Agent Services/Trustees

IAP Availability

Wed, 08 Apr 2026 00:00:00 -0500

IAP Availability

Notice: 24027-26

Summary:

On April 9, 2026 the Issuer Agent Portal will be unavailable starting at 5:00p.m. Eastern Standard Time for the remainder of the evening to perform standard DTCC system maintenance.

Payment Without Presentation Update

Thu, 02 Apr 2026 00:00:00 -0500

Payment Without Presentation Update

Notice: 24022-26

Summary:

Payment Without Presentation has been postponed and clarified. This notice also highlights an alternative option for upcoming payments.

Direct Registration System Profile Insurance Program

Fri, 27 Feb 2026 00:00:00 -0600

Direct Registration System Profile Insurance Program

Notice: 23871-16

Summary:

Effective Monday March 2, 2026, the insurance broker of record for the Profile Indemnity Insurance
Programs (PIPI & PIPII) will be with AON Risk Services Northeast, Inc.
This insurance broker change has no impact on the current DRS Profile Surety and Insurance options
and is purely informational and does not require any action on the part of the DTC DRS members.
Questions regarding the DRS Profile Surety and Insurance options program can be directed to TAservices@dtcc.com

Resumption of DTC Services – TechCreate Group Ltd. (SYMBOL: TCGL; CUSIP: G8726A106)

Tue, 03 Feb 2026 00:00:00 -0600

Resumption of DTC Services – TechCreate Group Ltd. (SYMBOL: TCGL; CUSIP: G8726A106)

Notice: 23825-26

Summary:

Resumption of DTC Services – TechCreate Group Ltd. (SYMBOL: TCGL; CUSIP: G8726A106)

Resumption of DTC Services – JM Group Limited. (SYMBOL: JMG; CUSIP: G5146R107)

Fri, 30 Jan 2026 00:00:00 -0600

Resumption of DTC Services – JM Group Limited. (SYMBOL: JMG; CUSIP: G5146R107)

Notice: 23813-26

Summary:

Resumption of DTC Services – JM Group Limited. (SYMBOL: JMG; CUSIP: G5146R107)

IAP, LENS, and CA Notification Requirements

Tue, 27 Jan 2026 00:00:00 -0600

IAP, LENS, and CA Notification Requirements

Notice: 23810-26

Summary:

Agents must follow the corporate action notification requirements in the OA. Use of LENS is not a substitute for these requirements.

REVISED - Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Fri, 09 Jan 2026 00:00:00 -0600

REVISED - Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Notice: 23485-26

Summary:

Specifications document for DWAC transaction processing via MQ is now available at the link contained within the important notice.

Securities Processing Application (“SPA”) – Direct Registration System (“DRS”) – DRS Agent Approve or Reject and Deliver Order Instruction via MQ (PSPADRSA01) – DRS Agent Pending Profile Deposit Notification via MQ (PSPADRSA02) – DRS Withdrawal by Transfer Agent Approve or Reject via MQ (PSPADWTA01) – DRS Withdrawal by Transfer Agent – Pending Instruction Notification via MQ (PSPADWTA02) Specifications

Tue, 23 Dec 2025 00:00:00 -0600

Securities Processing Application (“SPA”) – Direct Registration System (“DRS”) – DRS Agent Approve or Reject and Deliver Order Instruction via MQ (PSPADRSA01) – DRS Agent Pending Profile Deposit Notification via MQ (PSPADRSA02) – DRS Withdrawal by Transfer Agent Approve or Reject via MQ (PSPADWTA01) – DRS Withdrawal by Transfer Agent – Pending Instruction Notification via MQ (PSPADWTA02) Specifications

Notice: 23318-25

Summary:

Notification to DTC FAST transfer agents that Direct Registration System transaction MQ specifications are now available.

Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Tue, 23 Dec 2025 00:00:00 -0600

Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Notice: 23320-25

Summary:

Notification to DTC FAST Transfer Agents that MQ specifications for DWAC transaction processing are now available.

