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Issue Eligibility

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Apr 05, 2024 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

  • FPO


    The program allows underwriters, investors and other market participants submit eligibility requests to DTC for secondary market ('older issue') securities.

  • News

    See the latest news updates about the New Issue Information Dissemination Service created to improve the trade reporting and price transparency of transactions.

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  • Legal

    Get legal information about the DTCC New Issue Information Dissemination Service including important notices, rules & procedures. Click here to download now!

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