Insurance & Retirement Services

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DTCC's Insurance & Retirement Services (I&RS) offers a suite of streamlined processing and compliance-driven solutions for carriers and their distribution partners -- broker/dealers, banks, brokerage general agencies, independent broker/dealers and other firms -- through a secure, centralized and automated infrastructure. This infrastructure enables insurance carriers and distributors to exchange information at various points throughout the annuity and life insurance processing cycle.

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Products and Services



ACATS/IPS (Automated Customer Acct. Transfers-Insurance Processing Svs.) automates changes in annuities’ broker/dealer of record when clients transfer accounts between brokerage firms.

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Applications & Premium transmits annuity application and initial premium information from distributors to insurance carriers.

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Asset Pricing enables insurance carriers to transmit the unit values for underlying funds within variable annuity and life insurance products to distributors on a daily basis.

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Attachments (ATT) enables insurance distributors and carriers to electronically exchange digital (imaged) documents, signatures, forms and other types of unstructured data during the pre-sale, new business and post-issue processing of annuity and life insurance information.

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Broker Identification Number facilitates brokerage identification number/brokerage account number changes requested by a distributor.

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Commissions service automates the settlement of commissions and compensation dollars, as well as communications between insurance carriers and distributors. Commissions bring these efficiencies to both annuity and life insurance products. 

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Financial Activity for Asset Managers helps fund managers track money movement within their investment portfolios for variable annuity and life insurance products.

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Financial Activity Reporting enables insurance carriers to provide distributors with daily financial transaction information, providing a comprehensive, accurate picture of client accounts.

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Fund Transfers


Fund Transfers enables distributors and insurance carriers to perform fund transfer transactions in real-time.

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In-Force Web Services


In-Force Web Services replace error-prone, manual and paper-based post-issue activities with straight-through, electronically signed paperwork, automated processes — from request through to transaction confirmation.

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Insurance Profile


DTCC Insurance Profile is the only repository for annuities distributors to access expense, fee and commission schedule data from carriers in a centralized location.

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Insurance Information Exchange (IIEX)


DTCC’s Insurance Information Exchange (IIEX) is a new platform that transforms raw data into actionable insights using an API-enabled environment to consume insurance information.

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Licensing & Appointments automates and standardizes insurance carrier and distributor agent-related communications and provides settlement of licensing-and appointment-related fees.

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Positions & Valuations enables insurance carriers to send contract details on a daily, weekly, monthly or other basis, providing a current snapshot of their entire book of business.

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Producer Management Portal provides centralized sharing, tracking and verifying of producer training completions to manage and comply with NAIC requirements.

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Representative of Record facilitates changes of representative of record within a firm when the representative leaves the firm or when business is transitioned to another agent.

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Settlement Processing for InsuranceSM automates the settlement of post-issue money/funding allowing for the optimal facilitation of funds back to a client’s account.

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Subsequent Premiums transmits subsequent premium information from distributors to insurance carriers.

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