Skip to main content

Issue Eligibility

View All

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

  • FPO

    Proxy Services

    Proxy Services provide issuers of DTC-eligible securities the information they need to contact DTC participants regarding corporate-related events. Learn more.

    Overview
  • News

    View the latest news and press releases about DTCC's Proxy Services which provide an essential link between DTC participants and issuers of eligible securities.

    Read More
  • Legal

    Get legal information about DTCC's Proxy Services including important notices, issue eligibility, SEC rule filings, rules and procedures. Download here.

    Read More
dtccdotcom