B23770-26

Summary:

B23771-26

Thu, 30 Jul 2026 12:00:00 +00:00

CPPIB Capital Inc. Section 3(c)(7) Important Notice

Notice: B23771-26

Summary:

B23772-26

Thu, 30 Jul 2026 12:00:00 +00:00

PSP Capital Inc Section 3(c)(7) Important Notice

Notice: B23772-26

Summary:

GOV2190-26

Thu, 30 Jul 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Mizuho Securities USA LLC/Omnibus CIL – GSD #94EH

Notice: GOV2190-26

Summary:

GOV2191-26

Thu, 30 Jul 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: U.S. Bancorp Investments, Inc./Omnibus CIL – GSD #94FI

Notice: GOV2191-26

Summary:

TIW859

Thu, 30 Jul 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for BRITISH TELECOMMUNICATIONS PUBLIC LIMITED COMPANY

Notice: TIW859

Summary:

24333-26

Wed, 29 Jul 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: RYANAIR HOLDINGS PLC CUSIP: 783513203
Record Date: 08/07/2026 Payable Date: 09/28/2026
Relief at Source CA Web Cut-Off: 09/08/2026 8:00 P.M. ET

Notice: 24333-26

Summary:

24563-26

Wed, 29 Jul 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: KB FINANCIAL GROUP
CUSIP: 48241A105
Record Date: 08/06/2026
Payable Date: TBA
CA Web Cut-Off: 08/11/2026 8:00 PM ET

Notice: 24563-26

Summary:

24670-26

Wed, 29 Jul 2026 12:00:00 +00:00

Account Retirement: Synovus Bank, Various Accounts

Notice: 24670-26

Summary:

CMU218-26

Wed, 29 Jul 2026 12:00:00 +00:00

VISTA MUN UTIL DIST TEX ROAD

Notice: CMU218-26

Summary:

24391-26

Tue, 28 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: SASOL LTD
CUSIP: 803866300
JPMorgan Chase Bank, N.A.

Notice: 24391-26

Summary:

24392-26

Tue, 28 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: DRDGOLD Limited
CUSIP:26152H301
JPMorgan Chase Bank, N.A.

Notice: 24392-26

Summary:

24665-26

Tue, 28 Jul 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: ASML HOLDING CUSIP: N07059210
Record Date: 07/28/2026 Payable Date: 08/05/2026
Quick Refund CA Web Cut-Off: 08/28/26 8:00 PM ET

Notice: 24665-26

Summary:

24666-26

Tue, 28 Jul 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 07/31/2026
Payable Date: 08/31/2026
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 08/24/2026 7:59 PM ET Not Subject to Sift Tax CA Web CO Canadian Source: 08/24/2026 8:00 PM ET

Notice: 24666-26

Summary:

24667-26

Tue, 28 Jul 2026 12:00:00 +00:00

Removal of Expired Rights and Warrants Securities Positions and Certificates

Notice: 24667-26

Summary:

24331-26

Mon, 27 Jul 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: VAR ENERGI ASA CUSIP: 92212W100
Record Date: 08/24/2026 Payable Date: 09/16/2026
***NOT CA WEB ELIGIBLE***

Notice: 24331-26

Summary:

24332-26

Mon, 27 Jul 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: EATON CORPORATION PLC CUSIP: G29183103
Record Date: 08/07/2026 Payable Date: 08/28/2026
Relief at Source CA Web Deadline: 08/20/2026 8:00 PM E.T.
Quick Refund CA Web Instruction Deadline: 09/03/2026 8:00 PM E.T.

Notice: 24332-26

Summary:

24390-26

Mon, 27 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Argo Blockchain plc
CUSIP: 040126302
JPMorgan Chase Bank, N.A.

Notice: 24390-26

Summary:

24562-26

Mon, 27 Jul 2026 12:00:00 +00:00

Tax Relief Country: Japan
Depositary for Sponsored DR Program: BNY MELLON
Security: SEKISUI HOUSE
CUSIP: 816078307
Record Date: 07/31/2026
Payable Date: TBA
Relief at Source CA Web Deadline: 08/18/2026 8:00 PM. E T

Notice: 24562-26

Summary:

24659-26

Mon, 27 Jul 2026 12:00:00 +00:00

Changes to DTC Collateral Haircuts

Notice: 24659-26

Summary:

24664-26

Mon, 27 Jul 2026 12:00:00 +00:00

New DTC Limited Participant Additional Account (LPA): Equiniti Trust Company, LLC /Deutsche Bank ADR/DRS, #7819

Notice: 24664-26

Summary:

B21450-25

Mon, 27 Jul 2026 12:00:00 +00:00

Madison Pk Fdg LXVIII Ltd Section 3(c)(7) Important Notice

Notice: B21450-25

Summary:

GOV2188-26

Mon, 27 Jul 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Deutsche Bank Securities Inc./Omnibus – GSD #9709

Notice: GOV2188-26

Summary:

GOV2189-26

Mon, 27 Jul 2026 12:00:00 +00:00

Submission of Rule Filing SR-FICC-2026-009 – Regulatory Information Requests and Indemnification of Reported Data

Notice: GOV2189-26

Summary:

24663-26

Fri, 24 Jul 2026 12:00:00 +00:00

Additional Account Name Change: BNYMellon/Re BBPLC F LRCM REPO, #8139

Notice: 24663-26

Summary:

a9798

Fri, 24 Jul 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9798

Summary:

GOV2187-26

Fri, 24 Jul 2026 12:00:00 +00:00

Submission of Rule Filing SR-FICC-2026-008 and Advance Notice Filing SR-FICC-2026-802 – Establish a Guaranty Fund at the Government Securities Division

Notice: GOV2187-26

Summary:

MBS1580-26

Fri, 24 Jul 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDW, JFAF, & JFAP] - Final Retire

Notice: MBS1580-26

Summary:

MBS1582-26

Fri, 24 Jul 2026 12:00:00 +00:00

BOFA Securities, Inc. [MBBA] - Final Retire

Notice: MBS1582-26

Summary:

a9799

Thu, 23 Jul 2026 12:00:00 +00:00

CNS® Modernization Output Testing Timeline Change

Notice: a9799

Summary:

24330-26

Wed, 22 Jul 2026 12:00:00 +00:00

Tax Relief Country: KOREA
Security: SHINHAN FINANCIAL GROUP CUSIP: 824596100
Record Date: 07/30/2026 Payable Date: TBD
Relief at Source CA Web Instruction Deadline: 08/04/2026 8:00 PM ET

Notice: 24330-26

Summary:

24497-26

Wed, 22 Jul 2026 12:00:00 +00:00

Tax Relief Country: LUXEMBOURG
Security: ARCELORMITTAL
CUSIP: 03938L203
Record Date:08/07/2026 Payable Date: 09/09/2026
Quick Refund CA Web Instruction Deadline:08/19/2026 8:00 PM ET

Notice: 24497-26

Summary:

24561-26

Wed, 22 Jul 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PEYTO EXPLORATION & DEVELOPMENT CORP
CUSIP: 717046403
Record Date: 07/31/2026
Payable Date: 09/03/2026
CA Web Cut-Off: 08/06/2026 8:00 PM ET

Notice: 24561-26

Summary:

24662-26

Wed, 22 Jul 2026 12:00:00 +00:00

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2026 Version on November 15, 2026

Notice: 24662-26

Summary:

24378-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sequans Communications
CUSIP: 817323405
Bank of New York Mellon

Notice: 24378-26

Summary:

24379-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Miniso Group Holding Limited
CUSIP: 66981J102
Bank of New York Mellon

Notice: 24379-26

Summary:

24380-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sea Limited - 144A - Unitary
CUSIP: 81141R209

Bank of New York Mellon

Notice: 24380-26

Summary:

24381-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Silicon Motion Technology
CUSIP: 82706C108
Bank of New York Mellon

Notice: 24381-26

Summary:

24382-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sea Limited
CUSIP: 81141R100
Bank of New York Mellon

Notice: 24382-26

Summary:

24383-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Bayer
CUSIP: 072730302
Bank of New York Mellon

Notice: 24383-26

Summary:

24384-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sea Limited - 144A- Unitary
CUSIP: 81141R308
Bank of New York Mellon

Notice: 24384-26

Summary:

24385-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Atour Lifestyle Holdings Limited
CUSIP: 04965M106
Bank of New York Mellon

Notice: 24385-26

Summary:

24386-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Usiminas
CUSIP: 917302200
Bank of New York Mellon

Notice: 24386-26

Summary:

24387-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Usiminas - Com
CUSIP: 917302408
Bank of New York Mellon

Notice: 24387-26

Summary:

24388-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Youdao
CUSIP: 98741T104
Bank of New York Mellon

Notice: 24388-26

Summary:

24389-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ForteBank JSC - 144A
CUSIP: 34955X606
Bank of New York Mellon

Notice: 24389-26

Summary:

24560-26

Tue, 21 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: SK HYNIX INC.
CUSIPs: 78392B206
Citibank

Notice: 24560-26

Summary:

24660-26

Tue, 21 Jul 2026 12:00:00 +00:00

Payment Without Presentation Filed Under SR-DTC-2026-009

Notice: 24660-26

Summary:

24661-26

Tue, 21 Jul 2026 12:00:00 +00:00

DTC Business Continuity and Disaster Recovery – Testing Schedule

Notice: 24661-26

Summary:

a9797

Tue, 21 Jul 2026 12:00:00 +00:00

NSCC Business Continuity and Disaster Recovery – Testing Schedule

Notice: a9797

Summary:

GOV2186-26

Tue, 21 Jul 2026 12:00:00 +00:00

GSD Business Continuity and Disaster Recovery – Testing Schedule

Notice: GOV2186-26

Summary:

