Skip to main content

Insurance & Retirement Services

DTCC's Insurance & Retirement Services (I&RS) offers a suite of streamlined processing and compliance-driven solutions for carriers and their distribution partners -- broker/dealers, banks, brokerage general agencies, independent broker/dealers and other firms -- through a secure, centralized and automated infrastructure. This infrastructure enables insurance carriers and distributors to exchange information at various points throughout the annuity and life insurance processing cycle.

Visit the Client Resource Center to access member lists, client services, technical services and HIPAA privacy disclosures.

DTCC's Insurance & Retirement Services (I&RS) offers a suite of streamlined processing and compliance-driven solutions for carriers and their distribution partners -- broker/dealers, banks, brokerage general agencies, independent broker/dealers and other firms -- through a secure, centralized and automated infrastructure. This infrastructure enables insurance carriers and distributors to exchange information at various points throughout the annuity and life insurance processing cycle.

Visit the Client Resource Center to access member lists, client services, technical services and HIPAA privacy disclosures.

Products & Services

Automated Customer Acct. Transfers-Insurance Processing Svs. automates changes in annuities’ broker/dealer of record when clients transfer accounts between brokerage firms.

Read More about ACATS-IPS

Activity Status Tracking is a real-time status request and response API messaging service to track annuity applications through the underwriting process

Read More about ACT

Applications & Premium transmits annuity application and initial premium information from distributors to insurance carriers.

Read More about APP

Asset Pricing enables insurance carriers to transmit the unit values for underlying funds within variable annuity and life insurance products to distributors on a daily basis.

Read More about AAP

Attachments enables insurance distributors and carriers to electronically exchange digital (imaged) documents, signatures, forms and other types of unstructured data during the pre-sale, new business and post-issue processing of annuity and life insurance information.

Read More about ATT

Commissions service automates the settlement of commissions and compensation dollars, as well as communications between insurance carriers and distributors. Commissions bring these efficiencies to both annuity and life insurance products.

Read More about COM

Commission Schedule Transmittal helps the insurance marketplace address data needs that support the compliant disclosure of earned commission schedules for annuity-related transactions.

Read More about CST

Financial Activity for Asset Managers helps fund managers track money movement within their investment portfolios for variable annuity and life insurance products.

Read More about FAM

Financial Activity Reporting enables insurance carriers to provide distributors with daily financial transaction information, providing a comprehensive, accurate picture of client accounts.

Read More about FAR

Fee & Expense Transmittal utilizes efficient, automated processes to give financial professionals transparency in disclosure regulations and related fees & expenses can be deducted.

Read More about FET

In-Force Transactions replace error-prone, manual and paper-based post-issue activities with straight-through, electronically signed paperwork, automated processes — from request through to transaction confirmation.

Read More about IFT

Insurance Information Exchange is a platform that transforms raw data into actionable insights using an API-enabled environment to consume insurance information.

Read More about IIEX

Licensing & Appointments automates and standardizes insurance carrier and distributor agent-related communications.

Read More about LNA

Producer Authorization provides real-time validation of a producer's credentials for selling insurance products in different jurisdictions.

Read More about PAR

Positions & Valuations enables insurance carriers to send contract details on a daily, weekly, monthly or other basis, providing a current snapshot of their entire book of business.

Read More about POV

Producer Management Portal provides centralized sharing, tracking and verifying of producer training completions to manage and comply with NAIC requirements.

Read More about PMP

Paperless Replacements Processing facilitates and automates the 1035 exchange/transfer replacement process without sharing documentation, creating standardization and faster completions.

Read More about RPL

Subsequent Premiums transmits subsequent premium information from distributors to insurance carriers.

Read More about SUB

Settlement Processing for InsuranceSM automates the settlement of post-issue money/funding allowing for the optimal facilitation of funds back to a client’s account.

Read More about STL

Additional Resources

  • News

    View more from DTCC Connection on the key issues impacting global financial markets.

    Read More
  • Legal

    Get all the legal information about the latest Importance Notice, SEC Rule Filing, Rules and Procedures, Issue Eligibility, Policy and Compliance and Financial Statement.

    Read More
  • Support

    Contact Sales and Support, Access to Client Directories or become a Member?

    Support

DTCC Learning

Helping Clients Optimize DTCC Services Every Day

DTCC Learning offers comprehensive, fast-track training for DTCC customers of financial services organizations who are looking to expand their expertise and abilities in using the post-trade processing products and services provided by DTCC’s subsidiaries.

dtccdotcom