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Issue Eligibility

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Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

  • FPO


    Investors can electronically transfer assets to and from the transfer agent and broker/dealer to easily move shares in and out of DRS. Visit the website for details.

  • News

    Check for news updates about DTCC Direct Registration System (DRS) providing accurate, quick and cost-efficient transfers between transfer agents and broker/dealers.

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  • Legal

    Download legal information about Direct Registration System (DRS) in the form of important notices, sec rule filings, by-laws, rules and procedures. Learn more.

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