LEGAL & REGULATORY

Mar 21, 2023 Section 3 (c) (7) restrictions for owners of the following issue: CITADEL FINANCE LLC

Mar 21, 2023 Tax Relief – Country: Japan
Depositary for Sponsored DR Program: J.P. Morgan
Securities: Multiple Securities
CUSIP(s): 00762U200, 438128308, 654090109,654624105, 654744408, 682151303,
69832A205, 889094108, 890747306
Record Date: 03/30/2023
Payable Date: TBA
CA Web Cut-Off: 04/18/2023 8:00 PM ET

Mar 21, 2023 Mutual Funds – Decommissioning of the MFPS II: Participant Database

Mar 21, 2023 USD-Denominated Perpetual Tier 1 Capital Notes of Credit Suisse Group AG

Mar 20, 2023 Tax Relief – Country: South Africa
Security: Anglo American Platinum
CUSIP: 03486T202
Record Date: 03/31/2023
Payable Date: 04/13/2023

Mar 20, 2023 Tax Relief – Country: South Africa
Security: Bidvest
CUSIP: 088836309
Record Date: 03/31/2023
Payable Date: 04/13/2023

Mar 20, 2023 Tax Relief – Country: FINLAND
Security: Orion CUSIP: 68628Y104
Record Date: 03/24/2023 Payable Date: 04/17/2023
Relief at Source CA Web Cut-Off: 03/27/2023 8:00 PM ET

Mar 20, 2023 Tax Relief – Country: FINLAND
Security: UPONOR CUSIP: 91543R103
Record Date: 03/21/2023 Payable Date: 04/12/2023
CA Web Instruction Deadline: 03/22/2023 8:00 PM ET

Mar 20, 2023 Tax Relief – Country: FINLAND
Security: YIT CUSIP: 98584F104
Record Date: 03/21/2023 Payable Date: 04/20/2023
CA Web Instruction Deadline: 03/30/2023 8:00 PM ET

Mar 17, 2023 Section 3 (c) (7) restrictions for owners of the following issue: Air Lease Corporation Sukuk Limited