MBS1584-26

Tue, 21 Jul 2026 12:00:00 +00:00

Buckler Securities LLC [BUCK] – Activation

Notice: MBS1584-26

Summary:

MBS1585-26

Tue, 21 Jul 2026 12:00:00 +00:00

MBSD Business Continuity and Disaster Recovery – Testing Schedule

Notice: MBS1585-26

Summary:

24377-26

Mon, 20 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: BingEx
CUSIP: 090337106
Bank of New York Mellon

Notice: 24377-26

Summary:

24557-26

Mon, 20 Jul 2026 12:00:00 +00:00

Depositary Fees Notification - Cancellation
Security: REDIFF.COM INDIA LTD
CUSIPs: 757479100
Citibank

Notice: 24557-26

Summary:

24558-26

Mon, 20 Jul 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: KT CORPORATION
CUSIP: 48268K101
Record Date: 07/29/2026
Payable Date: TBA
CA Web Cut-Off: 08/03/2026 8:00 PM ET

Notice: 24558-26

Summary:

24559-26

Mon, 20 Jul 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: INDUSTRIAL BANK KOREA
CUSIPs: 456036102
Record Date: 07/31/2026
Payable Date: TBA
CA Web Cut-Off: 08/05/2026 8:00 PM ET

Notice: 24559-26

Summary:

MBS1583-26

Mon, 20 Jul 2026 12:00:00 +00:00

Morgan Stanley Bank, NA [MSBA] - Activation

Notice: MBS1583-26

Summary:

24535-26

Fri, 17 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Structure Therapeutics
CUSIP: 86366E106
JPMorgan Chase Bank, N.A.

Notice: 24535-26

Summary:

24536-26

Fri, 17 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Daqo New Energy Corp.
CUSIP: 23703Q203
JPMorgan Chase Bank, N.A.

Notice: 24536-26

Summary:

24537-26

Fri, 17 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Unimicron Technology Corp.
CUSIP: 912931102
JPMorgan Chase Bank, N.A.

Notice: 24537-26

Summary:

24657-26

Fri, 17 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: PARK24 CO LTD
CUSIP: 701491102
Deutsche Bank

Notice: 24657-26

Summary:

24658-26

Fri, 17 Jul 2026 12:00:00 +00:00

Asset Services Hotline Coverage Expansion to EMEA Hours

Notice: 24658-26

Summary:

a9796

Fri, 17 Jul 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9796

Summary:

B21447-25

Fri, 17 Jul 2026 12:00:00 +00:00

Symphony CLO XXXIII Ltd / Symphony CLO XXXIII LLC Section 3(c)(7) Important Notice

Notice: B21447-25

Summary:

B21448-25

Fri, 17 Jul 2026 12:00:00 +00:00

Symphony CLO XXXIII Ltd Section 3(c)(7) Important Notice

Notice: B21448-25

Summary:

B21756-25

Fri, 17 Jul 2026 12:00:00 +00:00

BLUEMOUNTAIN CLO XXV LTD / BLUEMOUNTAIN CLO XXV LLC Section 3(c)(7) Important Notice

Notice: B21756-25

Summary:

B21757-25

Fri, 17 Jul 2026 12:00:00 +00:00

TIKEHAU US CLO II LTD Section 3(c)(7) Important Notice

Notice: B21757-25

Summary:

B21758-25

Fri, 17 Jul 2026 12:00:00 +00:00

TIKEHAU US CLO II LTD / TIKEHAU US CLO II LLC Section 3(c)(7) Important Notice

Notice: B21758-25

Summary:

MBS1581-26

Fri, 17 Jul 2026 12:00:00 +00:00

BOFA Securities, Inc. [MBBA] - Intent to Retire

Notice: MBS1581-26

Summary:

24252-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: DBV TECHNOLOGIES S.A.
CUSIPs: 23306J309
Citibank

Notice: 24252-26

Summary:

24253-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: INNATE PHARMA S.A.
CUSIPs: 45781K204
Citibank

Notice: 24253-26

Summary:

24254-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: AZUL S.A. 144A ADR
CUSIPs: 05501U502
Citibank

Notice: 24254-26

Summary:

24259-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: AZUL S.A. COMMON ADR
CUSIPs: 05501U601
Citibank

Notice: 24259-26

Summary:

24534-26

Thu, 16 Jul 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: AON PLC
CUSIP: G0403H108
Record Date: August 03,2026 Payable Date: August 14,2026
Relief at Source CA Web Cut-Off: August 07,2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: August 28,2026 8:00 PM ET

Notice: 24534-26

Summary:

24555-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: BAVARIAN NORDIC A/S
CUSIP: 071771109
Deutsche Bank

Notice: 24555-26

Summary:

24556-26

Thu, 16 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: TRIVAGO NV
CUSIP: 89686D303
Deutsche Bank

Notice: 24556-26

Summary:

24250-26

Wed, 15 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Jianzhi Education Technology Group Company Limited
CUSIP: 47737L401
Bank of New York Mellon

Notice: 24250-26

Summary:

24251-26

Wed, 15 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: China Strategic Technology Group
CUSIP: 438565103
Bank of New York Mellon

Notice: 24251-26

Summary:

24474-26

Wed, 15 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: REMY COINTREAU
CUSIP: 759655103
Record Date: 07/27/2026
Payable Date: 10/21/2026
CA Web Instruction Deadline: 08/03/2026 8:00 PM ET

Notice: 24474-26

Summary:

a9795

Wed, 15 Jul 2026 12:00:00 +00:00

CNS® Modernization: Extension of CNS Print Image Output
Availability and Adjustment to Member Testing Timeline

Notice: a9795

Summary:

GOV2184-26

Wed, 15 Jul 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2184-26

Summary:

MBS1579-26

Wed, 15 Jul 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDW, JFAF, & JFAP] - Intent to Retire

Notice: MBS1579-26

Summary:

24329-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ENEL S.P.A. CUSIP: 29265W207
Record Date: 07/21/2026 Payable Date: 08/05/2026
Quick Refund CA Web Instruction Deadline: 08/04/2026 8:00 P.M. ET

Notice: 24329-26

Summary:

24470-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND
Security: NOKIA OYJ
CUSIP: 654902204
Record Date: 07/28/2026
Payable Date: 08/11/2026
CA Web Instruction Deadline: 07/29/2026 8:00 PM ET
****ONE DAY ELECTION WINDOW****

Notice: 24470-26

Summary:

24471-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND
Security: KESKO OYJ
CUSIP: 492531108
Record Date: 07/16/2026
Payable Date: 08/12/2026
CA Web Instruction Deadline: 07/17/2026 8:00 PM ET
****ONE DAY ELECTION WINDOW****

Notice: 24471-26

Summary:

24472-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FINLAND
Security: ELISA OYJ
CUSIP: 28660R102
Record Date: 07/20/2026
Payable Date: 08/18/2026
CA Web Instruction Deadline: 07/21/2026 8:00 PM ET
****ONE DAY ELECTION WINDOW****

Notice: 24472-26

Summary:

24473-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief – Country: SWEDEN
Security: ADDTECH AB
CUSIP: 006737100
Record Date: 08/28/2026
Payable Date: TBD
CA Web Instruction Deadline: 09/02/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 10/01/2026 8:00 PM ET

Notice: 24473-26

Summary:

24533-26

Tue, 14 Jul 2026 12:00:00 +00:00

Tax Relief – Country: Sweden
Security: TELIA COMPANY
CUSIP: 87960M205
Record Date: July 23, 2026
Payable Date: August 17, 2026
Relief at Source CA Web Deadline: July 28, 2026, 8:00 PM E.T.
Quick Refund CA Web Deadline: August 25, 2026, 8:00 PM E.T.

Notice: 24533-26

Summary:

24554-26

Tue, 14 Jul 2026 12:00:00 +00:00

Assumption of DST System, Inc. by SS&C GIDS, Inc., DRS #7889

Notice: 24554-26

Summary:

GOV2183-26

Tue, 14 Jul 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: State Street Bank & Trust Company / ACM Omnibus – GSD Member #94CH

Notice: GOV2183-26

Summary:

24469-26

Mon, 13 Jul 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: WHITECAP RESOURCES
CUSIP: 96467A887
Record Date: 07/31/2026
Payable Date: 09/08/2026
CA Web Instruction Deadline: 08/06/2026 8:00 PM ET

Notice: 24469-26

Summary:

24553-26

Mon, 13 Jul 2026 12:00:00 +00:00

Expansion of 1042-S Classification Announcements

Notice: 24553-26

Summary:

MBS1578-26

Mon, 13 Jul 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1578-26

Summary:

24249-26

Fri, 10 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NUCANA PLC
CUSIPs: 67022C304
Citibank

Notice: 24249-26

Summary:

a9793

Fri, 10 Jul 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9793

Summary:

B24552-26

Fri, 10 Jul 2026 12:00:00 +00:00

Destruction of Non-Transferable Securities Certificates

Notice: B24552-26

Summary:

24468-26

Thu, 09 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: PERNOD RICARD S.A.
CUSIP: 714264306
Record Date: 07/21/2026
Payable Date: 08/21/2026
CA Web Instruction Deadline: 07/28/2026 8:00 PM ET

Notice: 24468-26

Summary:

24551-26

Thu, 09 Jul 2026 12:00:00 +00:00

Cross-endorsed Net Credit and Net Debit Balances from Settlement Rollover

Notice: 24551-26

Summary:

A9794

Thu, 09 Jul 2026 12:00:00 +00:00

Cross-endorsed Net Credit and Net Debit Balances from Settlement Rollover

Notice: A9794

Summary:

