Skip to main content

Issue Eligibility

View All

May 10, 2021 Emergency Rider to Letter of Securities Possession .pdf

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Additional Resources

  • FPO

    DWAC

    We offer participants the ability to make electronic book-entry deposits and withdrawals with DWAC service. Learn more how Deposit and Withdrawal at Custodian works.

    Overview
  • News

    Read the latest news updates about DTC Deposit and Withdrawal at Custodian service. Visit the website to learn more about settlement and asset services.

    Read More
  • Legal

    Get all the legal information about the DTC Deposit and Withdrawal at Custodian (DWAC) service including important notices, SEC rule filings, rules and procedures.

    Read More
dtccdotcom