LEGAL & REGULATORY

Regulatory Rule Filings

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • NSCC-2020-803
  • NSCC
  • Increase the National Securities Clearing Corporation’s Minimum Required Fund Deposit

  • NSCC-2020-005
  • NSCC
  • Increase the National Securities Clearing Corporation’s Minimum Required Fund Deposit

  • FICC-2020-001
  • FICC - MBS, FICC - GOV
  • To Adopt the Interpretive Guidance With Respect to Settlement Finality

  • NSCC-2020-801
  • NSCC
  • Enhance the Calculation of the Family-Issued Securities Charge.
  • NSCC-2020-002
  • NSCC
  • Enhance the Calculation of the Family-Issued Securities Charge.
SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
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