Service Updates

Submission of Rule Filing SR-DTC-2026-009 – Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Mon, 15 Jun 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-009 – Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Notice: 24460-26

Summary:

Submission of Rule Filing SR-DTC-2026-009 – Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Compliance Approved Service Restrictions for Happy City Holdings Limited (CUSIP: G4337R109)

Fri, 12 Jun 2026 00:00:00 -0500

Compliance Approved Service Restrictions for Happy City Holdings Limited (CUSIP: G4337R109)

Notice: 24459-26

Summary:

Please be advised that effective June 12th, 2026, DTC has suspended all services

Submission of Rule Filing SR-DTC-2026-008 – Amend the Settlement Service Guide

Wed, 10 Jun 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-008 – Amend the Settlement Service Guide

Notice: 24458-26

Summary:

Submission of Rule Filing SR-DTC-2026-008 – Amend the Settlement Service Guide

Participant Terminal Services/TN3270 Access Discontinuation

Tue, 09 Jun 2026 00:00:00 -0500

Participant Terminal Services/TN3270 Access Discontinuation

Notice: B24294-26

Summary:

Go-Live
On March 27, 2026, DTC began revoking Participant Terminal Services (“PTS”) access for human personas, with full removal expected by end of Q3, 2026.
Background and Next Steps
Throughout 2025, DTC communicated the planned discontinuation of TN3270/PTS access, including through Important Notice B#23828-26 and Important Notice Z#0281. On January 15, 2026, DTC filed a proposal with the Securities and Exchange Commission (SEC) outlining its multi-phase modernization initiative, including the transition of human personas off PTS.
All human users must transition to web platforms by September 4, 2026. At this time, DTC will continue to allow non-human personas (Bots/RPA) to provide participants additional time to migrate automated processes to web alternatives.
Client Administrators are responsible for ensuring all human users are migrated off PTS. To avoid disruption to robotic process automation, Bots/RPAs must be properly disclosed in the Customer Registration System (CRS).
DTC is committed to supporting a smooth transition and minimizing disruption. Please contact your Relationship Manager with any questions, updates on migration progress or plans to transition away from RPA-based processes.

Holiday Schedule –Independence Day 2026

Fri, 05 Jun 2026 00:00:00 -0500

Holiday Schedule –Independence Day 2026

Notice: 24351-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule - Independence Day 2026

Fri, 05 Jun 2026 00:00:00 -0500

Holiday Schedule - Independence Day 2026

Notice: 24350-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Termination of DTC Services – Nabriva Therapeutics plc (CUSIP G63637139)

Fri, 29 May 2026 00:00:00 -0500

Termination of DTC Services – Nabriva Therapeutics plc (CUSIP G63637139)

Notice: 24341-26

Summary:

Please be advised that effective May 29th, 2026, Nabriva Therapeutics plc (CUSIP G63637139) no
longer meets DTC eligibility criteria.

The security has been chilled in preparation for an exit from DTC. Participants holding
shares in this security will be contacted directly by DTC to arrange the re-registration of these
shares on the transfer agent’s book.

DTC CHILLS | IRISH SEAS | Octave Intelligence plc | G22845104

Tue, 26 May 2026 00:00:00 -0500

DTC CHILLS | IRISH SEAS | Octave Intelligence plc | G22845104

Notice: 24303-26

Summary:

Octave Intelligence plc, a company incorporated in the Republic of Ireland, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of Octave Intelligence plc may be subject to Irish stamp duty taxes.

Octave Intelligence plc CUSIP has been made eligible for book-entry DTC services with the exception of physical deposits and physical withdrawals.

Special procedures have been developed to accommodate the deposit and withdrawal of physical shares into and out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (‘DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to deposit or withdraw shares from their DTC account to familiarize themselves with these procedures.

