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Apr 06, 2021
The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC.
Special Letters (PDF)
Jan 13, 2021
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Mar 24, 2020
Guidelines for Signature Page Addendum
The service provides a transparent communication between DTC and agents in regards to corporate actions, by providing instructions and other documentation. Learn more.
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Download important legal notices about DTCC Corporate Action Information for Agents including cash and stock dividends, spin-offs, stock splits, and other events.