Corporate Actions Service Updates

Payment Without Presentation Update

Thu, 02 Apr 2026 00:00:00 -0500

Payment Without Presentation Update

Notice: 24022-26

Summary:

Payment Without Presentation has been postponed and clarified. This notice also highlights an alternative option for upcoming payments.

Segregation of a Participant’s Dissented Position into Contra-CUSIP

Thu, 05 Mar 2026 00:00:00 -0600

Segregation of a Participant’s Dissented Position into Contra-CUSIP

Notice: 23876-26

Summary:

When a Participant wants to exercise appraisal/dissenters’ rights for shares of a security credited to its DTC Participant account, it submits an instruction letter to DTC requesting that Cede & Co., as holder of record of the shares, execute a letter asserting appraisal/dissenters’ rights with respect to the number of shares specified by the Participant. After Cede & Co. executes the assertion letter for the
Participant’s dissented position, DTC returns the letter to the Participant. Prior to the effectiveness of the corporate action, DTC will request from the transfer agent a DRS Statement or physical certificate for the amount of the Participant’s dissented position, and once received, will deliver the DRS Statement or physical certificate to the Participant.

Holiday Schedule – Christmas Day 2025

Fri, 21 Nov 2025 00:00:00 -0600

Holiday Schedule – Christmas Day 2025

Notice: 23230-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule - New Years Day 2026

Fri, 21 Nov 2025 00:00:00 -0600

Holiday Schedule - New Years Day 2026

Notice: 23231-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

Mon, 10 Nov 2025 00:00:00 -0600

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

Notice: 23194-25

Summary:

FAST TAs may now provision individuals at their firm with PSE access to AnnounceDirect.

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Mon, 27 Oct 2025 00:00:00 -0500

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Notice: 23083-25

Summary:

DTC Fast Transfer Agents will soon be given access provisioning capabilities for AnnounceDirect Testing Region.

DTC Asset Services – Anticipated Holiday Schedule: 2026

Wed, 15 Oct 2025 00:00:00 -0500

DTC Asset Services – Anticipated Holiday Schedule: 2026

Notice: 23034-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Thanksgiving Day Holiday Schedule

Wed, 15 Oct 2025 00:00:00 -0500

Thanksgiving Day Holiday Schedule

Notice: 23035-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

New Reorg Announcement Questionnaires for Submissions to DTC

Mon, 13 Oct 2025 00:00:00 -0500

New Reorg Announcement Questionnaires for Submissions to DTC

Notice: B23031-25

Summary:

Implementation of new Mandatory and Voluntary Reorg event announcement questionnaires required for agents beginning January 1, 2026.

Asset Services Holiday Schedule: Veterans Day, November 11, 2025

Thu, 02 Oct 2025 00:00:00 -0500

Asset Services Holiday Schedule: Veterans Day, November 11, 2025

Notice: 22933-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule - Columbus Day 2025

Wed, 03 Sep 2025 00:00:00 -0500

Holiday Schedule - Columbus Day 2025

Notice: 22846-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule - Labor Day 2025

Wed, 06 Aug 2025 00:00:00 -0500

Holiday Schedule - Labor Day 2025

Notice: 22657-25

Summary:

Holiday Schedule - Labor Day 2025

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2025 Version on November 23, 2025

Tue, 22 Jul 2025 00:00:00 -0500

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2025 Version on November 23, 2025

Notice: 22649-25

Summary:

DTC will convert its ISO 20022 Corporate Action Messaging to SWIFT SR2025 version on November 23, 2025. Client testing will run from September 8 to October 31, 2025, with feedback due by October 24, 2025. All clients using ISO 20022 messaging for Distributions and Voluntary Reorg instructions must complete automated testing with DTCC. Subscriptions will be auto-enabled for SMART MQ and file clients on September 8, 2025 in DTCC’s “U/PSE” test environment; SWIFT clients must opt in by August 29, 2025. Updated message usage guides are available on DTCC.

Asset Services Holiday Schedule: Independence Day

Thu, 05 Jun 2025 00:00:00 -0500

Asset Services Holiday Schedule: Independence Day

Notice: 22236-25

Summary:

Holiday Schedule: Juneteenth 2025

Fri, 16 May 2025 00:00:00 -0500

Holiday Schedule: Juneteenth 2025

Notice: 22080-25

Summary:

Holiday Schedule - Memorial Day 2025

Mon, 21 Apr 2025 00:00:00 -0500

Holiday Schedule - Memorial Day 2025

Notice: 21947-25

Summary:

REDCAL CCF System Enhancements

Thu, 10 Apr 2025 00:00:00 -0500

REDCAL CCF System Enhancements

Notice: 21886-25

Summary:

Holiday Schedule - Good Friday 2025

Fri, 04 Apr 2025 00:00:00 -0500

Holiday Schedule - Good Friday 2025

Notice: 21809-25

Summary:

Payment Without Presentation – Maturities and Full Calls

Thu, 03 Apr 2025 00:00:00 -0500

Payment Without Presentation – Maturities and Full Calls

Notice: 21841-25

Summary:

Dividend Reinvestment – Issues Not Reinvesting Alert Discontinued

Tue, 25 Mar 2025 00:00:00 -0500

Dividend Reinvestment – Issues Not Reinvesting Alert Discontinued

Notice: 21713-25

Summary:

Further Update: BMA/REDCAL/DCN Automation

Wed, 19 Feb 2025 00:00:00 -0600

Further Update: BMA/REDCAL/DCN Automation

Notice: B21544-25

Summary:

Depositary Fees Notification
Security: Dada Nexus
CUSIP: 23344D108
JPMorgan Chase Bank, N.A.