Holiday Schedule – Juneteenth 2026

Fri, 22 May 2026 00:00:00 -0500

Holiday Schedule – Juneteenth 2026

Notice: 24302-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule: Juneteenth 2026

Fri, 22 May 2026 00:00:00 -0500

Holiday Schedule: Juneteenth 2026

Notice: 24301-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Submission of Rule Filing SR-DTC-2026-007 – Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Mon, 11 May 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-007 – Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Notice: 24263-26

Summary:

Submission of Rule Filing SR-DTC-2026-007 – Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Submission of Rule Filing SR-DTC-2026-006 – Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide

Wed, 06 May 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-006 – Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide

Notice: 24217-26

Summary:

Submission of Rule Filing SR-DTC-2026-006 – Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide

Submission of Rule Filing SR-DTC-2026-005 – Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934

Tue, 28 Apr 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-005 – Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934

Notice: 24132-26

Summary:

Submission of Rule Filing SR-DTC-2026-005 – Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934

Holiday Schedule - Memorial Day 2026

Mon, 27 Apr 2026 00:00:00 -0500

Holiday Schedule - Memorial Day 2026

Notice: 24130-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule - Memorial Day 2026

Mon, 27 Apr 2026 00:00:00 -0500

Holiday Schedule - Memorial Day 2026

Notice: 24131-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Termination of DTC Services – Carbon Revolution PLC. - CUSIPs: G1893D102 (common) and G1893D110 (warrants)

Wed, 08 Apr 2026 00:00:00 -0500

Termination of DTC Services – Carbon Revolution PLC. - CUSIPs: G1893D102 (common) and G1893D110 (warrants)

Notice: 24030-26

Summary:

Please be advised that effective April 8th, 2026, Carbon Revolution PLC. - CUSIPs: G1893D102 (common) and G1893D110 (warrants) no longer meets DTC eligibility criteria.
The security has been globally locked in preparation for an exit from DTC. Participants holding shares in this security will be notified directly by DTC of the re-registration of these shares on the transfer agent’s books.

Termination of DTC Services – Iterum Therapeutics PLC. - CUSIP: G6333L200

Wed, 08 Apr 2026 00:00:00 -0500

Termination of DTC Services – Iterum Therapeutics PLC. - CUSIP: G6333L200

Notice: 24031-26

Summary:

Please be advised that effective April 8th, 2026, Iterum Therapeutics PLC. - CUSIP: G6333L200 no longer meets DTC eligibility criteria.
The security has been globally locked in preparation for an exit from DTC. Participants holding shares in this security will be notified directly by DTC of the re-registration of these shares on the transfer agent’s books.

DTC CHILLS REMOVAL | TotalEnergies SE | F92124100

Tue, 07 Apr 2026 00:00:00 -0500

DTC CHILLS REMOVAL | TotalEnergies SE | F92124100

Notice: 24025-26

Summary:

TotalEnergies SE, a company incorporated in France, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of TotalEnergies SE may be subject to the French Financial Transaction Tax.

TotalEnergies SE CUSIP has been made eligible for book-entry DTC services, allowing for Direct Registration System ("DRS").

Special procedures have been developed for the withdrawal of shares out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to withdraw shares from their DTC account to familiarize themselves with these procedures.

Submission of Rule Filing SR-DTC-2026-004 – Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures

Tue, 31 Mar 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-004 – Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures

Notice: 24021-26

Summary:

Submission of Rule Filing SR-DTC-2026-004 – Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures

Implementation of Rule Filing SR-DTC-2025-019 – Changes to the DTC Net Debit Cap

Wed, 25 Mar 2026 00:00:00 -0500

Implementation of Rule Filing SR-DTC-2025-019 – Changes to the DTC Net Debit Cap

Notice: B23921-26

Summary:

Changes to the DTC Net Debit Cap

Submission of Rule Filing SR-DTC-2026-003 – Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Mon, 09 Mar 2026 00:00:00 -0500

Submission of Rule Filing SR-DTC-2026-003 – Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Notice: 23889-26

Summary:

Submission of Rule Filing SR-DTC-2026-003 – Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Holiday Schedule – Good Friday 2026

Fri, 06 Mar 2026 00:00:00 -0600

Holiday Schedule – Good Friday 2026

Notice: 23890-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule: Good Friday 2026

Fri, 06 Mar 2026 00:00:00 -0600

Holiday Schedule: Good Friday 2026

Notice: 23891-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Termination of DTC Services – Trinseo PLC. (CUSIP: G9059U107)

Wed, 04 Mar 2026 00:00:00 -0600

Termination of DTC Services – Trinseo PLC. (CUSIP: G9059U107)

Notice: 23885-26

Summary:

Please be advised that effective March 2nd, 2026, Trinseo PLC (CUSIP: G9059U107) no longer meets DTC eligibility criteria.