TIW858

Thu, 09 Jul 2026 12:00:00 +00:00

Trade Information Warehouse Credit Event Processing for DISH DBS CORPORATION

Notice: TIW858

Summary:

24248-26

Wed, 08 Jul 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PARAMOUNT RESOURCES LTD.
CUSIP: 699320602
Record Date: 07/17/2026
Payable Date: 08/20/2026
CA Web Cut-Off: 07/22/2026 8:00 PM ET

Notice: 24248-26

Summary:

24530-26

Wed, 08 Jul 2026 12:00:00 +00:00

Optional Dividend: Iberdrola S.A. CUSIP: 450737101
Record Date: 07/07/2026 Payable Date: 8/03/2026
DTC EDS Cut-Off: 07/13/2026 at 8:00 P.M. EDT

Notice: 24530-26

Summary:

A9791

Wed, 08 Jul 2026 12:00:00 +00:00

X9 Financial Public Key Infrastructure (PKI) Certificates

Notice: A9791

Summary:

B24529-26

Wed, 08 Jul 2026 12:00:00 +00:00

X9 Financial Public Key Infrastructure (PKI) Certificates

Notice: B24529-26

Summary:

GOV2182-26

Wed, 08 Jul 2026 12:00:00 +00:00

X9 Financial Public Key Infrastructure (PKI) Certificates

Notice: GOV2182-26

Summary:

MBS1577-26

Wed, 08 Jul 2026 12:00:00 +00:00

X9 Financial Public Key Infrastructure (PKI) Certificates

Notice: MBS1577-26

Summary:

24126-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Chailease 144A
CUSIP: 157460106
JPMorgan Chase Bank, N.A.

Notice: 24126-26

Summary:

24127-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Chailease Reg S
CUSIP: 157460205
JPMorgan Chase Bank, N.A.

Notice: 24127-26

Summary:

24128-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: UPL Limited
CUSIP: 90320U115
JPMorgan Chase Bank, N.A.

Notice: 24128-26

Summary:

24243-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: FINVOLUTION GROUP
CUSIPs: 31810T101
Citibank

Notice: 24243-26

Summary:

24244-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: AKSO HEALTH GROUP
CUSIPs: 98422P108
Citibank

Notice: 24244-26

Summary:

24245-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ZAI LAB LIMITED
CUSIPs: 98887Q104
Citibank

Notice: 24245-26

Summary:

24246-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NIU TECHNOLOGIES
CUSIPs: 65481N100
Citibank

Notice: 24246-26

Summary:

24247-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: MYND.AI, INC.
CUSIPs: 628988107
Citibank

Notice: 24247-26

Summary:

24531-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Xunlei Limited
CUSIP: 98419E108
JPMorgan Chase Bank, N.A.

Notice: 24531-26

Summary:

24532-26

Tue, 07 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Wipro Limited
CUSIP: 97651M109
JPMorgan Chase Bank, N.A.

Notice: 24532-26

Summary:

a9792

Tue, 07 Jul 2026 12:00:00 +00:00

ETF Modernization Changes and Timeline Update

Notice: a9792

Summary:

TIW857

Mon, 06 Jul 2026 12:00:00 +00:00

Trade Information Warehouse Successor Event Processing for Nationstar Mortgage Holdings Inc.

Notice: TIW857

Summary:

B21398-25

Fri, 03 Jul 2026 12:00:00 +00:00

COP II Specialty Fin L P Section 3(c)(7) Important Notice

Notice: B21398-25

Summary:

B21435-25

Fri, 03 Jul 2026 12:00:00 +00:00

Neuberger Berman Ln Advisers NBLA CLO 53 Ltd / Neuberger Berman Ln Adv Section 3(c)(7) Important Notice.

Notice: B21435-25

Summary:

B21436-25

Fri, 03 Jul 2026 12:00:00 +00:00

Neuberger Berman Ln Advisers NBLA CLO 53 Ltd Section 3(c)(7) Important Notice

Notice: B21436-25

Summary:

B21749-25

Fri, 03 Jul 2026 12:00:00 +00:00

BAIN CAP CR CLO 2021-6 LTD / BAIN CAP CR CLO 2021-6 LLC Section 3(c)(7) Important Notice

Notice: B21749-25

Summary:

B21752-25

Fri, 03 Jul 2026 12:00:00 +00:00

WOODMONT 2017-2 TR Section 3(c)(7) Important Notice

Notice: B21752-25

Summary:

B21753-25

Fri, 03 Jul 2026 12:00:00 +00:00

WILLOW TREE CLO II INC Section 3(c)(7) Important Notice

Notice: B21753-25

Summary:

B21754-25

Fri, 03 Jul 2026 12:00:00 +00:00

GALAXY DIGITAL HLDGS LP Section 3(c)(7) Important Notice

Notice: B21754-25

Summary:

B21755-25

Fri, 03 Jul 2026 12:00:00 +00:00

BLUEMOUNTAIN CLO XXV LTD Section 3(c)(7) Important Notice

Notice: B21755-25

Summary:

24328-26

Thu, 02 Jul 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ERMENEGILDO ZEGNA N.V. CUSIP: N30577105
Record Date: 07/06/2026 Payable Date: 07/29/2026
Relief at Source CA Web Instruction Deadline: 07/14/2026 8:00 P.M. ET
Quick Refund CA Web Instruction Deadline: 09/04/2026 8:00 P.M. ET

Notice: 24328-26

Summary:

24464-26

Thu, 02 Jul 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: TOTALENERGIES SE
CUSIP: F92124100
Record Date: 06/30/2026
Payable Date: 07/22/2026
CA Web Instruction Deadline: 07/08/2026 8:00 PM ET

Notice: 24464-26

Summary:

24465-26

Thu, 02 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Ocado
CUSIP: 674488101
Bank of New York Mellon

Notice: 24465-26

Summary:

24466-26

Thu, 02 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Tencent Music
CUSIP: 88034P109
Bank of New York Mellon

Notice: 24466-26

Summary:

24467-26

Thu, 02 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Yalla Group Limited
CUSIP: 98459U103
Bank of New York Mellon

Notice: 24467-26

Summary:

a9789

Thu, 02 Jul 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9789

Summary:

A9790

Thu, 02 Jul 2026 12:00:00 +00:00

UNIVERSAL TRADE CAPTURE EXCHANGE LAUNCH FOR TEXAS STOCK EXCHANGE (TXSE)

Notice: A9790

Summary:

24375-26

Wed, 01 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NaaS Technology Inc. 2025
CUSIP: 62955X409
JPMorgan Chase Bank, N.A.

Notice: 24375-26

Summary:

24376-26

Wed, 01 Jul 2026 12:00:00 +00:00

Depositary Fees Notification
Security: CNFinance
CUSIP: 18979T204
JPMorgan Chase Bank, N.A.

Notice: 24376-26

Summary:

24490-26

Wed, 01 Jul 2026 12:00:00 +00:00

Rights Offering: Crown Point Energy Inc.
CUSIP: 228462206
Rights CUSIP: 228462305
Record Date: 06/15/2026
DTC Instruction Deadline: July 2, 2026, at 3:00 P.M. (Eastern Time)
Rights Expire: July 13, 2026 at 5:00 P.M. (Eastern Time)
Rate: 1 transferable right for each common share held

Notice: 24490-26

Summary:

24519-26

Wed, 01 Jul 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: MR PRICE
CUSIP: 62476L207
Record Date: 07/02/2026
Payable Date: 07/16/2026
***NOT CA WEB ELIGIBLE***

Notice: 24519-26

Summary:

24125-26

Tue, 30 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: ALIMENTATION COUCHE-TARD INC
CUSIP: 01626P601
Record Date: 07/09/2026
Payable Date: 08/12/2026
CA Web Cut-Off: 07/15/2026 8:00 PM ET

Notice: 24125-26

Summary:

24163-26

Tue, 30 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN
Security: BANKINTER
CUSIP: 066460304
Record Date: 06/29/2026
Payable Date: 07/06/2026
This issue is NOT eligible through CA Web.

Notice: 24163-26

Summary:

24367-26

Tue, 30 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: POMDOCTOR LIMITED
CUSIPs: 73181R207
Citibank
- Revised

Notice: 24367-26

Summary:

24373-26

Tue, 30 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: EASYJET
CUSIP: 277856209
JPMorgan Chase Bank, N.A.

Notice: 24373-26

Summary:

24374-26

Tue, 30 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Aurora Mobile
CUSIP: 051857209
Bank of New York Mellon

Notice: 24374-26

Summary:

24492-26

Tue, 30 Jun 2026 12:00:00 +00:00

Depositary Fees NotificationSecurity: FULL TRUCK ALLIANCE CO. LTD. CUSIP: 35969L108 Deutsche Bank

Notice: 24492-26

Summary:

24494-26

Tue, 30 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: ENDESA S A
CUSIP: 29258N206
Record Date: 07/09/2026
Payable Date: 7/30/2026
This issue is NOT eligible through CA Web.

Notice: 24494-26

Summary:

24495-26

Tue, 30 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: AMADEUS IT GROUPSAF
CUSIP: 02263T104
Record Date: 07/02/2026
Payable Date: 07/23/2026
This issue is NOT eligible through CA Web.

Notice: 24495-26

Summary:

24496-26

Tue, 30 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: ENAGAS, S.A.
CUSIP: 29248L104
Record Date: 07/01/2026
Payable Date: 07/22/2026
This issue is NOT eligible through CA Web.

