LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • MBS755-19
  • Oct 16, 2019
  • FICC - MBS
  • Service Updates
  • FICC Veterans Day Holiday Schedule
  • 12196-19
  • Oct 16, 2019
  • DTC
  • Dividends, International
  • Tax Relief – Country: Finland
    Security: NOKIA OYJ CUSIP: 654902204
    Record Date: 10/29/2019 Payable Date: 11/13/2019
    CA Web Instruction Deadline: 10/30/2019 8:00 PM ET
    ONE DAY CA WEB CUTOFF
  • 12396-19
  • Oct 16, 2019
  • DTC
  • Settlement
  • Holiday Schedule: Veterans Day 2019
  • 12395-19
  • Oct 16, 2019
  • DTC
  • Compliance
  • Additional Account Activation: BNYMellon/Dedicated Participant #79, #4341
  • 12197-19
  • Oct 16, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Halyk Bank of Kazakhstan 144A / Reg. S
    CUSIP: 46627J203 / 46627J302
    Bank of New York Mellon
  • 12290-19
  • Oct 15, 2019
  • DTC
  • Dividends, International
  • Tax Relief Country: Japan Security Name(s): GCB MITSUBISHI UFJ FIN D07/25/17 0.010% CUSIPs: 606822AQ7 RECORD DATE: 10/18/2019 PAYABLE DATE: 10/25/2019 CA Web Cut-Off: 10/22/2019 8:00 PM ET - REVISED
  • 12394-19
  • Oct 15, 2019
  • DTC
  • Compliance
  • Additional Account Retirement: The Bank Of New York Mellon/Fifth Third Bank, #2105
  • GOV733-19
  • Oct 15, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsoring Member of the Government Securities Division of FICC:
    Mizuho Securities USA LLC/Omnibus – GSD# 9923
  • 12299-19
  • Oct 15, 2019
  • DTC
  • Dividends, International
  • Tax Relief – Country: Canada
    Post-payable reclaim process
  • GOV734-19
  • Oct 14, 2019
  • FICC - GOV
  • Service Updates
  • FICC Veterans Day Holiday Schedule
Doc # Date Subsidiary Category Subject
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