Doc #
Date
Subsidiary
Category
Subject
-
MBS951-21
-
Jan 20, 2021
-
FICC - MBS
-
Service Updates
-
Real Time Trade Matching Web Application Modernization Initiative Reminder
-
GOV1033-21
-
Jan 20, 2021
-
FICC - GOV
-
Service Updates
-
Approval for Rule Filing SR-FICC-2020-015 and No Objection to Advance Notice Filing SR-FICC-2020-803 – Amendments to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of GSD’s DVP Service, and Make Other Changes
-
14541-21
-
Jan 20, 2021
-
DTC
-
Depositary Service Fee
-
Depositary Fees Notification
Security: HYPERA S.A.
CUSIP: 44914U106
Citibank
SR #
Subsidiary
Subject/Amendment
SEC Approval Notice/Federal Register Notice
Subject
Description
Type
Date
-
Operational Arrangements
-
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
-
Issue Eligibility
-
Jan 13, 2021
Subject
Description
Type
Date
-
FICC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
DTC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
NSCC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
Subject
Description
Type
Date
-
DTCC Financial Statements Q3 2020
-
Consolidated Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019
-
.pdf
-
Nov 06, 2020
-
NSCC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020
-
FICC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020