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May 10, 2021
Emergency Rider to Letter of Securities Possession
Apr 06, 2021
The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC.
Special Letters (PDF)
Jan 13, 2021
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
DTCC provides a contract based program between DTC & transfer agents whereby FAST agents act as custodians for DTC. Visit the website to learn more about agent services.
Read the news about our Fast Automated Securities Transfer Program which eliminates the movement of physical securities by allowing agents to act as custodians for DTC.
Get legal information about our Fast Automated Securities Transfer Program (FAST), introduced in 1975 with a few hundred issues and several agents. Learn more.