LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • a8868
  • Jul 10, 2020
  • NSCC
  • Membership Updates
  • NSCC Information for the Confirmation of a Cybersecurity Program /
    Compliance to Rule File: NSCC SR-NSCC-2019-003
  • 13639-20
  • Jul 10, 2020
  • DTC
  • Settlement
  • Retirement of Canadian Dollar Deliver Orders
  • 13199-20
  • Jul 10, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: France
    Security: CHRISTIAN DIOR CUSIP: 170715106
    Record Date: 07/13/2020 Payable Date: TBA
    CA Web Cut-Off: 07/20/2020 8:00 PM ET
    Documentation Deadline: 07/22/2020 5:00 PM ET
  • a8870
  • Jul 10, 2020
  • NSCC
  • Clearing Services - Equities
  • SUBMISSION OF RULE FILING (SR-NSCC-2020-013) – REMOVE THE NSCC EQUITY OPTIONS AND BOND OPTIONS SERVICE FROM ADDENDUM M OF THE NSCC RULES
  • a8871
  • Jul 10, 2020
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • 13614-20
  • Jul 09, 2020
  • DTC
  • Depositary Service Fee, Dividends, International
  • Depositary Fees Notification
    Security: PUXIN LIMITED
    CUSIP: 74704P108
    Deutsche Bank Trust Company Americas
  • 13634-20
  • Jul 09, 2020
  • DTC
  • Compliance
  • Fifth Third Bank – National Association Conversion, Various Accounts.
  • GOV920-20
  • Jul 09, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • 13636-20
  • Jul 09, 2020
  • DTC
  • Dividends
  • Optional Dividend: Iberdrola S.A. CUSIP: 450737101
    Record Date: 07/09/2020 Payable Date: 08/13/2020
    Gross Rate: Approx. USD $1.041494
    DTC EDS Cut-Off: 07/16/2020 at 8:00 P.M. EDT
  • GOV921-20
  • Jul 09, 2020
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Member
Doc # Date Subsidiary Category Subject
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