Resumption of DTC Services – Magnitude International Ltd (SYMBOL: MAGH ; CUSIP: G57Y0E100)

Fri, 19 Dec 2025 00:00:00 -0600

Resumption of DTC Services – Magnitude International Ltd (SYMBOL: MAGH ; CUSIP: G57Y0E100)

Notice: 23315-25

Summary:

Resumption of DTC Services – Magnitude International Ltd (SYMBOL: MAGH ; CUSIP: G57Y0E100)

IAP Availability

Fri, 12 Dec 2025 00:00:00 -0600

IAP Availability

Notice: 23301-25

Summary:

On December 12, 2025 the Issuer Agent Portal will be unavailable starting at 5:00p.m. Eastern Standard Time through Saturday (December 13, 2025) early afternoon to perform standard DTCC system maintenance.

Resumption of DTC Services – MaxsMaking Inc. (SYMBOL: MAMK ; CUSIP: G6053R106)

Tue, 02 Dec 2025 00:00:00 -0600

Resumption of DTC Services – MaxsMaking Inc. (SYMBOL: MAMK ; CUSIP: G6053R106)

Notice: 23259-25

Summary:

Resumption of DTC Services – MaxsMaking Inc. (SYMBOL: MAMK ; CUSIP: G6053R106)

Resumption of DTC Services – Charming Medical Limited (SYMBOL: MCTA; CUSIP: G20528108)

Wed, 26 Nov 2025 00:00:00 -0600

Resumption of DTC Services – Charming Medical Limited (SYMBOL: MCTA; CUSIP: G20528108)

Notice: 23253-25

Summary:

Resumption of DTC Services – Charming Medical Limited (SYMBOL: MCTA; CUSIP: G20528108)

IAP Availability

Tue, 18 Nov 2025 00:00:00 -0600

IAP Availability

Notice: 23218-25

Summary:

On November 20, 2025 the Issuer Agent Portal will be unavailable starting at 5:00p.m. Eastern Standard Time for the remainder of the evening to perform system maintenance.

Suspension of DTC Services - MaxsMaking Inc. (Symbol: MAMK - CUSIP G6053R106)

Mon, 17 Nov 2025 00:00:00 -0600

Suspension of DTC Services - MaxsMaking Inc. (Symbol: MAMK - CUSIP G6053R106)

Notice: 23208-25

Summary:

Suspension of DTC Services - MaxsMaking Inc. (Symbol: MAMK - CUSIP G6053R106)

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

Mon, 10 Nov 2025 00:00:00 -0600

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

Notice: 23194-25

Summary:

FAST TAs may now provision individuals at their firm with PSE access to AnnounceDirect.

REDCAL and BMA CCF System Enhancements - Rate Update Capability

Wed, 05 Nov 2025 00:00:00 -0600

REDCAL and BMA CCF System Enhancements - Rate Update Capability

Notice: B23186-25

Summary:

The ability to update rates for existing and unallocated events via both BMA, REDCAL, and their Lite versions will become effective November 7, 2025

IAP Availability

Wed, 29 Oct 2025 00:00:00 -0500

IAP Availability

Notice: 23087-25

Summary:

On October 31, 2025, the Issuer Agent Portal will be unavailable starting at 5:00p.m. Eastern Standard Time for the remainder of the evening to perform system maintenance.

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Mon, 27 Oct 2025 00:00:00 -0500

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Notice: 23083-25

Summary:

DTC Fast Transfer Agents will soon be given access provisioning capabilities for AnnounceDirect Testing Region.

Resumption of DTC Services –

Empro Group Inc (SYMBOL: EMPG; CUSIP: G3041J106)
NusaTrip Incorporated (SYMBOL: NUTR; CUSIP: 67119K102)

Thu, 23 Oct 2025 00:00:00 -0500

Resumption of DTC Services –

Empro Group Inc (SYMBOL: EMPG; CUSIP: G3041J106)
NusaTrip Incorporated (SYMBOL: NUTR; CUSIP: 67119K102)

Notice: 23056-25

Summary:

Resumption of DTC Services –

Empro Group Inc (SYMBOL: EMPG; CUSIP: G3041J106)
NusaTrip Incorporated (SYMBOL: NUTR; CUSIP: 67119K102)