The security has been globally locked in preparation for an exit from DTC. Participants holding shares in this security will be contacted directly by DTC to arrange the re-registration of these shares on the transfer agent’s book.

Action Required: OOB Management Upgrade for SMART

Tue, 03 Mar 2026 00:00:00 -0600

Action Required: OOB Management Upgrade for SMART

Notice: 23874-26

Summary:

Informs Members / clients who use the SMART network for connectivity of the roll-out of a modernized Out-of-Band Management Solution; asks Members / clients to confirm the contact details for installing the new devices

Submission of Rule Filing SR-DTC-2026-002 – Amend the Clearing Agency Stress Testing Framework

Wed, 25 Feb 2026 00:00:00 -0600

Submission of Rule Filing SR-DTC-2026-002 – Amend the Clearing Agency Stress Testing Framework

Notice: 23870-26

Summary:

Submission of Rule Filing SR-DTC-2026-002 – Amend the Clearing Agency Stress Testing Framework

Participant Terminal Services/TN3270 Access Discontinuation

Fri, 20 Feb 2026 00:00:00 -0600

Participant Terminal Services/TN3270 Access Discontinuation

Notice: B23828-26

Summary:

Go-Live
DTC will begin revoking Participant Terminal Services (“PTS”) access for human personas on March 27, 2026.
Background
Throughout 2025, DTC has communicated the planned discontinuation of access to TN3270/PTS via Important Notice #Z0281. In 2025, DTC initiated Phase 1 by engaging clients to begin transitioning human personas off PTS.
On January 15, 2026, DTC filed a proposal with the Securities and Exchange Commission (SEC) outlining a multi-phase initiative to modernize access to DTCC services. As part of this initiative, DTC will begin transitioning human personas off PTS.
For the time being, DTC will continue to allow non-human personas (Bots/RPA) to use PTS to give clients additional time to transition automated processes to modern alternatives available through the DTCC Mainframe Portal and MyDTCC. To support a smooth transition, Client Administrators must ensure that all (i) human users have migrated to modern platforms and that all (ii) Bots/RPA are properly disclosed in the Customer Registration System (CRS).
DTC is committed to making this transition as seamless as possible. Please contact your Relationship Manager with any questions, updates on your migration progress, or plans for moving away from RPA-based processes.

DTC CHILLS | French SEAS | TotalEnergies SE | F92124100

Tue, 10 Feb 2026 00:00:00 -0600

DTC CHILLS | French SEAS | TotalEnergies SE | F92124100

Notice: 23829-26

Summary:

TotalEnergies SE, a company incorporated in France, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of TotalEnergies SE may be subject to French Financial Transaction Tax.

TotalEnergies SE CUSIP has been made eligible for book-entry DTC services with the exception of physical deposits and physical withdrawals.

Special procedures have been developed to accommodate the deposit and withdrawal of physical shares into and out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (‘DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to deposit or withdraw shares from their DTC account to familiarize themselves with these procedures.

DTC CHILLS | UK SEAS | G0593M107 |

Tue, 10 Feb 2026 00:00:00 -0600

DTC CHILLS | UK SEAS | G0593M107 |

Notice: 23830-26

Summary:

AstraZeneca plc, a company incorporated in the Republic of Ireland, listed its ordinary shares in the U.S. As a result, participants and their clients that re-register physical shares of AstraZeneca plc may be subject to Irish stamp duty taxes.

AstraZeneca plc CUSIP has been made eligible for book-entry DTC services with the exception of physical deposits and physical withdrawals.

Special procedures have been developed to accommodate the deposit and withdrawal of physical shares into and out of a participant’s account via DTC’s Deposit and Withdrawal at Custodian (‘DWAC’) process, the details of which are outlined in the attached procedures. It is important for participants looking to deposit or withdraw shares from their DTC account to familiarize themselves with these procedures.