Notice: 24496-26

Summary:

24518-26

Tue, 30 Jun 2026 12:00:00 +00:00

Notice of Actions Taken Under DTC Rule 38 - Market Disruption and Force Majeure and NSCC Rule 60 – Market Disruption and Force Majeure

Notice: 24518-26

Summary:

a9788

Tue, 30 Jun 2026 12:00:00 +00:00

Notice of Actions Taken Under NSCC Rule 60 – Market Disruption and Force Majeure and DTC Rule 38 - Market Disruption and Force Majeure

Notice: a9788

Summary:

GOV2180-26

Tue, 30 Jun 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: GOV2180-26

Summary:

GOV2181-26

Tue, 30 Jun 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: State Street Bank and Trust Company / Omnibus CIL – GSD #94ET

Notice: GOV2181-26

Summary:

MBS1576-26

Tue, 30 Jun 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: MBS1576-26

Summary:

24124-26

Mon, 29 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: DOLLARAMA INC
CUSIP: 25675T305
Record Date: 07/10/2026
Payable Date: 08/27/2026
CA Web Cut-Off: 07/17/2026 8:00 PM ET

Notice: 24124-26

Summary:

24160-26

Mon, 29 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN
Security: GRIFOLS S.A CLASS A
CUSIP: 398438200
Record Date: 07/02/2026
Payable Date:07/09/2026
Quick Refund CA Web Instruction Deadline: 07/27/2026 8:00PM. ET

Notice: 24160-26

Summary:

24161-26

Mon, 29 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: SPAIN
Security: GRIFOLS S.A CLASS B
CUSIP: 398438408
Record Date: 07/02/2026
Payable Date:07/09/2026
Quick Refund CA Web Instruction Deadline: 07/27/2026 8:00 PM. ET

Notice: 24161-26

Summary:

24162-26

Mon, 29 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain
Security: REPSOL S.A.
CUSIP:76026T205
Record Date: 07/07/2026 Payable Date: 07/15/2026
This issue is NOT eligible through CA Web

Notice: 24162-26

Summary:

24368-26

Mon, 29 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Mogu Inc.
CUSIP: 608012308
Bank of New York Mellon

Notice: 24368-26

Summary:

24369-26

Mon, 29 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Geely Automobile
CUSIP: 36847Q202
Bank of New York Mellon

Notice: 24369-26

Summary:

24370-26

Mon, 29 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: X Financial
CUSIP: 98372W202
Bank of New York Mellon

Notice: 24370-26

Summary:

24371-26

Mon, 29 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ARM HOLDINGS PLC
CUSIPs: 042068205
Citibank

Notice: 24371-26

Summary:

24372-26

Mon, 29 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Braskem
CUSIP: 105532105
Bank of New York Mellon

Notice: 24372-26

Summary:

24491-26

Mon, 29 Jun 2026 12:00:00 +00:00

Resumption of DTC Services - Happy City Holdings Limited. (SYMBOL: HCHL; CUSIP: G4337R109)

Notice: 24491-26

Summary:

GOV2178-26

Mon, 29 Jun 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: National Bank of Canada, Montreal Branch – GSD #9894

Notice: GOV2178-26

Summary:

GOV2179-26

Mon, 29 Jun 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: GOV2179-26

Summary:

MBS1575-26

Mon, 29 Jun 2026 12:00:00 +00:00

Volatility Event Charge Events

Notice: MBS1575-26

Summary:

24123-26

Fri, 26 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Sponsored DR Program: BNY
Securities: See Below
CUSIPs: 52168R109; 824841407; 90460M204
Record Date: June 30, 2026 Payable Date: TBA
CA Web Instruction Deadline: July 10, 2026 8:00 PM ET

Notice: 24123-26

Summary:

24489-26

Fri, 26 Jun 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 06/30/2026
Payable Date: 07/31/2026
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 07/24/2026 7:59 PM ET Not Subject to Sift Tax CA Web CO Canadian Source: 07/24/2026 8:00 PM ET

Notice: 24489-26

Summary:

a9785

Fri, 26 Jun 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9785

Summary:

A9786

Fri, 26 Jun 2026 12:00:00 +00:00

Obligation Warehouse Updated Prod release

Notice: A9786

Summary:

MBS1572-26

Fri, 26 Jun 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSCH] - Final Retire

Notice: MBS1572-26

Summary:

24122-26

Fri, 26 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: BNY
Securities: See Below
CUSIPs: 98600R108; 721006104; 689164101; 62957T109; 471105205; 191235100;
108441205; 04521N101; 043388206; 233802107; 554141101; 82455C101; 872434105;
88907H101
Record Date: June 30, 2026 Payable Date: TBA
CA Web Instruction Deadline: July 10, 2026 8:00 PM ET

Notice: 24122-26

Summary:

MBS1574-26

Thu, 25 Jun 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDO] - Final Retire

Notice: MBS1574-26

Summary:

24485-26

Thu, 25 Jun 2026 12:00:00 +00:00

CDS Additional Account Activation: Clear Street Canada Inc./CDS, #5041
- Revised

Notice: 24485-26

Summary:

24159-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Belgium
Security: SYENSQO SA
CUSIP: 87124M109
Record Date: May 15, 2026
Payable Date: June 02, 2026

Notice: 24159-26

Summary:

24242-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief – Country: KOREA
Securities: Various
CUSIP: 796050201, 796050888, 38911N206
Record Date: 06/30/2026
Payable Date: TBD
CA Web Cut-Off: 07/03/2026 8:00 PM ET
- Revised

Notice: 24242-26

Summary:

24323-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: WILLIS TOWERS WATSON CUSIP: G96629103
Record Date: 06/30/2026 Payable Date: 07/15/2026
Relief at Source CA Web Cut-Off: 07/07/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 07/22/2026 8:00 P.M. ET

Notice: 24323-26

Summary:

24324-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Sponsored DR Program: J.P. MORGAN
Security: See Below
CUSIP(s): 138006309, 497350306, 501173207, 75102W108
Record Date: 06/29/2026 Payable Date: TBD
CA Web Instruction Deadline: 07/10/2026 8:00 PM ET

Notice: 24324-26

Summary:

24325-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: J.P. MORGAN
Security: See Below
CUSIP(s): 485537401, 654611102
Record Date: 06/30/2026 Payable Date: TBD
CA Web Instruction Deadline: 07/10/2026 8:00 PM ET

Notice: 24325-26

Summary:

24326-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: DEUTSCHE BANK
Security: See Below
CUSIP(s): 171269103, 249034109, 45790H101, 50127R103, 69807K105, 81733T100,
86558P109, 037400108, 865620108
Record Date: 06/30/2026 Payable Date: TBD
CA Web Instruction Deadline: 07/10/2026 8:00 PM ET

Notice: 24326-26

Summary:

24327-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: JAPAN
Depositary for Unsponsored DR Program: CITI
Security: See Below
CUSIP(s): 00109C103, 043398106, 278614201, 38012P209, 44101L109, 500679105,
50156R107, 51809L109, 607504107, 61022V107, 65340H104, 654561109, 654565209,
86803T104, 89232G107, 984628206, 65370E104
Record Date: 06/30/2026 Payable Date: TBD
CA Web Instruction Deadline: 07/10/2026 8:00 PM ET
- Revised

Notice: 24327-26

Summary:

24361-26

Wed, 24 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Tenaga Nasional
CUSIP: 880277108
Bank of New York Mellon

Notice: 24361-26

Summary:

24363-26

Wed, 24 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: D-MARKET Electronic Services & Trading
CUSIP: 23292B104
Bank of New York Mellon

Notice: 24363-26

Summary:

24484-26

Wed, 24 Jun 2026 12:00:00 +00:00

Primary Account Activation: Hidden Road Partners CIV US LLC, #2152

Notice: 24484-26

Summary:

24486-26

Wed, 24 Jun 2026 12:00:00 +00:00

Additional Account Activation: The Northern Trust Company/ETF, #1926

Notice: 24486-26

Summary:

24488-26

Wed, 24 Jun 2026 12:00:00 +00:00

Tax Relief Country: Germany
Depositary for Sponsored DR Program: Deutsche Bank Trust Company Americas
Securities: See Below
CUSIPs: 00687A107, 05207U103, 210771200, 233825207, 35804M105, 42333L103,
444560106, 497216101, 50106E107, 589339209, 62473G102, 74589A101, 803054204,
806260105, 826197501
Record Dates: Multiple Payable Dates: Multiple
- Revised

Notice: 24488-26

Summary:

CMU217-26

Wed, 24 Jun 2026 12:00:00 +00:00

NORMAN OKLA SER

Notice: CMU217-26

Summary:

GOV2176-26

Wed, 24 Jun 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2176-26

Summary:

GOV2177-26

Wed, 24 Jun 2026 12:00:00 +00:00

Submission of Rule Filing SR-FICC-2026-007 – Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement

Notice: GOV2177-26

Summary:

24119-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: Canada ADRs
Security Name: ARC RESOURCES LTD
CUSIP: 00208D507
Record Date: JUNE 30, 2026 Payable Date: AUGUST 4, 2026
Relief at Source CA Web Cut-Off: JULY 6, 2026 8:00 PM ET

Notice: 24119-26

Summary:

24120-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: ACCENTURE PLC
CUSIP: G1151C101
Record Date: 07/09/2026 Payable Date: 08/14/2026
Relief at Source CA Web Cut-Off: 07/20/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 08/20/2026 8:00 PM ET

Notice: 24120-26

Summary:

24121-26

Tue, 23 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Hindalco Industries Reg S GDR
CUSIP: 433064102
JPMorgan Chase Bank, N.A.