Resumption of DTC Services –
Etoiles Capital Group Co., Ltd (SYMBOL: EFTY; CUSIP: G3139J109)
Platinum Analytics Cayman Limited (SYMBOL: PLTS; CUSIP: G71264108)
Pitanium Limited (SYMBOL: PTNM; CUSIP: G7111A101)

Mon, 20 Oct 2025 00:00:00 -0500

Resumption of DTC Services –
Etoiles Capital Group Co., Ltd (SYMBOL: EFTY; CUSIP: G3139J109)
Platinum Analytics Cayman Limited (SYMBOL: PLTS; CUSIP: G71264108)
Pitanium Limited (SYMBOL: PTNM; CUSIP: G7111A101)

Notice: 23052-25

Summary:

DTC CHILLS | IE SEAS | JAMES HARDIE INDUSTRIES plc | G4253H101

Mon, 07 Jul 2025 00:00:00 -0500

DTC CHILLS | IE SEAS | JAMES HARDIE INDUSTRIES plc | G4253H101

Notice: 22545-25

Summary:

James Hardie Industries plc, a company incorporated in the Republic of Ireland, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of JAMES HARDIE INDUSTRIES plc may be subject to Irish stamp duty taxes.

James Hardie Industries plc CUSIP has been made eligible for book-entry DTC services with the exception of physical deposits and physical withdrawals.

Special procedures have been developed to accommodate the deposit and withdrawal of physical shares into and out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (‘DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to deposit or withdraw shares from their DTC account to familiarize themselves with these procedures.

FAST Reject and Confirmation System (FRAC) functionality – FAST Underwritings on the Securities Processing Application (SPA) System – Implementation Schedule – User Roles and Entitlements

Tue, 03 Jun 2025 00:00:00 -0500

FAST Reject and Confirmation System (FRAC) functionality – FAST Underwritings on the Securities Processing Application (SPA) System – Implementation Schedule – User Roles and Entitlements

Notice: 22234-25

Summary:

DWAC CCF/DTF Batch Files – Retirement – New Date
DWAPnn – DWAC Transaction Approval File

Thu, 22 May 2025 00:00:00 -0500

DWAC CCF/DTF Batch Files – Retirement – New Date
DWAPnn – DWAC Transaction Approval File

Notice: 22120-25

Summary:

LENS Availability

Mon, 19 May 2025 00:00:00 -0500

LENS Availability

Notice: 22108-25

Summary:

Missing Publication Dates on Redemptions - Follow Up to 22025-25

Fri, 16 May 2025 00:00:00 -0500

Missing Publication Dates on Redemptions - Follow Up to 22025-25

Notice: 22106-25

Summary:

LENS Availability

Thu, 15 May 2025 00:00:00 -0500

LENS Availability

Notice: 22084-25

Summary:

BMA CCF System Enhancements

Tue, 06 May 2025 00:00:00 -0500

BMA CCF System Enhancements

Notice: 22026-25

Summary:

Payment Without Presentation – Maturities and Full Calls

Thu, 03 Apr 2025 00:00:00 -0500

Payment Without Presentation – Maturities and Full Calls

Notice: 21841-25

Summary:

DTC CHILLS | UK SEAS | REDCLOUD HLDGS PLC | G71115102

Fri, 28 Mar 2025 00:00:00 -0500

DTC CHILLS | UK SEAS | REDCLOUD HLDGS PLC | G71115102

Notice: 21772-25

Summary:

Further Update: BMA/REDCAL/DCN Automation

Wed, 19 Feb 2025 00:00:00 -0600

Further Update: BMA/REDCAL/DCN Automation

Notice: B21544-25

Summary:

Physical Processing Services February 18, 2025

Tue, 18 Feb 2025 00:00:00 -0600

Physical Processing Services February 18, 2025

Notice: B21541-25

Summary:

Resumption of Physical Processing Services

Tue, 18 Feb 2025 00:00:00 -0600

Resumption of Physical Processing Services

Notice: B21542-25

Summary:

