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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    A9802

    Aug 07, 2026 Update to Automated Reasonability Check Threshold to Pend Certain ETF Create/Redeem Activity

    24499-26

    Aug 07, 2026 Tax Relief Country: NETHERLANDS
    Security: HEINEKEN HOLDING N.V.
    CUSIP: 423008101
    Record Date: 08/10/2026 Payable Date: 08/24/2026
    Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 PM ET

    24500-26

    Aug 07, 2026 Tax Relief Country: NETHERLANDS
    Security: HEINEKEN
    CUSIP: 423012301
    Record Date: 08/10/2026 Payable Date: 08/24/2026
    Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 PM ET

    GOV2196-26

    Aug 07, 2026 New Agent Clearing Member of the Government Securities Division of FICC: ASL Capital Markets Inc./ACM Omnibus – GSD Member #9485

    a9803

    Aug 07, 2026 CHANGES IN THE LIST OF PARTICIPANTS

    24082-26

    Aug 07, 2026 Tax Relief Country: NORWAY
    Security Name: EQUINOR ASA
    Record Date: 08/14/2026
    CUSIP: 29446M102
    Payable Date: 08/27/2026
    Relief at Source CA Web Cut-Off: 08/19/2026 8:00 PM ET
    Quick Refund CA Web Instruction Deadline: 09/11/2026 8:00 P.M. ET

    GOV2193-26

    Aug 06, 2026 New Participant in the Netting System of the Government Securities Division of FICC: Deutsche Bank AG London Branch – GSD #9725

    a9805

    Aug 06, 2026 CNS Modernization Output Testing Scope and Guidance

    24683-26

    Aug 05, 2026 Tax Relief Country: ITALY
    Security: CASSA DEPOSITI e PRESTITI S.p.A. CUSIP: 147918AF3
    Record Date: 09/16/2026 Payable Date: 10/01/2026
    Quick Refund Open Date: Payable Date
    CA Web Instruction Deadline: 10/01/2026 8:00 PM (E.T.)

    24684-26

    Aug 05, 2026 Tax Relief Country: ITALY
    Security: CASSA DEPOSITI e PRESTITI S.p.A. CUSIP: 147918AC0
    Record Date: 10/15/2026 Payable Date: 10/30/2026
    Quick Refund Open Date: Payable Date
    CA Web Instruction Deadline: 10/30/2026 8:00 PM (E.T.)

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

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