Notice: 24121-26

Summary:

24318-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: SNAM S.P.A. CUSIP: 78460A106
Record Date: 06/23/2026 Payable Date: 07/14/2026
***NOT CA WEB ELIGIBLE***

Notice: 24318-26

Summary:

24319-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: LEONARDO S.P.A. CUSIP: 52660W101
Record Date: 06/23/2026 Payable Date: 07/14/2026
***NOT CA WEB ELIGIBLE***

Notice: 24319-26

Summary:

24320-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: TERNA-RETE ELETTRICA NAZIONALE CUSIP: 88088L103
Record Date: 06/23/2026 Payable Date: 07/14/2026
***NOT CA WEB ELIGIBLE***

Notice: 24320-26

Summary:

24321-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: STMICROELECTRONICS N.V. CUSIP: 861012102
Record Date: 06/23/2026 Payable Date: 06/30/2026
Quick Refund CA Web Instruction Deadline: 07/24/2026 8:00 P.M. ET

Notice: 24321-26

Summary:

24322-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: NXP SEMICONDUCTORS N.V. CUSIP: N6596X109
Record Date: 06/24/2026 Payable Date:07/09/2026
Relief at Source CA Web Deadline: 07/01/2026 8:00 P.M. ET
Quick Refund CA Web Instruction Deadline: 07/31/2026 8:00 P.M. ET

Notice: 24322-26

Summary:

24461-26

Tue, 23 Jun 2026 12:00:00 +00:00

Additional Account Retirement: TD Prime Services LLC/Stock Loan, #7578
- Revised

Notice: 24461-26

Summary:

24462-26

Tue, 23 Jun 2026 12:00:00 +00:00

Primary Account Retirement: TD Prime Services LLC, #0284
- Revised

Notice: 24462-26

Summary:

24463-26

Tue, 23 Jun 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: WHITECAP RESOURCES
CUSIP: 96467A887
Record Date: 06/30/2026
Payable Date: 08/04/2026
CA Web Instruction Deadline: 07/06/2026 8:00 PM ET

Notice: 24463-26

Summary:

24483-26

Tue, 23 Jun 2026 12:00:00 +00:00

Primary Account Activation: Citadel Securities Institutional LLC, #2963

Notice: 24483-26

Summary:

CMU216-26

Tue, 23 Jun 2026 12:00:00 +00:00

CRESSON CROSSROADS MUN

Notice: CMU216-26

Summary:

24359-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Jumia Technologies AG
CUSIP: 48138M105
Bank of New York Mellon

Notice: 24359-26

Summary:

24360-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Genting
CUSIP: 372452300
Bank of New York Mellon

Notice: 24360-26

Summary:

24362-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Sunlands Technology Group
CUSIP: 86740P207
Bank of New York Mellon

Notice: 24362-26

Summary:

24364-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Trip.com Group Limited
CUSIP: 89677Q107
Bank of New York Mellon

Notice: 24364-26

Summary:

24365-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: K+S
CUSIP: 48265W108
Bank of New York Mellon

Notice: 24365-26

Summary:

24366-26

Mon, 22 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Cloopen Group Holding Limited
CUSIP: 18900M203
Bank of New York Mellon

Notice: 24366-26

Summary:

a9784

Mon, 22 Jun 2026 12:00:00 +00:00

Effective Date of Additional Risk Slices to Support 24x5 Trading

Notice: a9784

Summary:

24241-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PEYTO EXPLORATION & DEVELOPMENT CORP
CUSIP: 717046403
Record Date: 06/30/2026
Payable Date: 08/04/2026
CA Web Cut-Off: 07/06/2026 8:00 PM ET

Notice: 24241-26

Summary:

24293-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: SUPERIOR PLUS CORP
CUSIP: 86828P301
Record Date: 06/30/2026
Payable Date: 08/04/2026
CA Web Instruction Deadline: 07/06/2026 8:00 PM ET

Notice: 24293-26

Summary:

24313-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: UNICREDIT S.p.A. CUSIP: 904678AS8
Record Date: 06/24/2026 Payable Date: 06/30/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 06/30/2026 8:00 PM (E.T.)

Notice: 24313-26

Summary:

24314-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HBD8; 46115HBE6
Record Date: 06/27/2026 Payable Date: 07/12/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 07/13/2026 8:00 PM (E.T.)

Notice: 24314-26

Summary:

24315-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HBB2
Record Date: 06/29/2026 Payable Date: 07/14/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 07/14/2026 8:00 PM (E.T.)

Notice: 24315-26

Summary:

24316-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: KEDRION S.p.A. CUSIP: 49272YAB9
Record Date: 06/29/2026 Payable Date: 06/30/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 06/30/2026 8:00 PM (E.T.)

Notice: 24316-26

Summary:

24317-26

Thu, 18 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: OPTICS BIDCO S.p.A. CUSIP: 683879AF7
Record Date: 07/14/2026 Payable Date: 07/18/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 07/20/2026 8:00 PM (E.T.)

Notice: 24317-26

Summary:

a9782

Thu, 18 Jun 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9782

Summary:

a9783

Thu, 18 Jun 2026 12:00:00 +00:00

Submission of Rule Filing SR-NSCC-2026-009 – Proposed Enhancements to NSCC’s Supplemental Liquidity Deposit Rules

Notice: a9783

Summary:

CMU215-26

Thu, 18 Jun 2026 12:00:00 +00:00

CRESSON CROSSROADS MUN

Notice: CMU215-26

Summary:

GOV2175-26

Thu, 18 Jun 2026 12:00:00 +00:00

New Client Onboarding Hub

Notice: GOV2175-26

Summary:

24075-26

Tue, 16 Jun 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security Name: SALMAR ASA CUSIP: 79547H106
Record Date: 06/25/2026 Payable Date: 07/21/2026
Quick Refund CA Web Instruction Deadline: 07/03/2026 8:00 P.M. ET

Notice: 24075-26

Summary:

GOV2174-26

Tue, 16 Jun 2026 12:00:00 +00:00

Capped Contingency Liquidity Facility (“CCLF”) Liquidity Buffer Parameter Adjustment

Notice: GOV2174-26

Summary:

MBS1570-26

Tue, 16 Jun 2026 12:00:00 +00:00

Capped Contingency Liquidity Facility (“CCLF”) Reset Reminder

Notice: MBS1570-26

Summary:

24041-26

Mon, 15 Jun 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: PPC LIMITED
CUSIP: 69354A203
Record Date: 06/26/2026
Payable Date: 07/09/2026
***NOT CA WEB ELIGIBLE***

Notice: 24041-26

Summary:

24118-26

Mon, 15 Jun 2026 12:00:00 +00:00

Tax Relief Country: Canada ADRs
Security Name: CONSTELLATION SOFTWARE INC
CUSIP: 21037X209
Record Date: JUNE 18, 2026 Payable Date: JULY 30, 2026
Relief at Source CA Web Cut-Off: JUNE 24, 2026 8:00 PM ET

Notice: 24118-26

Summary:

24240-26

Mon, 15 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ADITYA BIRLA CAPITAL LIMITED
CUSIPs: 007026107
Citibank

Notice: 24240-26

Summary:

24460-26

Mon, 15 Jun 2026 12:00:00 +00:00

Submission of Rule Filing SR-DTC-2026-009 – Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Notice: 24460-26

Summary:

24156-26

Fri, 12 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Belgium
Securities: D'IETEREN GROUP
CUSIPs: 23292C102
Record Date:06/10/2026
Payable Date: 07/01/2026

Notice: 24156-26

Summary:

24157-26

Fri, 12 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Belgium
Securities: AGEAS S.A
CUSIPs: 00844W208
Record Date: 06/04/2026
Payable Date: 06/12/2026

Notice: 24157-26

Summary:

24158-26

Fri, 12 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Netherlands
Security Name: AEGON N.V.
CUSIP: 0076CA104
Record Date: 06/15/2026
Payable Date: 07/06/2026
Relief AT Source CA Web Instruction Deadline: 06/23/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 07/17/2026 8:00 PM. ET

Notice: 24158-26

Summary:

24239-26

Fri, 12 Jun 2026 12:00:00 +00:00

Tax Relief Country: Indonesia
Security: TELEKOMUNIKASI INDONESIA CUSIP: 715684106
Record Date: 06/18/2026 Payable Date: 07/20/2026
CA Web Instruction Deadline: 06/22/2026 8:00 PM ET

Notice: 24239-26

Summary:

24459-26

Fri, 12 Jun 2026 12:00:00 +00:00

Compliance Approved Service Restrictions for Happy City Holdings Limited (CUSIP: G4337R109)

Notice: 24459-26

Summary:

a9780

Fri, 12 Jun 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9780

Summary:

24117-26

Thu, 11 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: JOHNSON CONTROLS INTERNATIONAL PLC
CUSIP: G51502105
Record Date: June 15, 2026 Payable Date: July 10, 2026
Relief at Source CA Web Cut-Off: June 26, 20268:00 PM ET
Quick Refund CA Web Instruction Deadline: July 22, 2026 8:00 PM ET
- Revised

Notice: 24117-26

Summary:

24155-26

Thu, 11 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada/Brookfield
Security: Brookfield Infrastructure Partners L.P.
CUSIP: G16252101
Record Date: 05/29/2026
Payable Date: 06/30/2026
CA Web Instruction Cutoff Date: No instructions Due to Source of Income
Revised

Notice: 24155-26

Summary:

A9779

Thu, 11 Jun 2026 12:00:00 +00:00

NSCC CNS Transformation Impact on NSCC SFT Clearing Miscellaneous Activity Client Information

Notice: A9779

Summary:

A9781

Thu, 11 Jun 2026 12:00:00 +00:00

ETF primary cycle PCF submission cutoff change from 8:00 PM ET to 10:00 PM ET

Notice: A9781

Summary:

