Explore Our Services

• Transaction Processing & Settlement Offerings

  Efficiency and stability built into every transaction

  Streamline fund processing with DTCC’s digital order submissions and confirmations, daily settled trades, standardized account updates across the ecosystem, and automated ETF share class conversions (coming soon). Together, these capabilities reduce the need for manual interventions and the associated risk.

  • Fund/SERV® - Electronically processes and settles transactions.
  • Defined Contribution Clearance & Settlement (DCC&S) - Streamlines purchases, redemptions, and exchange transactions for retirement accounts.

• Asset Transfer Offerings

  Move capital with speed, accuracy, and security 

  Reduce the cost and complexity of moving assets with DTCC’s automated asset transfer services. Frictionless transfers and re-registrations across intermediaries and fund companies reduce manual work, lower operational costs, and streamline even the most complicated movements.

  • ACATS-Fund/SERV® - Automates transfers and re-registrations.
  • Transfer of Retirement Assets - Seamlessly transfers from fund-sponsored assets to other mutual fund companies.

• Data Maintenance & Exchange Offerings

  Stay current with a single source of truth for fund data

  Get faster, more reliable fund insights from a unified, AI-powered data source—which automatically extracts information from prospectuses, consolidates mutual fund to ETF conversion data, and streamlines dividends, gains, and data sharing to keep everyone on the same page.

  • MF Info Xchange - Communicates time-critical notifications in real-time for funds and more.
  • Mutual Fund Profile Service - Automates distribution of critical information like prices, rates, and prospectus data.

• Reporting Offerings

  Accurate reporting, automated at scale

  Reduce the burden of reporting with DTCC’s investor positions and activity reporting, helping reconcile omnibus accounts with greater accuracy and less effort.

  • Omni/SERV - Centralizes communications for omnibus account relationships.
  • Retirement Plan Reporting - Standardizes retirement plan level information distribution among industry participants.

• Fees, Commissions, & Payment Processing Offerings

  Invoices, settlement, withholding, and dividends in a single flow

  Process and settle commissions, trail fees, and other payments accurately and on time with DTCC’s unified platform that integrates invoicing, detailed data exchange, and final consolidated settlements.

  • Payment aXis - Automates commissions and fee processing.
  • Networking Dividend File - Automates dividend and capital gains reporting and provides withholding data for daily settlement.