Issuer Agent Portal (IAP) Availability

Wed, 29 Jan 2025 00:00:00 -0600

Issuer Agent Portal (IAP) Availability

Notice: 21498-25

Summary:

Issuer Agent Portal (IAP) Availability

Thu, 23 Jan 2025 00:00:00 -0600

Issuer Agent Portal (IAP) Availability

Notice: 21482-25

Summary:

FAST Drawdown Process Update

Wed, 08 Jan 2025 00:00:00 -0600

FAST Drawdown Process Update

Notice: 21339-25

Summary:

Direct Registration System (DRS) – Transformation – Phase Scope and Guidance

Thu, 21 Nov 2024 00:00:00 -0600

Direct Registration System (DRS) – Transformation – Phase Scope and Guidance

Notice: 21022-24

Summary:

Streamlining Contact Email Boxes for Agent Services, FAST Issue Eligibility, and Direct Registration System Requests

Mon, 04 Nov 2024 00:00:00 -0600

Streamlining Contact Email Boxes for Agent Services, FAST Issue Eligibility, and Direct Registration System Requests

Notice: 20970-24

Summary:

SPA Maker Checker Functionality – Entitlement Role

Fri, 01 Nov 2024 00:00:00 -0500

SPA Maker Checker Functionality – Entitlement Role

Notice: 20976-24

Summary:

Proper Use of the Issuer Agent Portal (IAP)

Tue, 22 Oct 2024 00:00:00 -0500

Proper Use of the Issuer Agent Portal (IAP)

Notice: 20959-24

Summary:

DTC Cash Principal Payment Methods

Mon, 30 Sep 2024 00:00:00 -0500

DTC Cash Principal Payment Methods

Notice: 20767-24

Summary:

DTC CHILLS | UK SEAS | Smurfit WestRock plc | G8267P108

Wed, 10 Jul 2024 00:00:00 -0500

DTC CHILLS | UK SEAS | Smurfit WestRock plc | G8267P108

Notice: 20484-24

Summary:

Test Region Available for Submission of LENS Notices Via the Issuer Agent Portal

Tue, 09 Jul 2024 00:00:00 -0500

Test Region Available for Submission of LENS Notices Via the Issuer Agent Portal

Notice: 20370-24

Summary:

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Tue, 11 Jun 2024 00:00:00 -0500

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Notice: 20371-24

Summary:

Reminder: Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function
- Revised

Tue, 04 Jun 2024 00:00:00 -0500

Reminder: Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function
- Revised

Notice: 20336-24

Summary:

Update: BMA/REDCAL/DCN Automation

Thu, 30 May 2024 00:00:00 -0500

Update: BMA/REDCAL/DCN Automation

Notice: 20320-24

Summary:

Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function

Fri, 10 May 2024 00:00:00 -0500

Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function

Notice: 20177-24

Summary:

Reminder: New Requirement for Announcement and Payment Detail Submission to DTC
- Revised

Wed, 27 Mar 2024 00:00:00 -0500

Reminder: New Requirement for Announcement and Payment Detail Submission to DTC
- Revised

Notice: 19914-24

Summary:

POSTPONED - Production Launch of the Issuer Agent Portal and Retirement of E-Mail Boxes Associated with Submission of Legal Notice System (LENS) Notices

Thu, 14 Mar 2024 00:00:00 -0500

POSTPONED - Production Launch of the Issuer Agent Portal and Retirement of E-Mail Boxes Associated with Submission of Legal Notice System (LENS) Notices

Notice: 19859-24

Summary:

Production Launch of the Issuer Agent Portal for Submission of Legal Notice System (LENS) Notices

Mon, 11 Mar 2024 00:00:00 -0500

Production Launch of the Issuer Agent Portal for Submission of Legal Notice System (LENS) Notices

Notice: 19841-24

Summary:

Agent Services/Trustees

IAP Availability

Payment Without Presentation Update

Direct Registration System Profile Insurance Program

Resumption of DTC Services – TechCreate Group Ltd. (SYMBOL: TCGL; CUSIP: G8726A106)