CMU213-26

Thu, 11 Jun 2026 12:00:00 +00:00

NEWARK HIGHER ED FIN CORP

Notice: CMU213-26

Summary:

GOV2173-26

Thu, 11 Jun 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: BNP Paribas SA / Omnibus CiL – GSD #94EE

Notice: GOV2173-26

Summary:

24238-26

Wed, 10 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PARAMOUNT RESOURCES LTD.
CUSIP: 699320602
Record Date: 06/15/2026
Payable Date: 07/20/2026
CA Web Cut-Off: 06/18/2026 8:00 PM ET

Notice: 24238-26

Summary:

24356-26

Wed, 10 Jun 2026 12:00:00 +00:00

Primary Account Activation: SMBC Nikko Securities America, Inc., #3939

Notice: 24356-26

Summary:

24358-26

Wed, 10 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: ABIVAX SA
CUSIPs: 00370M103
Citibank

Notice: 24358-26

Summary:

24458-26

Wed, 10 Jun 2026 12:00:00 +00:00

Submission of Rule Filing SR-DTC-2026-008 – Amend the Settlement Service Guide

Notice: 24458-26

Summary:

MBS1569-26

Wed, 10 Jun 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1569-26

Summary:

MBS1571-26

Wed, 10 Jun 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSCH] - Intent to Retire

Notice: MBS1571-26

Summary:

MBS1573-26

Wed, 10 Jun 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSDO] - Intent to Retire

Notice: MBS1573-26

Summary:

24039-26

Tue, 09 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Belgium
Security: CMB. TECH
CUSIP: B38564108
Record Date: June 03, 2026
Payable Date: June 10, 2026
Relief at Source CA Web Deadline: June 04, 2026 8:00 PM E.T.
Quick Refund CA Web Deadline: June 11, 2026 8:00 PM ET

Notice: 24039-26

Summary:

24040-26

Tue, 09 Jun 2026 12:00:00 +00:00

Tax Relief Country: South Africa
Security Name: VODACOM GROUP LTD
CUSIP: 92858D200
Record Date: 06/18/2026
Payable Date: 06/29/2026
***NOT CA WEB ELIGIBLE***

Notice: 24040-26

Summary:

24116-26

Tue, 09 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: ALLEGION PLC CUSIP: G0176J109
Record Date: 06/15/2026 Payable Date: 06/30/2026
Relief at Source CA Web Cut-Off: 06/18/2026 8:00 PM ET

Notice: 24116-26

Summary:

24292-26

Tue, 09 Jun 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: PUBLICIS GROUPE S.A.
CUSIP: 74463M106
Record Date: 06/30/2026
Payable Date: 07/31/2026
CA Web Instruction Deadline: 07/08/2026 8:00 PM ET

Notice: 24292-26

Summary:

24312-26

Tue, 09 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: MEDTRONIC PLC CUSIP: G5960L103
Record Date: 06/26/2026 Payable Date: 07/17/2026
Relief at Source CA Web Cut-Off: 07/07/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 07/29/2026 8:00 P.M. ET

Notice: 24312-26

Summary:

24357-26

Tue, 09 Jun 2026 12:00:00 +00:00

Destruction of Non-Transferable Securities Certificates

Notice: 24357-26

Summary:

B24294-26

Tue, 09 Jun 2026 12:00:00 +00:00

Participant Terminal Services/TN3270 Access Discontinuation

Notice: B24294-26

Summary:

24154-26

Mon, 08 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Spain Security: Telefonica, S.A. CUSIP: 879382208 Record Date: 06/17/2026 Payable Date: 07/10/2026 CA Web Instructions Deadline: 06/23/2026 8:00 PM ET

Notice: 24154-26

Summary:

24237-26

Mon, 08 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: POMDOCTOR LIMITED
CUSIPs: 73181R108
Citibank

Notice: 24237-26

Summary:

24290-26

Mon, 08 Jun 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR
Security: WHITECAP RESOURCES
CUSIP: 96467A887
Record Date: 06/08/2026
Payable Date: 07/06/2026
CA Web Instruction Deadline: 06/10/2026

Notice: 24290-26

Summary:

24291-26

Mon, 08 Jun 2026 12:00:00 +00:00

Tax Relief – Country: CANADA ADR Security: TOURMALINE OIL CORP CUSIP: 89156V775
Record Date: 06/15/2026
Payable Date: 07/20/2026
CA Web Instruction Deadline: 06/18/2026

Notice: 24291-26

Summary:

24354-26

Mon, 08 Jun 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: EDENRED CUSIP: 279655104
Record Date: 06/12/2026 Payable Date: 07/02/2026
CA Web Instructions Deadline: 06/22/2026 8:00 PM ET

Notice: 24354-26

Summary:

24355-26

Mon, 08 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: SIEMENS AG
CUSIP: 826197501
Deutsche Bank

Notice: 24355-26

Summary:

24236-26

Fri, 05 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: XPENG INC.
CUSIPs: 98422D105
Citibank

Notice: 24236-26

Summary:

24349-26

Fri, 05 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: LOBLAW COMPANIES LTD
CUSIP: 539481804
Record Date: June 15, 2026
Payable Date: July 21, 2026
CA Web Cut-Off: June 18, 2026

Notice: 24349-26

Summary:

24350-26

Fri, 05 Jun 2026 12:00:00 +00:00

Holiday Schedule - Independence Day 2026

Notice: 24350-26

Summary:

24351-26

Fri, 05 Jun 2026 12:00:00 +00:00

Holiday Schedule –Independence Day 2026

Notice: 24351-26

Summary:

24352-26

Fri, 05 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: INTACT FINANCIAL CORP
CUSIP: 45823T775
Record Date: June 16, 2026
Payable Date: July 20, 2026
CA Web Cut-Off: June 18, 2026

Notice: 24352-26

Summary:

24353-26

Fri, 05 Jun 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Security: KEYERA CORP
CUSIP: 493271506
Record Date: June 15, 2026
Payable Date: July 20, 2026
CA Web Cut-Off: June 18, 2026

Notice: 24353-26

Summary:

a9777

Fri, 05 Jun 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9777

Summary:

a9778

Fri, 05 Jun 2026 12:00:00 +00:00

Holiday Schedule: Independence Day 2026

Notice: a9778

Summary:

24348-26

Thu, 04 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: WeRide Inc.
CUSIP: 950915108
Deutsche Bank

Notice: 24348-26

Summary:

GOV2171-26

Thu, 04 Jun 2026 12:00:00 +00:00

FICC Independence Day Holiday Schedule

Notice: GOV2171-26

Summary:

MBS1567-26

Thu, 04 Jun 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JESP] - Final Retire

Notice: MBS1567-26

Summary:

MBS1568-26

Thu, 04 Jun 2026 12:00:00 +00:00

FICC Independence Day Holiday Schedule

Notice: MBS1568-26

Summary:

24153-26

Wed, 03 Jun 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Brookfield Property Partners L.P.
CUSIP: G16249149, G16249156, G16249164, G1624R107
Record Date: 06/01/2026
Payable Date: 06/30/2026
EDS Cutoff Date: 06/23/2026 8:00 PM ET
– Revised

Notice: 24153-26

Summary:

24299-26

Wed, 03 Jun 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: KERING CUSIP: 492089107
Record Date: 06/01/2026 Payable Date: 06/24/2026
CA Web Instructions Deadline: 06/08/2026 8:00 PM ET

Notice: 24299-26

Summary:

24311-26

Wed, 03 Jun 2026 12:00:00 +00:00

Tax Relief Country: IRELAND
Security Name: TRANE TECHNOLOGIES PLC CUSIP: G8994E103
Record Date: 06/05/2026 Payable Date: 06/30/2026
Relief at Source CA Web Cut-Off: 06/17/2026 8:00 PM ET

Notice: 24311-26

Summary:

CMU212-26

Wed, 03 Jun 2026 12:00:00 +00:00

SUMNER-FREDERICKSBURG IOWA CMN TY SCH DIST SCH INFRASTRUCTURE

Notice: CMU212-26

Summary:

GOV2169-26

Wed, 03 Jun 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Bank of America, National Association / Omnibus – GSD #9859

Notice: GOV2169-26

Summary:

GOV2170-26

Wed, 03 Jun 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2170-26

Summary:

TIW856

Wed, 03 Jun 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for Carnival Corporation

Notice: TIW856

Summary:

24308-26

Tue, 02 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: STEVANATO GROUP S.P.A. CUSIP: T9224W109
Record Date: 06/11/2026 Payable Date: 07/29/2026
CA Web Instruction Deadline: 06/25/2026 8:00 P.M. ET

Notice: 24308-26

Summary:

24309-26

Tue, 02 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: INTESA SANPAOLO S.p.A. CUSIPs: 46115HBZ9; 46115HCB1
Record Date: 06/05/2026 Payable Date: 06/20/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 06/22/2026 8:00 PM (E.T.)

Notice: 24309-26

Summary:

24310-26

Tue, 02 Jun 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: UNICREDIT S.p.A. CUSIP: 904678AF6
Record Date: 06/15/2026 Payable Date: 06/19/2026
Quick Refund Open Date: Payable Date
CA Web Instruction Deadline: 06/22/2026 8:00 PM (E.T.)

