Skip to main content

Issue Eligibility

View All

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)

Additional Resources

  • FPO

    Stock Loan Recalls

    DTCC Stock Loan Recall service transmits stock loan recall messages between counterparties. It promotes straight-through processing and manages message delivery risk.

  • News

    Read the latest news updates about DTCC Stock Loan Recalls, which establishes standards for communicating information. Visit the website to learn more.

    Read More
  • Legal

    Get legal information about our Stock Loan Recalls service, which centralizes the process for transmitting stock loan recalls between lenders and borrowers.

    Read More