Doc #
Date
Subsidiary
Category
Subject
-
14734-21
-
Feb 25, 2021
-
DTC
-
Agent Services/Trustees
-
Change to DTC BMA5 File Processing in Relation to Principal Distribution Type – Effective April 2nd 2021
-
14740-21
-
Feb 25, 2021
-
DTC
-
Depositary Service Fee
-
Depositary Fees Notification
Security: KCELL JOINT STOCK COMPANY 144A
CUSIP: 48668G106
Deutsche Bank Trust Company Americas
-
14739-21
-
Feb 25, 2021
-
DTC
-
Depositary Service Fee
-
Depositary Fees Notification
Security: LENTA IPJSC 144A
CUSIP: 52634T101
Deutsche Bank Trust Company Americas
SR #
Subsidiary
Subject/Amendment
SEC Approval Notice/Federal Register Notice
Subject
Description
Type
Date
-
Operational Arrangements
-
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
-
Issue Eligibility
-
Jan 13, 2021
Subject
Description
Type
Date
-
FICC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
DTC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
NSCC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
Subject
Description
Type
Date
-
DTCC Financial Statements Q3 2020
-
Consolidated Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019
-
.pdf
-
Nov 06, 2020
-
NSCC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020
-
FICC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020