Skip to main content

Issue Eligibility

View All

Apr 05, 2024 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

  • FPO

    U.S. Tax Withholding Services

    The U.S. Tax Withholding Service ensures the appropriate withholding tax gets applied on income paid to financial institutions holding securities at DTCC.

  • News

    Read the updates on U.S. Tax Withholding Services which allow participants to take advantage of IRS rules, covering eligible tax rates for many countries. Read more.

    Read More
  • Legal

    Download legal information about U.S. Tax Withholding Services which fully automates the election process at various tax rate pools. Visit the website for more detail.

    Read More