Aug 03, 2021 Procedures for Exchanging a Money Market Instrument (MMI) for a Non-MMI Security in the Event an Issuing Paying Agent (IPA) Incorrectly Issues a MMI Security
Aug 03, 2021 Important Tax Information Chartwell Retirement ResidencesCUSIP: 16141A103Record Date: 07/30/2021 Payable Date: 08/16/2021
Aug 03, 2021 FICC Labor Day Holiday Schedule
Remove ID Net Transactions from the Required Fund Deposit Calculations and Make Other Changes to the Rules
Jul 27, 2021 NSCC Remove ID Net Transactions from the Required Fund Deposit Calculations and Make Other Changes to the Rules
Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation
Jul 22, 2021 DTC Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation
Jul 22, 2021 NSCC Establish the Securities Financing Transaction Clearing Service and Make Other Changes
DTC, FICC and NSCC are registered as clearing agencies with, and regulated by, the U.S. Securities and Exchange Commission.
To view the rules and procedures that govern each clearing agency's operations, including information on default procedures or insolvency, please click here: By-Laws, Rules and Procedures
(Click here to view: Guides to Fee Schedules)
Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)
Jan 13, 2021 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services Issue Eligibility
Nov 14, 2019 Book-Entry-Only Municipal Tax-Exempt Commercial Paper (TECP) (Master Note) Program MMI Letters of Representations (PDF)
Jun 18, 2021 Fixed Income Clearing Corporation and National Securities Clearing Corporation Public Quantitative Disclosures for Central Counterparties. .xlsx
Jun 18, 2021 Fixed Income Clearing Corporation and National Securities Clearing Corporation Public Quantitative Disclosures for Central Counterparties. .pdf
Mar 22, 2021 Fixed Income Clearing Corporation and National Securities Clearing Corporation Public Quantitative Disclosures for Central Counterparties. .xlsx
Jul 30, 2021 Financial Statements (Unaudited) as of June 30, 2021 and December 31, 2020 and for the three and six months ended June 30, 2021 and 2020 .pdf
Jul 30, 2021 Financial Statements (Unaudited) as of June 30, 2021 and December 31, 2020 and for the three months and six months ended June 30, 2021 and 2020 .pdf