Skip to main content

Issue Eligibility

View All

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Oct 14, 2023 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

  • FPO

    FAQs

    An issuer seeking for an issue works through a DTC participant who will sponsor the eligibility process for the security. Learn more about our services.

    Overview
  • News

    View our latest News and Insights, Whitepaper and Press Releases.

    Read More
  • Legal

    View the latest Importance Notice

    Read More
dtccdotcom