Alternative Investment
Products (AIP)

AIP Enhancements 2025
- Revised

Fri, 19 Sep 2025 00:00:00 -0500

AIP Enhancements 2025
- Revised

Notice: a9641

Summary:

To support client needs and drive revenue growth, this initiative focuses on enhancing the AIP service through systemic improvements. A Private Equity Working Group was established to identify and address industry-specific processing challenges. The group’s findings will inform the development of a standardized solution via NSCC, designed to streamline operations, improve efficiency, and position the platform to manage the anticipated expansion in alternative investments.

CHANGES IN THE LIST OF PARTICIPANTS

Fri, 06 Jun 2025 00:00:00 -0500

CHANGES IN THE LIST OF PARTICIPANTS

Notice: a9605

Summary:

AIP ENHANCEMENTS 2024

Tue, 11 Jun 2024 00:00:00 -0500

AIP ENHANCEMENTS 2024

Notice: a9439

Summary:

AIP Enhancements 2023

Tue, 16 May 2023 00:00:00 -0500

AIP Enhancements 2023

Notice: a9298

Summary:

AIP DOCUMENT TRANSFER FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2022

Mon, 15 Aug 2022 00:00:00 -0500

AIP DOCUMENT TRANSFER FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2022

Notice: a9194

Summary:

Passive Acknowledgement for NSCC Settlement

Thu, 20 Jan 2022 00:00:00 -0600

Passive Acknowledgement for NSCC Settlement

Notice: a9098

Summary:

AIP Enhancements 2021

Wed, 21 Jul 2021 00:00:00 -0500

AIP Enhancements 2021

Notice: a9027

Summary:

Decommission of HTTP for PBS and Settlement Web Access

Thu, 08 Oct 2020 00:00:00 -0500

Decommission of HTTP for PBS and Settlement Web Access

Notice: a8910

Summary:

AIP Enhancements 2020

Fri, 26 Jun 2020 00:00:00 -0500

AIP Enhancements 2020

Notice: a8865

Summary:

AIP Participant Number Format Change

Thu, 30 Jan 2020 00:00:00 -0600

AIP Participant Number Format Change

Notice: a8678

Summary:

AIP Enhancements 2019

Mon, 21 Oct 2019 00:00:00 -0500

AIP Enhancements 2019

Notice: a8761

Summary:

REVISION - AIP TO SUPPORT THE TRANSMISSION OF MULTIPLE FUND ACKNOWLEDGEMENTS FOR REDEMPTION PROCESSING & TENDER OFFER ENHANCEMENTS

Fri, 15 Mar 2019 00:00:00 -0500

REVISION - AIP TO SUPPORT THE TRANSMISSION OF MULTIPLE FUND ACKNOWLEDGEMENTS FOR REDEMPTION PROCESSING & TENDER OFFER ENHANCEMENTS

Notice: a8667

Summary:

AIP To Support The Transmission Of Multiple Fund Acknowledgements For Redemption Processing

Fri, 18 Jan 2019 00:00:00 -0600

AIP To Support The Transmission Of Multiple Fund Acknowledgements For Redemption Processing

Notice: a8667

Summary:

REVISION: AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

Wed, 03 Oct 2018 00:00:00 -0500

REVISION: AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

Notice: a8575

Summary:

AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

Wed, 27 Jun 2018 00:00:00 -0500

AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

Notice: a8575

Summary:

REVISED - AIP NON-TRADED REIT/BDC ORDER REDEMPTION PROCESSING & ADDITIONAL PRODUCTION OUTBOUND CYCLE ENHANCEMENTS - 2017

Fri, 04 Aug 2017 00:00:00 -0500

REVISED - AIP NON-TRADED REIT/BDC ORDER REDEMPTION PROCESSING & ADDITIONAL PRODUCTION OUTBOUND CYCLE ENHANCEMENTS - 2017

Notice: a8429

Summary:

NSCC Business Continuity and Disaster Recovery – Testing Dates and Modified AIP Processing Schedule

Mon, 15 May 2017 00:00:00 -0500

NSCC Business Continuity and Disaster Recovery – Testing Dates and Modified AIP Processing Schedule

Notice: a8388

Summary:

Schedule Change to AIP Production and PSE Saturday Cycle Times

Thu, 11 Aug 2016 00:00:00 -0500

Schedule Change to AIP Production and PSE Saturday Cycle Times

Notice: a8241

Summary:

AIP WEB PLATFORM – PHASE II & HEDGE FUND PROCESSING ENHANCEMENTS - 2016

Wed, 13 Apr 2016 00:00:00 -0500

AIP WEB PLATFORM – PHASE II & HEDGE FUND PROCESSING ENHANCEMENTS - 2016

Notice: a8188

Summary:

NSCC RULE FILING (SR-NSCC-2015-007) –
SEC Approves Mechanism for AIP Sub-Account Settlement

