Skip to main content

Issue Eligibility

View All

Apr 05, 2024 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

  • FPO

    SMART/Track Services

    DTCC offers SMART/Track services providing a centralized communications hub for the transmission of certain message types between participants. Visit our site for more.

  • News

    Read updates about SMART/Track Services, a centralized hub for agency lending disclosure and transmitting open loan data files.

    Read More
  • Legal

    Download legal info about SMART/Track Services - Agency Lending Disclosure which centralizes the process for transmitting open loan data.

    Read More