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LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • 14012-20
  • Sep 24, 2020
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: CNFinance
    CUSIP#: 18979T105
    JPMorgan Chase Bank, N.A.
  • 14013-20
  • Sep 24, 2020
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: Genfit
    CUSIP: 372279109
    Bank of New York Mellon
  • 13980-20
  • Sep 24, 2020
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    OneConnect
    CUSIPs #68248T105
    JPMorgan Chase Bank, N.A.
  • 13723-20
  • Sep 24, 2020
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: SWEDEN
    Security: HUSQVARNA AB CUSIP: 448103101
    Record Date: 10/27/2020 Payable Date: TBA
    CA Web Instruction Deadline: 10/30/2020 8:00 PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 12/02/2020 8:00 PM ET
  • 13722-20
  • Sep 24, 2020
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: SWEDEN
    Security: ERICSSON CUSIP: 294821608
    Record Date: 10/02/2020 Payable Date: TBA
    CA Web Instruction Deadline: 10/07/2020 8:00 PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 11/06/2020 8:00 PM ET
  • 13975-20
  • Sep 24, 2020
  • DTC
  • Distributions, Tax Relief
  • Tax Relief Country: Ireland
    Security: Johnson Controls International PLC
    CUSIP: G51502105
    Record Date: 09/28/2020 Payable Date: 10/16/2020
    Relief at Source CA Web Cut-Off: 10/05/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM ET
  • 14014-20
  • Sep 24, 2020
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: Edenor
    CUSIP: 29244A102
    Bank of New York Mellon
  • 13260-20
  • Sep 24, 2020
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: Japan
    CUSIP(s): 233806306 & 500458401
    Record Date: 10/01/2020 Payable Date: TBA
    CA Web Cut‐Off: 10/13/2020 8:00 PM ET
  • 13724-20
  • Sep 24, 2020
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: JAPAN
    Depositary for Sponsored DR Program: Deutsche Bank
    Securities: See Below
    CUSIP(s): 23381D102, 234064301, 443251103, 88907F105, 984627109
    Record Date: 09/29/2020 Payable Date: TBD
    CA Web Instruction Deadline: 10/19/2020 8:00 PM ET
  • 13717-20
  • Sep 23, 2020
  • DTC
  • Distributions, Tax Relief, Distributions, Tax Relief
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: VTB Bank 144A
    CUSIP: 46630Q103
    Record Date: 10/05/2020 Payable Date: TBD
    CA Web Instruction Deadline: 10/07/2020 8:00 PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 11/18/2020 8:00 PM ET
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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