Suspension of DTC Services - TechCreate Group Ltd. (CUSIP: G8726A106)

Mon, 02 Feb 2026 00:00:00 -0600

Suspension of DTC Services - TechCreate Group Ltd. (CUSIP: G8726A106)

Notice: 23824-26

Summary:

Please be advised that effective February 2nd, 2026, DTC have suspended all services for the below referenced issue: CUSIP - G8726A106 // Security Name - TechCreate Group Ltd

Holiday Schedule: Presidents’ Day 2026

Tue, 27 Jan 2026 00:00:00 -0600

Holiday Schedule: Presidents’ Day 2026

Notice: 23808-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Deadline to Apply MQ Encryption Standards – DTC Secure Connections

Mon, 26 Jan 2026 00:00:00 -0600

Deadline to Apply MQ Encryption Standards – DTC Secure Connections

Notice: B23754-26

Summary:

Participants must implement the IBM MQ encryption requirements detailed in the Important Notice to ensure compliance

Holiday Schedule - Presidents’ Day 2026

Fri, 23 Jan 2026 00:00:00 -0600

Holiday Schedule - Presidents’ Day 2026

Notice: 23807-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

DTC Information for the Confirmation of a Cybersecurity Program / Compliance to Rule File: SR-DTC-2019-008

Thu, 15 Jan 2026 00:00:00 -0600

DTC Information for the Confirmation of a Cybersecurity Program / Compliance to Rule File: SR-DTC-2019-008

Notice: 23306-25

Summary:

DTC Participants are required to complete and sign DTCC's Cybersecurity Confirmation in compliance to Rule File SR‑DTC‑2019‑008. The designated Control Officer will receive the Confirmation on January 22, 2026, and have 180 days to complete it electronically via DocuSign.

Suspension of DTC Services - JM Group Limited. (SYMBOL: JMG; CUSIP:
G5146R107)

Thu, 15 Jan 2026 00:00:00 -0600

Suspension of DTC Services - JM Group Limited. (SYMBOL: JMG; CUSIP:
G5146R107)

Notice: 23530-26

Summary:

Please be advised that effective January 15th, 2026, DTC have suspended all services for the below referenced issue: CUSIP - 25381C109 // Security Name - JM Group Limited

Submission of Rule Filing SR-DTC-2026-001 – Limit Accessibility to DTC’s Participant Terminal System

Thu, 15 Jan 2026 00:00:00 -0600

Submission of Rule Filing SR-DTC-2026-001 – Limit Accessibility to DTC’s Participant Terminal System

Notice: 23581-26

Summary:

Submission of Rule Filing SR-DTC-2026-001 – Limit Accessibility to DTC’s Participant Terminal System

Submission of Rule Filing SR-DTC-2025-020 – Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance

Tue, 23 Dec 2025 00:00:00 -0600

Submission of Rule Filing SR-DTC-2025-020 – Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance

Notice: 23316-25

Summary:

Submission of Rule Filing SR-DTC-2025-020 – Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance

Nominations to the Board of Directors of The Depository Trust & Clearing Corporation

Thu, 18 Dec 2025 00:00:00 -0600

Nominations to the Board of Directors of The Depository Trust & Clearing Corporation

Notice: 23307-25

Summary:

Documents provide information on nominating individuals to the DTCC Board of Directors.

Submission of Rule Filing SR-DTC-2025-019 – Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap

Thu, 18 Dec 2025 00:00:00 -0600

Submission of Rule Filing SR-DTC-2025-019 – Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap

Notice: 23314-25

Summary:

Submission of Rule Filing SR-DTC-2025-019 – Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap

Holiday Schedule - Martin Luther King Jr. Day 2026

Mon, 15 Dec 2025 00:00:00 -0600

Holiday Schedule - Martin Luther King Jr. Day 2026

Notice: 23304-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule: Martin Luther King Jr. Day 2026