Notice: 24310-26

Summary:

24345-26

Tue, 02 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: CEMIG COMMON
CUSIP: 204409882
Citibank

Notice: 24345-26

Summary:

24346-26

Tue, 02 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: CEMIG PREFERRED
CUSIP: 204409601
Citibank

Notice: 24346-26

Summary:

A9774

Tue, 02 Jun 2026 12:00:00 +00:00

ACATS FOR ALTERNATIVE INVESTMENTS

Notice: A9774

Summary:

24151-26

Mon, 01 Jun 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Brookfield Business Corporation
CUSIP: 113006100
Record Date: 05/29/2026
Payable Date: 06/30/2026
EDS Cutoff Date:06/23/2026 8:00 PM ET

Notice: 24151-26

Summary:

24152-26

Mon, 01 Jun 2026 12:00:00 +00:00

Tax Relief ‐ Country: Belgium
Securities: See Below
CUSIPs: 26927112, 004563102
Record Date: Various
Payable Date: Various

Notice: 24152-26

Summary:

24235-26

Mon, 01 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: 9F INC.
CUSIPs: 65442R208
Citibank

Notice: 24235-26

Summary:

24343-26

Mon, 01 Jun 2026 12:00:00 +00:00

Depositary Fees Notification
Security: SOLAI LIMITED
CUSIP: 055474209
Deutsche Bank

Notice: 24343-26

Summary:

24344-26

Mon, 01 Jun 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: IPSEN CUSIP: 462629205
Record Date: 06/04/2026 Payable Date: 06/22/2026
CA Web Instructions Deadline: 06/11/2026 8:00 PM ET

Notice: 24344-26

Summary:

GOV2168-26

Mon, 01 Jun 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: ABN AMRO Securities (USA) LLC/ACM Omnibus – GSD Member #94DF

Notice: GOV2168-26

Summary:

24341-26

Fri, 29 May 2026 12:00:00 +00:00

Termination of DTC Services – Nabriva Therapeutics plc (CUSIP G63637139)

Notice: 24341-26

Summary:

24342-26

Fri, 29 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: BIC SA CUSIP: 088736103
Record Date: 06/01/2026 Payable Date: 06/23/2026
CA Web Instructions Deadline: 06/08/2026 8:00 PM ET

Notice: 24342-26

Summary:

a9776

Fri, 29 May 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9776

Summary:

24304-26

Thu, 28 May 2026 12:00:00 +00:00

Tax Relief Country: Canada
Security: Chemtrade Logistics Income Fund
CUSIP: 16387P103
Record Date: 05/29/2026
Payable Date: 06/30/2026
Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 06/23/2026 7:59 PM ET Not Subject to Sift Tax CA Web CO Canadian Source: 06/23/2026 8:00 PM ET

Notice: 24304-26

Summary:

24339-26

Thu, 28 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: CARREFOUR CUSIP: 144430204
Record Date: 05/27/2026 Payable Date: 06/18/2026
CA Web Instructions Deadline: 06/03/2026 8:00 PM ET

Notice: 24339-26

Summary:

B24340-26

Thu, 28 May 2026 12:00:00 +00:00

Subject: Money Market Instrument (MMI) FEDRL REPUBLIC NIGERIA (NGA*)

Notice: B24340-26

Summary:

CMU211-26

Thu, 28 May 2026 12:00:00 +00:00

GRINNELL & NEWBURG IOWA CMNTY SCH DIST

Notice: CMU211-26

Summary:

24093-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: WOLTERS KLUWER N.V. CUSIP: 977874205
Record Date: 05/26/2026 Payable Date: 06/24/2026
Quick Refund CA Web Instruction Deadline: 07/02/2026 8:00 P.M. ET

Notice: 24093-26

Summary:

24115-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Telecom Italia SPA Com
CUSIP: 87927Y102
JPMorgan Chase Bank, N.A.

Notice: 24115-26

Summary:

24150-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief ‐ Country: Belgium
Securities: See Below
CUSIPs: 399457100, 54569X107, 834437402, 05477W102
Record Date: Various
Payable Date: Various

Notice: 24150-26

Summary:

24280-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: RUBIS
CUSIP: 78116A104
Record Date: 06/15/2026
Payable Date: 07/08/2026
CA Web Instruction Deadline: 06/23/2026 8:00 PM ET

Notice: 24280-26

Summary:

24281-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: ORANGE
CUSIP: 684060106
Record Date: 06/10/2026
Payable Date: 06/30/2026
CA Web Instruction Deadline: 06/17/2026 8:00 PM ET

Notice: 24281-26

Summary:

24282-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Commercial International Bank (Egypt) - 144A
CUSIP: 201712106
Bank of New York Mellon

Notice: 24282-26

Summary:

24283-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: 111, Inc
CUSIP: 68247Q201
Bank of New York Mellon

Notice: 24283-26

Summary:

24284-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Bank Audi - 144A
CUSIP: 060572104
Bank of New York Mellon

Notice: 24284-26

Summary:

24285-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Commercial International Bank (Egypt)
CUSIP: 201712304
Bank of New York Mellon

Notice: 24285-26

Summary:

24286-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification Security: KE Holdings CUSIP: 482497104
Bank of New York Mellon

Notice: 24286-26

Summary:

24287-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Parade Technologies - 144A
CUSIP: 699002101
Bank of New York Mellon

Notice: 24287-26

Summary:

24288-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Parade Technologies - Reg. S
CUSIP: 699002200
Bank of New York Mellon

Notice: 24288-26

Summary:

24289-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Jianzhi Education Technology Group Company Limited
CUSIP: 47737L302
Bank of New York Mellon
- Revised

Notice: 24289-26

Summary:

24305-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: ACCOR SA CUSIP: 00435F309
Record Date: 06/02/2026 Payable Date: TBD
CA Web Instructions Deadline: 06/09/2026 8:00 PM ET

Notice: 24305-26

Summary:

24306-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: CAPGEMINI
Record Date: 06/01/2026 Payable Date: 06/24/2026
CA Web Instructions Deadline: 06/08/2026 8:00 PM ET

Notice: 24306-26

Summary:

24307-26

Wed, 27 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: COMPAGNIE DE SAINT-GOBAIN CUSIP: 204280309
Record Date: 06/05/2026 Payable Date: 06/25/2026
CA Web Instructions Deadline: 06/12/2026 8:00 PM ET

Notice: 24307-26

Summary:

24338-26

Wed, 27 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: COMPASS PATHWAYS PLC
CUSIPs: 20451W101
Citibank

Notice: 24338-26

Summary:

CMU210-26

Wed, 27 May 2026 12:00:00 +00:00

CMU RTTM REPORTING: PDF TO CSV CONVERSION

Notice: CMU210-26

Summary:

MBS1565-26

Wed, 27 May 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JESP] - Intent to Retire

Notice: MBS1565-26

Summary:

MBS1566-26

Wed, 27 May 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JXAO, JXAP] – Activation

Notice: MBS1566-26

Summary:

24149-26

Tue, 26 May 2026 12:00:00 +00:00

Tax Relief – Country: Netherlands
Security Name: ASR NEDERLAND N.V
CUSIP: 00217N108
Record Date: 05/22/2026
Payable Date: 06/11/2026
Quick Refund CA Web Instruction Deadline: 06/26/2026 8:00 PM. ET

Notice: 24149-26

Summary:

24303-26

Tue, 26 May 2026 12:00:00 +00:00

DTC CHILLS | IRISH SEAS | Octave Intelligence plc | G22845104

Notice: 24303-26

Summary:

a9754

Tue, 26 May 2026 12:00:00 +00:00

Submission of Rule Filing SR-NSCC-2026-008 – Enhance NSCC’s Clearing Fund Methodology

Notice: a9754

Summary:

GOV2165-26

Tue, 26 May 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2165-26

Summary:

GOV2166-26

Tue, 26 May 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2166-26

Summary:

16831-22

Sat, 23 May 2026 12:00:00 +00:00

Tax Relief Country: Ireland
Security: DOLE PLC CUSIP: G27907107
Record Date: 06/17/2022 Payable Date: 07/06/2022
Relief at Source CA Web Deadline: 06/27/2022 8:00 PM ET
Quick Refund Instruction Deadline: 07/21/2022 8:00 PM ET

Notice: 16831-22

Summary:

24147-26

Fri, 22 May 2026 12:00:00 +00:00

Tax Relief – Country: Canada Security: Brookfield Renewable Partners L.P. CUSIP: G16258108 Record Date: 05/29/2026 Payable Date: 06/30/2026 EDS Cutoff Date: 06/23/2026 8:00 PM ET

Notice: 24147-26

Summary:

24148-26

Fri, 22 May 2026 12:00:00 +00:00

Tax Relief – Country: Canada
Security: Brookfield Renewable Partners L.P. Series 17 Preferred LP Units
CUSIP: G16258231
Record Date: 07/15/2026
Payable Date: 07/31/2026

Notice: 24148-26

Summary:

24279-26

Fri, 22 May 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: SOCIETE GENERALE
CUSIP: 83364L109
Record Date: 05/29/2026
Payable Date: 06/18/2026
CA Web Instruction Deadline: 06/05/2026 8:00 PM ET

Notice: 24279-26

Summary:

24301-26

Fri, 22 May 2026 12:00:00 +00:00

Holiday Schedule: Juneteenth 2026

Notice: 24301-26

Summary:

24302-26

Fri, 22 May 2026 12:00:00 +00:00

Holiday Schedule – Juneteenth 2026

Notice: 24302-26

Summary:

a9772

Fri, 22 May 2026 12:00:00 +00:00

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9772

Summary:

a9773

Fri, 22 May 2026 12:00:00 +00:00

Holiday Schedule: Juneteenth 2026

Notice: a9773

Summary:

24037-26

Thu, 21 May 2026 12:00:00 +00:00

Tax Relief – Country: Belgium
Security: KBC GROUP NV
CUSIP: 48241F104
Record Date: May 19, 2026
Payable Date: June 09, 2026

Notice: 24037-26

Summary:

