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LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • 14734-21
  • Feb 25, 2021
  • DTC
  • Agent Services/Trustees
  • Change to DTC BMA5 File Processing in Relation to Principal Distribution Type – Effective April 2nd 2021
  • 14740-21
  • Feb 25, 2021
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: KCELL JOINT STOCK COMPANY 144A
    CUSIP: 48668G106
    Deutsche Bank Trust Company Americas
  • 14739-21
  • Feb 25, 2021
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: LENTA IPJSC 144A
    CUSIP: 52634T101
    Deutsche Bank Trust Company Americas
  • 14737-21
  • Feb 25, 2021
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: South Africa
    ISSUE NAME: GOLD FIELDS CUSIP: 38059T106
    Record Date: 03/12/21 Payable Date: 03/25/21
    Quick Refund Cutoff: 04/15/21 8:00 P.M. ET.
  • 14736-21
  • Feb 25, 2021
  • DTC
  • Distributions, Tax Relief
  • Tax Relief – Country: South Africa
    ISSUE NAME: DRDGOLD CUSIP: 26152H301
    Record Date: 03/05/21 Payable Date: 03/18/21
    Quick Refund Cutoff: 04/15/21 8:00 P.M. ET.
  • 14743-21
  • Feb 25, 2021
  • DTC
  • Distributions
  • Important Tax Information
    Oaktree Capital Group, LLC
    CUSIP: 674001300
    Record Date: 03/01/21 Payable Date: 03/15/21
  • 14745-21
  • Feb 25, 2021
  • DTC
  • Agent Services/Trustees
  • Resumption of DTC Services – Corporate Universe, Inc. (SYMBOL: COUV; CUSIP: 22004M101)
  • 14744-21
  • Feb 25, 2021
  • DTC
  • Distributions
  • Important Tax Information
    Oaktree Capital Group, LLC
    CUSIP: 674001409
    Record Date: 03/01/21 Payable Date: 03/15/21
  • a8969
  • Feb 25, 2021
  • NSCC
  • Service Updates
  • SUBMISSION OF RULE FILING (SR-NSCC-2021-001) – REMOVE
    INSUREXPRESS AND REPLACEMENTS SERVICES FROM RULE 57 OF NSCC RULES
  • 14738-21
  • Feb 24, 2021
  • DTC
  • Agent Services/Trustees
  • Suspension of DTC Services – Renuen Corp., (SYMBOL: RENU; CUSIP: 760182204)
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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