Mon, 15 Dec 2025 00:00:00 -0600

Holiday Schedule: Martin Luther King Jr. Day 2026

Notice: 23303-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

DTC Proposed Rule Change – Implementation of Updates to the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs (SR-DTC-2025-006)

Mon, 08 Dec 2025 00:00:00 -0600

DTC Proposed Rule Change – Implementation of Updates to the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs (SR-DTC-2025-006)

Notice: 23298-25

Summary:

DTC Proposed Rule Change – Implementation of Updates to the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs (SR-DTC-2025-006)

Suspension of DTC Services - Magnitude International Ltd (SYMBOL: MAGH; CUSIP: G57Y0E100)

Fri, 05 Dec 2025 00:00:00 -0600

Suspension of DTC Services - Magnitude International Ltd (SYMBOL: MAGH; CUSIP: G57Y0E100)

Notice: B23271-25

Summary:

Suspension of DTC Services - Magnitude International Ltd (SYMBOL: MAGH; CUSIP: G57Y0E100)

Submission of Rule Filing SR-DTC-2025-018 – Decommission the DTax Service

Wed, 26 Nov 2025 00:00:00 -0600

Submission of Rule Filing SR-DTC-2025-018 – Decommission the DTax Service

Notice: 23252-25

Summary:

Submission of Rule Filing SR-DTC-2025-018 – Decommission the DTax Service

Submission of Rule Filing SR-DTC-2025-017 – Annual Testing of the Recovery and Wind-down Plan

Tue, 25 Nov 2025 00:00:00 -0600

Submission of Rule Filing SR-DTC-2025-017 – Annual Testing of the Recovery and Wind-down Plan

Notice: 23251-25

Summary:

Submission of Rule Filing SR-DTC-2025-017 – Annual Testing of the Recovery and Wind-down Plan

Submission of Rule Filing SR-DTC-2025-016 – Amend the DTC Rules to Align with Exchange Act Rule 17ad-26

Fri, 21 Nov 2025 00:00:00 -0600

Submission of Rule Filing SR-DTC-2025-016 – Amend the DTC Rules to Align with Exchange Act Rule 17ad-26

Notice: 23227-25

Summary:

Submission of Rule Filing SR-DTC-2025-016 – Amend the DTC Rules to Align with Exchange Act Rule 17ad-26

Holiday Schedule: New Years Day 2026

Fri, 21 Nov 2025 00:00:00 -0600

Holiday Schedule: New Years Day 2026

Notice: 23229-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

Holiday Schedule: Christmas Day 2025

Fri, 21 Nov 2025 00:00:00 -0600

Holiday Schedule: Christmas Day 2025

Notice: 23228-25

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

DTC Business Continuity and Disaster Recovery – Q1 & Q2 2026 Testing & Rotation Schedule
- Revised

Wed, 19 Nov 2025 00:00:00 -0600

DTC Business Continuity and Disaster Recovery – Q1 & Q2 2026 Testing & Rotation Schedule
- Revised

Notice: 23185-25

Summary:

System processing unavailability for DTC in Q1 2026 due to testing and Rotation Schedule.

Suspension of DTC Services - Charming Medical Limited. (SYMBOL: MCTA;
CUSIP: G20528108)

Wed, 12 Nov 2025 00:00:00 -0600

Suspension of DTC Services - Charming Medical Limited. (SYMBOL: MCTA;
CUSIP: G20528108)

Notice: 23201-25

Summary:

Please be advised that effective November 12th, 2025, DTC have suspended all services for the below referenced issue: CUSIP - G20528108 // SECURITY NAME - Charming Medical Limited

Service Updates

Submission of Rule Filing SR-DTC-2026-009 – Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Compliance Approved Service Restrictions for Happy City Holdings Limited (CUSIP: G4337R109)

Submission of Rule Filing SR-DTC-2026-008 – Amend the Settlement Service Guide

Participant Terminal Services/TN3270 Access Discontinuation

Holiday Schedule –Independence Day 2026

Holiday Schedule - Independence Day 2026

Termination of DTC Services – Nabriva Therapeutics plc (CUSIP G63637139)

