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LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 12918-20
  • Mar 30, 2020
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Phoenix New Media Limited
    CUSIPs # 71910C103
    JPMorgan Chase Bank, N.A.
  • GOV870-20
  • Mar 30, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • 13162-20
  • Mar 30, 2020
  • DTC
  • Operations
  • DTC Requirement for Medallion Stamp Alternative
  • 13160-20
  • Mar 28, 2020
  • DTC
  • Operations

  • Temporary Suspension of All DTC Physical Securities Processing

  • 13161-20
  • Mar 28, 2020
  • DTC
  • Corporate Trust Services

  • Temporary Suspension of All DTC Physical Securities Processing

  • 12744-20
  • Mar 27, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: SWEDEN
    LUNDIN PETROLEUM AB CUSIP: 55037R200
    Record Date: 04/06/2020 Payable Date: TBA
    CA Web Instruction Deadline: 04/10/2020 8:00 PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 05/13/2020 8:00 PM ET
  • 13152-20
  • Mar 27, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: SWEDEN
    WIHLBORGS FASTIGHETER AB CUSIP: 96773N102
    Record Date: 04/30/2020 Payable Date: 05/21/2020
    CA Web Instruction Deadline : 05/07/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/22/2020 8:00 PM ET
  • 13142-20
  • Mar 27, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: Switzerland
    AAB LTD. CUSIP: 000375204
    Record Date: 03/31/20 Payable Date: TBD
    CA Web Instruction Deadline: 04/07/2020 8:00 PM E.T
  • 12917-20
  • Mar 27, 2020
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Baozun Inc.
    CUSIPs # 06684L103
    JPMorgan Chase Bank, N.A.
  • 13158-20
  • Mar 27, 2020
  • DTC
  • Operations
  • Resumption of DTC Services –
    • Frelii, Inc. (SYMBOL: FRLI; CUSIP 357051101)
    • Herbatech Life Inc., formerly known as EV Transportation, Inc. (Symbol: EVTP; CUSIP: 26927L108)
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