Skip to main content

Issue Eligibility

View All

May 10, 2021 Emergency Rider to Letter of Securities Possession .pdf

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Additional Resources

  • FPO

    Custody Service

    DTC participants can outsource to DTC the handling and servicing of physical securities through the Custody Service with enhanced system reliability. Learn more!

    Overview
  • News

    Read updates about Custody services where participants can engage voluntarily in the Branch Deposit Service, Restricted Deposit Service and New York Window service.

    Read More
  • Legal

    Download legal information about Custody services including important notices, rules and procedures. Visit the website to read more about our security services.

    Read More
dtccdotcom