Specific client support e-mail addresses are listed in the Client Center.
Oct 14, 2023
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Apr 06, 2021
The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC.
Special Letters (PDF)
Nov 14, 2019
Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program
MMI Letters of Representations (PDF)
DRS enables investors to elect to hold their assets in book entry form directly with the issuer by leveraging DTC's connectivity with FAST transfer agents.
Read latest news updates and press releases about the Direct Registration System which provides quick transfers between transfer agents and broker/dealers
Explore this page to see necessary legal information about the Direct Registration System including important notices and procedures. Download now!