Resumption of DTC Services – JM Group Limited. (SYMBOL: JMG; CUSIP: G5146R107)

IAP, LENS, and CA Notification Requirements

REVISED - Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Resumption of DTC Services – Magnitude International Ltd (SYMBOL: MAGH ; CUSIP: G57Y0E100)

IAP Availability

Resumption of DTC Services – MaxsMaking Inc. (SYMBOL: MAMK ; CUSIP: G6053R106)

Resumption of DTC Services – Charming Medical Limited (SYMBOL: MCTA; CUSIP: G20528108)

IAP Availability

Suspension of DTC Services - MaxsMaking Inc. (Symbol: MAMK - CUSIP G6053R106)

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

REDCAL and BMA CCF System Enhancements - Rate Update Capability

IAP Availability

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Resumption of DTC Services – Empro Group Inc (SYMBOL: EMPG; CUSIP: G3041J106)NusaTrip Incorporated (SYMBOL: NUTR; CUSIP: 67119K102)

Resumption of DTC Services –Etoiles Capital Group Co., Ltd (SYMBOL: EFTY; CUSIP: G3139J109)Platinum Analytics Cayman Limited (SYMBOL: PLTS; CUSIP: G71264108)Pitanium Limited (SYMBOL: PTNM; CUSIP: G7111A101)

DTC CHILLS | IE SEAS | JAMES HARDIE INDUSTRIES plc | G4253H101

FAST Reject and Confirmation System (FRAC) functionality – FAST Underwritings on the Securities Processing Application (SPA) System – Implementation Schedule – User Roles and Entitlements

DWAC CCF/DTF Batch Files – Retirement – New DateDWAPnn – DWAC Transaction Approval File

LENS Availability

Missing Publication Dates on Redemptions - Follow Up to 22025-25

LENS Availability

BMA CCF System Enhancements

Payment Without Presentation – Maturities and Full Calls

DTC CHILLS | UK SEAS | REDCLOUD HLDGS PLC | G71115102

Further Update: BMA/REDCAL/DCN Automation

Physical Processing Services February 18, 2025

Resumption of Physical Processing Services

Issuer Agent Portal (IAP) Availability

Issuer Agent Portal (IAP) Availability

FAST Drawdown Process Update

Direct Registration System (DRS) – Transformation – Phase Scope and Guidance

Streamlining Contact Email Boxes for Agent Services, FAST Issue Eligibility, and Direct Registration System Requests

SPA Maker Checker Functionality – Entitlement Role

Proper Use of the Issuer Agent Portal (IAP)

DTC Cash Principal Payment Methods

DTC CHILLS | UK SEAS | Smurfit WestRock plc | G8267P108

Test Region Available for Submission of LENS Notices Via the Issuer Agent Portal

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Reminder: Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function - Revised

Update: BMA/REDCAL/DCN Automation

Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function

Reminder: New Requirement for Announcement and Payment Detail Submission to DTC - Revised

POSTPONED - Production Launch of the Issuer Agent Portal and Retirement of E-Mail Boxes Associated with Submission of Legal Notice System (LENS) Notices

Production Launch of the Issuer Agent Portal for Submission of Legal Notice System (LENS) Notices

Resumption of DTC Services –

Empro Group Inc (SYMBOL: EMPG; CUSIP: G3041J106)
NusaTrip Incorporated (SYMBOL: NUTR; CUSIP: 67119K102)

Resumption of DTC Services –
Etoiles Capital Group Co., Ltd (SYMBOL: EFTY; CUSIP: G3139J109)
Platinum Analytics Cayman Limited (SYMBOL: PLTS; CUSIP: G71264108)
Pitanium Limited (SYMBOL: PTNM; CUSIP: G7111A101)

DWAC CCF/DTF Batch Files – Retirement – New Date
DWAPnn – DWAC Transaction Approval File

Reminder: Upcoming Testing Opportunity of Enhancements to the PTS PAMM Function
- Revised

Reminder: New Requirement for Announcement and Payment Detail Submission to DTC
- Revised