LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 6206-17
  • Jun 23, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: RUSSIAN FEDERATION Issue Name: VOZROZHDENIE BANK
    CUSIP: 92915R101
    Record Date: 07/11/2017 Payable Date: TBD
    CA Web Instruction Deadline: 07/17/2017 8:00PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 08/28/2017 8:00PM ET
  • a8416
  • Jun 23, 2017
  • NSCC
  • Executive Notices
  • NSCC PROPOSED RULE CHANGE – FURTHER DESCRIBE AND CODIFY EXISTING PRACTICES RELATING TO THE BOND HAIRCUT (SR-NSCC-2017-009)
  • MBS387-17
  • Jun 23, 2017
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities LLC [JSTO] - Final Retire
  • 6069-17
  • Jun 23, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    CB SUMITOMO MITSUI BKG D01/18/13 01.500% JJ18/
    GCB SUMITOMO MITSUI BK D01/18/13 03.000% JJ23/
    GCB SUMITOMO MITSUI BK D01/19/16 0.010% 19/
    GCB SUMITOMO MITSUI BK D01/19/16 02.050% JJ19/
    SUMITOMO MITSUI BANKING CORPORATION 1.80%/
    SUMITOMO MITSUI BANKING CORPORATION 3.2%
    CUSIPs: 865622AY0/865622AZ7/865622CB8/865622CA0/865622AV6/865622AW4
    RECORD DATE: 07/03/2017 PAYABLE DATE: 07/18/2017
    CA Web Instructions Deadline: 07/12/2017 8:00 P.M. (EDT)
  • a8418
  • Jun 23, 2017
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • 6070-17
  • Jun 23, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCB SUMITOMO MITSUI BK D01/16/15 01.750% JJ18/
    GCB SUMITOMO MITSUI BK D01/16/15 02.450% JJ20/
    GCB SUMITOMO MITSUI BK D01/16/15 0.010% 18
    CUSIPs: 865622BQ6/865622BR4/865622BP8
    RECORD DATE: 06/30/2017 PAYABLE DATE: 07/16/2017
    CA Web Instructions Deadline: 07/10/2017 8:00 P.M. (EDT)
  • 6071-17
  • Jun 23, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    CB SUMITOMO MITSUI BKG D10/19/16 0.010%/
    GCB SUMITOMO MITSUI BK D07/19/13 02.500% JJ18/
    GCB SUMITOMO MITSUI BK D07/19/13 03.950% JJ23
    CUSIPs: 865622CD4/865622BC7/865622BE3
    RECORD DATE: 07/03/2017 PAYABLE DATE: 07/19/2017
    CA Web Instructions Deadline: 07/13/2017 8:00 P.M. (EDT)
  • 6072-17
  • Jun 23, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    Sumitomo Mitsui Banking Corporation Senior Floating Rate Notes due 2018/
    Sumitomo Mitsui Banking Corporation 3.65% Senior Notes due 2025/
    Sumitomo Mitsui Banking Corporation 2.65% Senior Notes due 2020/
    Sumitomo Mitsui Banking Corporation 1.95% Senior Notes due 2018
    CUSIPs: 865622BU7/865622BW3/865622BV5/865622BT0
    RECORD DATE: 07/07/2017 PAYABLE DATE: 07/23/2017
    CA Web Instructions Deadline: 07/17/2017 8:00 P.M. (EDT)
  • 5888-17
  • Jun 23, 2017
  • DTC
  • Underwriting
  • Section 3(c)(7) restrictions for owners of OZLM XVI Notes Due
    2030
  • 5889-17
  • Jun 23, 2017
  • DTC
  • Underwriting
  • Section 3(c)(7) restrictions for owners of: Cedar Funding II CLO, Ltd. and Cedar Funding II CLO, LLC:
Doc # Date Subsidiary Category Subject
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