Security Position Reports
A Clear View of Participant Holdings
DTC’s Security Position Reports (SPR), help issuers, trustees and approved third-party agents see which DTC participants hold an issuer’s security during a specific time period. These reports also include contact information for those participants. Issuers can use this information to contact DTC participants about corporate events, such as annual meetings. DTC participants then share the information with their own customers, including the people or organizations that ultimately own the securities.
Registered users can log in to the SPR web service to request reports for their firm. These reports are available for a fee. Users can get them through a subscription or request them when needed. Subscriptions can be set up for different time periods, such as daily or monthly, and require at least a one-year commitment. Users can also choose how they want to receive the reports, including through a browser, spreadsheet or computer-to-computer facility, also known as CCF. (Note: CCF delivery is not available for Dividend Record Date Reports)
Key Features & Benefits
Flexible Access
Resources
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Announcements & Reports
Each month, DTCC measures sigma levels for a variety of transaction processes, including those for underwriting, redemptions, dividend and interest payments, and reorganization announcements.
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Asset Services Performance Metrics
Monitor the accuracy and timeliness of principal and interest (P&I) payment allocations through DTC's Performance Metrics reporting.
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DTCC Learning
DTCC Learning provides access to training materials, educational resources and documentation designed to help users understand DTCC products, services and operational processes.
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Reference Documentation
Explore important notices, regulatory rule filings, bylaws, risk management information and operational requirements from DTCC and its clearing agencies.