Mon, 21 Dec 2015 00:00:00 -0600

NSCC RULE FILING (SR-NSCC-2015-007) –
SEC Approves Mechanism for AIP Sub-Account Settlement

Notice: a8139

Summary:

REVISED VERSION OF NOTICE a8104 NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund Administrators participating in NSCC’s Alternative Investment Product (AIP) Services (SR-NSCC-2015-007)

Fri, 18 Dec 2015 00:00:00 -0600

REVISED VERSION OF NOTICE a8104 NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund Administrators participating in NSCC’s Alternative Investment Product (AIP) Services (SR-NSCC-2015-007)

Notice: a8138

Summary:

REVISED (SEE NOTICE a8138) NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund
Administrators participating in NSCC’s Alternative Investment Product (AIP) Services
(SR-NSCC-2015-007)

Fri, 23 Oct 2015 00:00:00 -0500

REVISED (SEE NOTICE a8138) NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund
Administrators participating in NSCC’s Alternative Investment Product (AIP) Services
(SR-NSCC-2015-007)

Notice: a8104

Summary:

NEW AIP INTRODUCING BROKER DEALERCODING AND FIELDS & ADDITIONAL PRODUCTION CYCLE ENHANCEMENTS - 2015

Thu, 18 Jun 2015 00:00:00 -0500

NEW AIP INTRODUCING BROKER DEALERCODING AND FIELDS & ADDITIONAL PRODUCTION CYCLE ENHANCEMENTS - 2015

Notice: NEW AIP INTRODUCING BROKER DEALERCODING AND FIELDS & ADDITIONAL PRODUCTION CYCLE ENHANCEMENTS - 2015

Summary:

NSCC RULE FILING (SR-NSCC-2015-001)
ESTABLISHMENT OF AIP FEES – AIP ACCOUNT TRANSFERS

Mon, 23 Mar 2015 00:00:00 -0500

NSCC RULE FILING (SR-NSCC-2015-001)
ESTABLISHMENT OF AIP FEES – AIP ACCOUNT TRANSFERS

Notice: NSCC RULE FILING (SR-NSCC-2015-001)
ESTABLISHMENT OF AIP FEES – AIP ACCOUNT TRANSFERS

Summary:

AIP ENHANCEMENTS RELEASE I 2015

Thu, 18 Dec 2014 00:00:00 -0600

AIP ENHANCEMENTS RELEASE I 2015

Notice: AIP ENHANCEMENTS RELEASE I 2015

Summary:

FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA) AIP ENHANCEMENTS

Tue, 03 Jun 2014 00:00:00 -0500

FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA) AIP ENHANCEMENTS

Notice: FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA) AIP ENHANCEMENTS

Summary:

TESTING IN PRODUCTION ENVIRONMENT FOR PROPOSED DTCC LIMIT MONITORING RISK MANAGEMENT TOOL

Mon, 10 Feb 2014 12:58:00 -0600

TESTING IN PRODUCTION ENVIRONMENT FOR PROPOSED DTCC LIMIT MONITORING RISK MANAGEMENT TOOL

Notice: a7677

Summary:

REVISED ─ Production Implementation Date for the AIP Capacity Redesign & Enhancements

Tue, 15 Oct 2013 00:00:00 -0500

REVISED ─ Production Implementation Date for the AIP Capacity Redesign & Enhancements

Notice: REVISED ─ Production Implementation Date for the AIP Capacity Redesign & Enhancements

Summary:

AIP CAPACITY REDESIGN & ENHANCEMENTS 2014

Wed, 31 Jul 2013 00:00:00 -0500

AIP CAPACITY REDESIGN & ENHANCEMENTS 2014

Notice: AIP CAPACITY REDESIGN & ENHANCEMENTS 2014

Summary:

Schedule Change to AIP Production Cycle 1 Time (C1)

Fri, 22 Feb 2013 00:00:00 -0600

Schedule Change to AIP Production Cycle 1 Time (C1)

Notice: Schedule Change to AIP Production Cycle 1 Time (C1)

Summary:

AIP ENHANCEMENTS RELEASE I 2012

Fri, 04 May 2012 00:00:00 -0500

AIP ENHANCEMENTS RELEASE I 2012

Notice: AIP ENHANCEMENTS RELEASE I 2012

Summary:

WITHDRAWAL OF RULE FILING – SR-NSCC-2011-08(Revision to AIP Fee Structure) Resubmitted as SR-NSCC-2011-09

Thu, 13 Oct 2011 00:00:00 -0500

WITHDRAWAL OF RULE FILING – SR-NSCC-2011-08(Revision to AIP Fee Structure) Resubmitted as SR-NSCC-2011-09

Notice: WITHDRAWAL OF RULE FILING – SR-NSCC-2011-08(Revision to AIP Fee Structure) Resubmitted as SR-NSCC-2011-09

Summary:

RULE FILING– SR-NSCC-2011-09 (Revision to AIP Fee Structure)

Thu, 13 Oct 2011 00:00:00 -0500

RULE FILING– SR-NSCC-2011-09 (Revision to AIP Fee Structure)

Notice: RULE FILING– SR-NSCC-2011-09 (Revision to AIP Fee Structure)

Summary:

RULE CHANGE – SR-NSCC-2011-08 (Revision to AIP Fee Structure)

Wed, 12 Oct 2011 00:00:00 -0500

RULE CHANGE – SR-NSCC-2011-08 (Revision to AIP Fee Structure)

Notice: RULE CHANGE – SR-NSCC-2011-08 (Revision to AIP Fee Structure)

Summary:

Alternative Investment Products (AIP) Service – SEC Approval

Wed, 11 Jun 2008 00:00:00 -0500

Alternative Investment Products (AIP) Service – SEC Approval

Notice: Alternative Investment Products (AIP) Service – SEC Approval

Summary:

Alternative Investment Products (AIP)

AIP Enhancements 2025 - Revised

CHANGES IN THE LIST OF PARTICIPANTS

AIP ENHANCEMENTS 2024

AIP Enhancements 2023

AIP DOCUMENT TRANSFER FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2022

Passive Acknowledgement for NSCC Settlement

AIP Enhancements 2021

Decommission of HTTP for PBS and Settlement Web Access

AIP Enhancements 2020

AIP Participant Number Format Change

AIP Enhancements 2019

REVISION - AIP TO SUPPORT THE TRANSMISSION OF MULTIPLE FUND ACKNOWLEDGEMENTS FOR REDEMPTION PROCESSING & TENDER OFFER ENHANCEMENTS

AIP To Support The Transmission Of Multiple Fund Acknowledgements For Redemption Processing

REVISION: AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

AIP ELECTRONIC DOCUMENTATION FUNCTIONALITY & ADDITIONAL INDUSTRY ENHANCEMENTS - 2018

REVISED - AIP NON-TRADED REIT/BDC ORDER REDEMPTION PROCESSING & ADDITIONAL PRODUCTION OUTBOUND CYCLE ENHANCEMENTS - 2017

NSCC Business Continuity and Disaster Recovery – Testing Dates and Modified AIP Processing Schedule

Schedule Change to AIP Production and PSE Saturday Cycle Times

AIP WEB PLATFORM – PHASE II & HEDGE FUND PROCESSING ENHANCEMENTS - 2016

NSCC RULE FILING (SR-NSCC-2015-007) –SEC Approves Mechanism for AIP Sub-Account Settlement

REVISED VERSION OF NOTICE a8104 NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund Administrators participating in NSCC’s Alternative Investment Product (AIP) Services (SR-NSCC-2015-007)

REVISED (SEE NOTICE a8138) NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to FundAdministrators participating in NSCC’s Alternative Investment Product (AIP) Services(SR-NSCC-2015-007)

NEW AIP INTRODUCING BROKER DEALERCODING AND FIELDS & ADDITIONAL PRODUCTION CYCLE ENHANCEMENTS - 2015

NSCC RULE FILING (SR-NSCC-2015-001) ESTABLISHMENT OF AIP FEES – AIP ACCOUNT TRANSFERS

AIP ENHANCEMENTS RELEASE I 2015

FOREIGN ACCOUNT TAX COMPLIANCE ACT (FATCA) AIP ENHANCEMENTS

TESTING IN PRODUCTION ENVIRONMENT FOR PROPOSED DTCC LIMIT MONITORING RISK MANAGEMENT TOOL

REVISED ─ Production Implementation Date for the AIP Capacity Redesign & Enhancements

AIP CAPACITY REDESIGN & ENHANCEMENTS 2014

Schedule Change to AIP Production Cycle 1 Time (C1)

AIP ENHANCEMENTS RELEASE I 2012

WITHDRAWAL OF RULE FILING – SR-NSCC-2011-08(Revision to AIP Fee Structure) Resubmitted as SR-NSCC-2011-09

RULE FILING– SR-NSCC-2011-09 (Revision to AIP Fee Structure)

RULE CHANGE – SR-NSCC-2011-08 (Revision to AIP Fee Structure)

Alternative Investment Products (AIP) Service – SEC Approval

Alternative Investment
Products (AIP)

AIP Enhancements 2025
- Revised

NSCC RULE FILING (SR-NSCC-2015-007) –
SEC Approves Mechanism for AIP Sub-Account Settlement

REVISED (SEE NOTICE a8138) NSCC PROPOSED RULE CHANGE – Sub-Account Settlement with respect to Fund
Administrators participating in NSCC’s Alternative Investment Product (AIP) Services
(SR-NSCC-2015-007)

NSCC RULE FILING (SR-NSCC-2015-001)
ESTABLISHMENT OF AIP FEES – AIP ACCOUNT TRANSFERS