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Licensing & Appointments (LNA) automates and standardizes the two-way flow of information needed to manage producer information between insurance carriers and distributors, eliminating paper and simplifying data exchange.

LNA provides a streamlined and cost-effective means for the insurance market to exchange producer data. In addition, it affords carriers, distributors and their training vendors the ability to share producer training completions information amongst each other. This feature helps manage NAIC Suitability in Annuities model regulation for producer training.

 

  • WHO CAN USE THE SERVICE

    Licensing & Appointments (LNA) is available to firms that are members of DTCC’s National Securities Clearing Corporation (NSCC). Click here for information on how to become a member of NSCC.

  • HOW TO USE THE SERVICE

    Using either a traditional secured network connection or via the Access platform, participating companies can send attachments to their counterparties and obtain real-time status reports from the Messaging Dashboard. For more information, please see a demo.

  • BENEFITS

    With LNA, clients can:

    • Mitigate the potential for unauthorized sales by reconciling distributors’ and carriers’ records for licenses, appointments and training completions.
    • Decrease operating costs by reducing redundant manual processes and  eliminating paperwork, faxes and overnight mail.
    • Reduce the lead time for obtaining licensing and appointment authorizations, allowing agents to begin selling the same day, depending on various rules and regulations.
    • Use LNA Access®, a web-based / standalone tool with no additional cost, to enter required data for appointment requests and appointment terminations, producer terminations, address changes, producer ID changes, license confirmations, and training completions.

  • For More Information

    To request additional information, please click here.

Additional Resources

  • News

    Check out the latest news about DTCC's LNA services automating the two-way flow of information needed to manage information between insurance carriers and distributors.

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  • Client Center

    Get access to documentation and information necessary for DTCC's Licensing & Appointments (LNA) service. Visit our website or call at 1-888-382-2721 for any support.

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DTCC Learning offers comprehensive, fast-track training for DTCC customers of financial services organizations who are looking to expand their expertise and abilities in using the post-trade processing products and services provided by DTCC’s subsidiaries.

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