24038-26

Thu, 21 May 2026 12:00:00 +00:00

Tax Relief – Country: Belgium
Security: MELEXIS NV
CUSIP: 585482102
Record Date: May 20, 2026
Payable Date: June 10, 2026

Notice: 24038-26

Summary:

24234-26

Thu, 21 May 2026 12:00:00 +00:00

Tax Relief – Country: Canada ADRs
Securities: PEYTO EXPLORATION & DEVELOPMENT CORP
CUSIP: 717046403
Record Date: 06/01/2026
Payable Date: 07/06/2026
CA Web Cut-Off: 06/05/2026 8:00 PM ET

Notice: 24234-26

Summary:

24300-26

Thu, 21 May 2026 12:00:00 +00:00

Update to RedCal Lite Template and Submission Requirements in Connection with AnnounceDirect

Notice: 24300-26

Summary:

GOV2163-26

Thu, 21 May 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2163-26

Summary:

GOV2164-26

Thu, 21 May 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2164-26

Summary:

TIW855

Thu, 21 May 2026 12:00:00 +00:00

Trade Information Warehouse Successor Event Processing for Pachelbel Bidco S.P.A.
-Revised

Notice: TIW855

Summary:

24090-26

Wed, 20 May 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: NN GROUP N.V. CUSIP: 629334103
Record Date: 05/26/2026 Payable Date: 06/16/2026
Quick Refund CA Web Instruction Deadline: 06/26/2026 8:00 P.M. ET

Notice: 24090-26

Summary:

24091-26

Wed, 20 May 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security Name: UNIVERSAL MUSIC GROUP N.V. CUSIP: 91377B109
Record Date: 05/21/2026 Payable Date: 06/29/2026
Quick Refund CA Web Instruction Deadline: 07/10/2026 8:00 P.M. ET

Notice: 24091-26

Summary:

24092-26

Wed, 20 May 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security Name: TELENOR ASA CUSIP: 87944W105
Record Date: 05/21/2026 Payable Date: 06/09/2026
Relief at Source CA Web Cut-Off: 05/22/2026 8:00 PM ET
Quick Refund CA Web Instruction Deadline: 06/17/2026 8:00 P.M. ET

Notice: 24092-26

Summary:

24114-26

Wed, 20 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Rakuten Group Inc
CUSIP: 75102W108
JPMorgan Chase Bank, N.A.

Notice: 24114-26

Summary:

24278-26

Wed, 20 May 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: SAFRAN SA
CUSIP: 786584102
Record Date: 05/27/2026
Payable Date: 06/18/2026
CA Web Instruction Deadline: 06/03/2026 8:00 PM ET

Notice: 24278-26

Summary:

24298-26

Wed, 20 May 2026 12:00:00 +00:00

Additional Account Activation: Citibank, N.A./MUTB-NY, #1167

Notice: 24298-26

Summary:

a9769

Wed, 20 May 2026 12:00:00 +00:00

Enhanced Transmission Schedule for Networking Account Conversion/Update & Transfer/Acknowledgment Files

Notice: a9769

Summary:

GOV2161-26

Wed, 20 May 2026 12:00:00 +00:00

FICC Juneteenth National Independence Day Holiday Schedule

Notice: GOV2161-26

Summary:

MBS1564-26

Wed, 20 May 2026 12:00:00 +00:00

FICC Juneteenth National Independence Day Holiday Schedule

Notice: MBS1564-26

Summary:

24089-26

Tue, 19 May 2026 12:00:00 +00:00

Tax Relief Country: DENMARK
Security: NOVO NORDISK A/S CUSIP: 670100205
Record Date: 03/30/2026 Payable Date:04/08/2026
***NOT CA WEB ELIGIBLE***

Notice: 24089-26

Summary:

24145-26

Tue, 19 May 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: CORBION NV
CUSIP: 218333102
Record Date: 05/18/2026 Payable Date: 06/08/2026
Quick Refund CA Web Instruction Deadline: 06/26/2026 8:00 PM ET

Notice: 24145-26

Summary:

24146-26

Tue, 19 May 2026 12:00:00 +00:00

Tax Relief Country: NETHERLANDS
Security: ARCADIS – NEW YORK SHARES
CUSIP: 03923E107
Record Date: 05/22/2026 Payable Date: 06/02/2026
Quick Refund CA Web Instruction Deadline: 06/26/2026 8:00 PM ET

Notice: 24146-26

Summary:

24232-26

Tue, 19 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NAVIOS MARITIME HOLDINGS INC. SER. G PFD
CUSIPs: 63938Y100
Citibank

Notice: 24232-26

Summary:

24233-26

Tue, 19 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: NAVIOS MARITIME HOLDINGS INC. SER. H PFD.
CUSIPs: 63938Y308
Citibank

Notice: 24233-26

Summary:

24275-26

Tue, 19 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: American Rare Earths
CUSIP: 02925A105
Bank of New York Mellon

Notice: 24275-26

Summary:

24276-26

Tue, 19 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Clinuvel Pharmaceuticals
CUSIP: 188769103
Bank of New York Mellon

Notice: 24276-26

Summary:

24277-26

Tue, 19 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: Societatea Energetica Electrica SA - 144 A
CUSIP: 83367Y108
Bank of New York Mellon

Notice: 24277-26

Summary:

24297-26

Tue, 19 May 2026 12:00:00 +00:00

Pledgee Account Retirement: JPMorgan Chase Bank, National Association, Various Accounts

Notice: 24297-26

Summary:

GOV2162-26

Tue, 19 May 2026 12:00:00 +00:00

Agent Clearing Member of the Government Securities Division of FICC: RBC Capital Markets LLC/ACM Omnibus - GSD Member #9422
- Revised

Notice: GOV2162-26

Summary:

24087-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: MOWI ASA CUSIP: 624678108
Record Date: 05/26/2026 Payable Date: 06/09/2026
CA Web Quick Refund Deadline: 06/04/2026 8:00 PM ET

Notice: 24087-26

Summary:

24088-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief Country: NORWAY
Security: VAR ENERGI ASA CUSIP: 92212W100
Record Date: 06/04/2026 Payable Date: 06/29/2026
***NOT CA WEB ELIGIBLE***

Notice: 24088-26

Summary:

24113-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief – Country: Korea
Securities: POSCO
CUSIP: 693483109
Record Date: May 27, 2026
Payable Date: TBD
CA Web Cut-Off: June 01, 2026 8:00 P.M. E.T

Notice: 24113-26

Summary:

24231-26

Mon, 18 May 2026 12:00:00 +00:00

Depositary Fees Notification
Security: TURBO ENERGY, S.A.
CUSIPs: 899924104
Citibank

Notice: 24231-26

Summary:

24274-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief – Country: FRANCE
Security: NEXANS
CUSIP: 65338U109
Record Date: 05/26/2026
Payable Date: 06/18/2026
CA Web Instruction Deadline: 06/02/2026 8:00 PM ET

Notice: 24274-26

Summary:

24295-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: BUREAU VERITAS CUSIP: 12117P109
Record Date: 05/27/2026 Payable Date: 06/16/2026
CA Web Instructions Deadline: 06/03/2026 8:00 PM ET

Notice: 24295-26

Summary:

24296-26

Mon, 18 May 2026 12:00:00 +00:00

Tax Relief – Country: France
Security: LEGRAND CUSIP: 524671104
Record Date: 05/28/2026 Payable Date: 06/17/2026
CA Web Instructions Deadline: 06/04/2026 8:00 PM ET

Notice: 24296-26

Summary:

a9761

Mon, 18 May 2026 12:00:00 +00:00

ACATS FOR INSURANCE REWRITE

Notice: a9761

Summary:

a9767

Mon, 18 May 2026 12:00:00 +00:00

ACATS For Insurance Rewrite

Notice: a9767

Summary:

B21413-25

Mon, 18 May 2026 12:00:00 +00:00

MidOcean Cr CLO XVI / MidOcean Cr CLO XVI LLC Section 3(c)(7) Important Notice

Notice: B21413-25

Summary:

B21414-25

Mon, 18 May 2026 12:00:00 +00:00

MidOcean Cr CLO XVI Section 3(c)(7) Important Notice

Notice: B21414-25

Summary:

B21733-25

Mon, 18 May 2026 12:00:00 +00:00

ATHENA CLO IV LLC Section 3(c)(7) Important Notice

Notice: B21733-25

Summary:

GOV2160-26

Mon, 18 May 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2160-26

Summary:

TIW854

Mon, 18 May 2026 12:00:00 +00:00

Trade Information Warehouse Rename Event Processing for WarnerMedia Holdings, Inc.

Notice: TIW854

Summary:

16827-22

Sun, 17 May 2026 12:00:00 +00:00

Tax Relief: Country: Italy
Security: ASSICURAZIONI GENERALI CUSIP: 04545K109
Record Date: 05/24/2022 Payable Date: TBA

Notice: 16827-22

Summary:

24083-26

Fri, 15 May 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ASSICURAZIONI GENERALI CUSIP: 04545K109
Record Date: 05/19/2026 Payable Date: 06/04/2026

Notice: 24083-26

Summary:

24084-26

Fri, 15 May 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: WEBUILD S.P.A. CUSIP: 94845M103
Record Date: 05/19/2026 Payable Date: 06/09/2026

Notice: 24084-26

Summary:

24085-26

Fri, 15 May 2026 12:00:00 +00:00

Tax Relief Country: ITALY
Security: ENI S.P.A. CUSIP: 26874R108
Record Date: 05/19/2026 Payable Date: 06/05/2026
***NOT CA WEB ELIGIBLE***

Notice: 24085-26

Summary: