Security Position Reports

Issue Eligibility

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Subject Description Type Date
  • Letter of Securities Possession (LOP)
  • The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC.
  • Special Letters (PDF)
  • Apr 06, 2021
  • Operational Arrangements
  • Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
  • Issue Eligibility
  • Jan 13, 2021
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