DTC CHILLS | IRISH SEAS | Octave Intelligence plc | G22845104

Holiday Schedule – Juneteenth 2026

Holiday Schedule: Juneteenth 2026

Submission of Rule Filing SR-DTC-2026-007 – Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)

Submission of Rule Filing SR-DTC-2026-006 – Align the Notice Period for Missed Transfer Adjustments in the Distributions Service Guide

Submission of Rule Filing SR-DTC-2026-005 – Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934

Holiday Schedule - Memorial Day 2026

Holiday Schedule - Memorial Day 2026

Termination of DTC Services – Carbon Revolution PLC. - CUSIPs: G1893D102 (common) and G1893D110 (warrants)

Termination of DTC Services – Iterum Therapeutics PLC. - CUSIP: G6333L200

DTC CHILLS REMOVAL | TotalEnergies SE | F92124100

Submission of Rule Filing SR-DTC-2026-004 – Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures

Implementation of Rule Filing SR-DTC-2025-019 – Changes to the DTC Net Debit Cap

Submission of Rule Filing SR-DTC-2026-003 – Amend the Reorganizations Service Guide to Provide for the Segregation of a Participant’s Shares on which Dissenters’ or Appraisal Rights are Asserted

Holiday Schedule – Good Friday 2026

Holiday Schedule: Good Friday 2026

Termination of DTC Services – Trinseo PLC. (CUSIP: G9059U107)

Action Required: OOB Management Upgrade for SMART

Submission of Rule Filing SR-DTC-2026-002 – Amend the Clearing Agency Stress Testing Framework

Participant Terminal Services/TN3270 Access Discontinuation

DTC CHILLS | French SEAS | TotalEnergies SE | F92124100

DTC CHILLS | UK SEAS | G0593M107 |

Suspension of DTC Services - TechCreate Group Ltd. (CUSIP: G8726A106)

Holiday Schedule: Presidents’ Day 2026

Deadline to Apply MQ Encryption Standards – DTC Secure Connections

Holiday Schedule - Presidents’ Day 2026

DTC Information for the Confirmation of a Cybersecurity Program / Compliance to Rule File: SR-DTC-2019-008

Suspension of DTC Services - JM Group Limited. (SYMBOL: JMG; CUSIP: G5146R107)

Submission of Rule Filing SR-DTC-2026-001 – Limit Accessibility to DTC’s Participant Terminal System

Submission of Rule Filing SR-DTC-2025-020 – Amend the Guide to the DTC Fee Schedule and Operational Arrangements Relating to Rapid Issuance

Nominations to the Board of Directors of The Depository Trust & Clearing Corporation

Submission of Rule Filing SR-DTC-2025-019 – Modify the DTC Settlement Service Guide and DTC Rules as They Relate to the DTC Net Debit Cap

Holiday Schedule - Martin Luther King Jr. Day 2026

Holiday Schedule: Martin Luther King Jr. Day 2026

DTC Proposed Rule Change – Implementation of Updates to the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs (SR-DTC-2025-006)

Suspension of DTC Services - Magnitude International Ltd (SYMBOL: MAGH; CUSIP: G57Y0E100)

Submission of Rule Filing SR-DTC-2025-018 – Decommission the DTax Service

Submission of Rule Filing SR-DTC-2025-017 – Annual Testing of the Recovery and Wind-down Plan

Submission of Rule Filing SR-DTC-2025-016 – Amend the DTC Rules to Align with Exchange Act Rule 17ad-26

Holiday Schedule: New Years Day 2026

Holiday Schedule: Christmas Day 2025

DTC Business Continuity and Disaster Recovery – Q1 & Q2 2026 Testing & Rotation Schedule - Revised

Suspension of DTC Services - Charming Medical Limited. (SYMBOL: MCTA; CUSIP: G20528108)

Suspension of DTC Services - JM Group Limited. (SYMBOL: JMG; CUSIP:
G5146R107)

DTC Business Continuity and Disaster Recovery – Q1 & Q2 2026 Testing & Rotation Schedule
- Revised

Suspension of DTC Services - Charming Medical Limited. (SYMBOL: MCTA;
CUSIP: G20528108)