This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.

DTCC Learning Client Center

Broker Identification Number

Home / Wealth Management Services / Insurance & Retirement Services / BIN

Share

Print

Important Notices

View All

Doc # Date Business Category Subject

a8825
Mar 10, 2020
Wealth-Management-Services
Insurance and Retirement Services
Mutual Fund Profile Service II – Profile Security Database Enhancements

a8791
Dec 24, 2019
Wealth-Management-Services
Insurance and Retirement Services
I&RS 2020 March Enhancement Release

a8789
Dec 19, 2019
Wealth-Management-Services
Insurance and Retirement Services
Updated Mutual Funds Country Code Listing

SEC Rule Filings

View All

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice

NSCC-2018-012
NSCC
Amend Certain Fees Relating to Mutual Fund Services, and Insurance and Retirement Processing Services.
Federal Release:
Release No 34-84771; File No. SR-NSCC-2018-012
(December 10, 2018)

NSCC-2017-808
NSCC
To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at- Risk model and eliminate the Market Maker Domination charge

Amendment No. 1 to SR-NSCC-2017-808
Federal Release:
Release No. 34-82780; File No. SR-NSCC-2017-808
February 26, 2018

NSCC-2017-807
NSCC
To increase the authorized amount under the Prefunded Liquidity Program.
Federal Release:
Release No. 34–82676; File No. SR–NSCC–2017–807
(February 15, 2018)

By-Laws, Rules and Procedures

View All

Subject Description Type Date

Rules & Procedures of National Securities Clearing Corporation
NSCC is regulated by the U.S. Securities and Exchange Commission (SEC).
PDF
Aug 06, 2018

Rules, By-Laws and Organization Certificate of The Depository Trust Company
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.
PDF
Jun 29, 2018

Service Guide: Distributions
The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
PDF
Jun 28, 2018