Wed, 19 Feb 2025 00:00:00 -0600

Depositary Fees Notification
Security: Dada Nexus
CUSIP: 23344D108
JPMorgan Chase Bank, N.A.

Notice: 21312-25

Summary:

President’s Day 2025 Holiday Schedule

Fri, 10 Jan 2025 00:00:00 -0600

President’s Day 2025 Holiday Schedule

Notice: 21378-25

Summary:

National Day of Mourning for U.S. President Carter

Wed, 08 Jan 2025 00:00:00 -0600

National Day of Mourning for U.S. President Carter

Notice: 21340-25

Summary:

Holiday Important Notice - Martin Luther King Jr. Day 2025

Fri, 20 Dec 2024 00:00:00 -0600

Holiday Important Notice - Martin Luther King Jr. Day 2025

Notice: B21159-24

Summary:

AnnounceDirect Additional Functionality Available

Thu, 12 Dec 2024 00:00:00 -0600

AnnounceDirect Additional Functionality Available

Notice: 21152-24

Summary:

ClaimConnect Application Enhancement – Claim Upload – Production Deployment Date – December 6, 2024

Thu, 05 Dec 2024 00:00:00 -0600

ClaimConnect Application Enhancement – Claim Upload – Production Deployment Date – December 6, 2024

Notice: 21129-24

Summary:

Holiday Important Notice - Christmas Day 2024

Mon, 02 Dec 2024 00:00:00 -0600

Holiday Important Notice - Christmas Day 2024

Notice: B21101-24

Summary:

Holiday Important Notice - New Year 2025

Mon, 02 Dec 2024 00:00:00 -0600

Holiday Important Notice - New Year 2025

Notice: B21100-24

Summary:

ClaimConnect Application Enhancement – Claim Upload – Testing Available

Tue, 26 Nov 2024 00:00:00 -0600

ClaimConnect Application Enhancement – Claim Upload – Testing Available

Notice: 21083-24

Summary:

New Put Event Announcement Questionnaire for Submissions to DTC

Fri, 08 Nov 2024 00:00:00 -0600

New Put Event Announcement Questionnaire for Submissions to DTC

Notice: 21001-24

Summary:

Thanksgiving Day Holiday Schedule

Thu, 31 Oct 2024 00:00:00 -0500

Thanksgiving Day Holiday Schedule

Notice: 20973-24

Summary:

DWAC CCF/DTF Batch Files – Retirement
DWAPnn – DWAC Transaction Approval File

Wed, 30 Oct 2024 00:00:00 -0500

DWAC CCF/DTF Batch Files – Retirement
DWAPnn – DWAC Transaction Approval File

Notice: 20969-24

Summary:

Updated Details - Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Mon, 28 Oct 2024 00:00:00 -0500

Updated Details - Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Notice: 20963-24

Summary:

Asset Services Holiday Schedule: Veterans Day, November 11, 2024
- Revised

Tue, 22 Oct 2024 00:00:00 -0500

Asset Services Holiday Schedule: Veterans Day, November 11, 2024
- Revised

Notice: 20958-24

Summary:

DTC Transfer Agent Invoice Payments

Tue, 01 Oct 2024 00:00:00 -0500

DTC Transfer Agent Invoice Payments

Notice: 20853-24

Summary:

Business Impact Analysis (BIA) #53 Proration Rate Displayed as a Percentage

Mon, 16 Sep 2024 00:00:00 -0500

Business Impact Analysis (BIA) #53 Proration Rate Displayed as a Percentage

Notice: 20717-24

Summary:

Asset Services Holiday Schedule: Columbus Day, October 14, 2024

Wed, 04 Sep 2024 00:00:00 -0500

Asset Services Holiday Schedule: Columbus Day, October 14, 2024

Notice: 20693-24

Summary:

Beginning September 30, 2024, DTC Will No Longer Accept Notices of LIBOR Replacement Index Rates for Posting to LENS

Wed, 28 Aug 2024 00:00:00 -0500

Beginning September 30, 2024, DTC Will No Longer Accept Notices of LIBOR Replacement Index Rates for Posting to LENS

Notice: 20683-24

Summary:

Notice of Enhancements to the PTS PAMM Function

Tue, 20 Aug 2024 00:00:00 -0500

Notice of Enhancements to the PTS PAMM Function

Notice: 20642-24

Summary:

Labor Day Holiday Schedule

Tue, 06 Aug 2024 00:00:00 -0500

Labor Day Holiday Schedule

Notice: 20583-24

Summary:

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2024 Version on November 17, 2024

Wed, 24 Jul 2024 00:00:00 -0500

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2024 Version on November 17, 2024

Notice: 20555-24

Summary:

Invitation to Join Corporate Actions Agent Portal Working Group Sessions

Tue, 16 Jul 2024 00:00:00 -0500

Invitation to Join Corporate Actions Agent Portal Working Group Sessions

Notice: 20503-24

Summary:

Asset Services Client Support Escalations Mailbox Decommission

Wed, 10 Jul 2024 00:00:00 -0500

Asset Services Client Support Escalations Mailbox Decommission

Notice: 20483-24

Summary:

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Tue, 11 Jun 2024 00:00:00 -0500

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Notice: 20371-24

Summary:

Asset Services July 4th Holiday Schedule

Tue, 11 Jun 2024 00:00:00 -0500

Asset Services July 4th Holiday Schedule

Notice: 20373-24

Summary:

Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Mon, 03 Jun 2024 00:00:00 -0500

Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Notice: 20332-24

Summary:

Asset Services Juneteenth Day Holiday Schedule: 2024

Fri, 31 May 2024 00:00:00 -0500

Asset Services Juneteenth Day Holiday Schedule: 2024

Notice: 20331-24

Summary:

T+1 Conversion Weekend Statement Now Available

Wed, 22 May 2024 00:00:00 -0500

T+1 Conversion Weekend Statement Now Available

Notice: 20201-24

Summary:

Information on DTCC TEST EMAILS

Tue, 14 May 2024 00:00:00 -0500

Information on DTCC TEST EMAILS

Notice: 20183-24

Summary:

Corporate Actions Service Updates

Payment Without Presentation Update

Segregation of a Participant’s Dissented Position into Contra-CUSIP

Holiday Schedule – Christmas Day 2025

Holiday Schedule - New Years Day 2026

AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

DTC Asset Services – Anticipated Holiday Schedule: 2026

Thanksgiving Day Holiday Schedule

New Reorg Announcement Questionnaires for Submissions to DTC

Asset Services Holiday Schedule: Veterans Day, November 11, 2025

Holiday Schedule - Columbus Day 2025

Holiday Schedule - Labor Day 2025

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2025 Version on November 23, 2025

Asset Services Holiday Schedule: Independence Day

Holiday Schedule: Juneteenth 2025

Holiday Schedule - Memorial Day 2025

REDCAL CCF System Enhancements

Holiday Schedule - Good Friday 2025

Payment Without Presentation – Maturities and Full Calls

Dividend Reinvestment – Issues Not Reinvesting Alert Discontinued

Further Update: BMA/REDCAL/DCN Automation

Depositary Fees NotificationSecurity: Dada NexusCUSIP: 23344D108JPMorgan Chase Bank, N.A.

President’s Day 2025 Holiday Schedule

National Day of Mourning for U.S. President Carter

Holiday Important Notice - Martin Luther King Jr. Day 2025

AnnounceDirect Additional Functionality Available

ClaimConnect Application Enhancement – Claim Upload – Production Deployment Date – December 6, 2024

Holiday Important Notice - Christmas Day 2024

Holiday Important Notice - New Year 2025

ClaimConnect Application Enhancement – Claim Upload – Testing Available

New Put Event Announcement Questionnaire for Submissions to DTC

Thanksgiving Day Holiday Schedule

DWAC CCF/DTF Batch Files – RetirementDWAPnn – DWAC Transaction Approval File

Updated Details - Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Asset Services Holiday Schedule: Veterans Day, November 11, 2024 - Revised

DTC Transfer Agent Invoice Payments

Business Impact Analysis (BIA) #53 Proration Rate Displayed as a Percentage

Asset Services Holiday Schedule: Columbus Day, October 14, 2024

Beginning September 30, 2024, DTC Will No Longer Accept Notices of LIBOR Replacement Index Rates for Posting to LENS

Notice of Enhancements to the PTS PAMM Function

Labor Day Holiday Schedule

DTC Will Convert its ISO20022 Corporate Action Messaging to the SWIFT SR2024 Version on November 17, 2024

Invitation to Join Corporate Actions Agent Portal Working Group Sessions

Asset Services Client Support Escalations Mailbox Decommission

Asset Services Exception Processing fees Applicable to MMI Income Tax Classifications

Asset Services July 4th Holiday Schedule

Upcoming Changes to Corporate Actions Web (CA Web), ISO 20022 CANO Messages and Voluntary Reorg Instructions (VRI), PTOP PTS / PBS Bid Price Acceptance Rules

Asset Services Juneteenth Day Holiday Schedule: 2024

T+1 Conversion Weekend Statement Now Available

Information on DTCC TEST EMAILS

Depositary Fees Notification
Security: Dada Nexus
CUSIP: 23344D108
JPMorgan Chase Bank, N.A.

DWAC CCF/DTF Batch Files – Retirement
DWAPnn – DWAC Transaction Approval File

Asset Services Holiday Schedule: Veterans Day, November 11, 2024
- Revised