LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 9864-18
  • Oct 23, 2018
  • DTC
  • Dividends, International
  • ***Russian Disclosure Request***
    Russian Disclosure Request – Country: RUSSIAN FEDERATION
    Issue Name: TMK
    CUSIP(s): 87260R300 | 87260R102
    Record Date: 10/18/2018
    Deadline : 11/02/2018 12:00 PM ET
  • 9931-18
  • Oct 23, 2018
  • DTC
  • Dividends, International
  • Tax Relief Country: Japan GCB144A JAPAN FIN ORGA D04/20/17 02.625% CUSIPs: 471068AM8 RECORD DATE: 10/18/2018 PAYABLE DATE: 10/24/2018 CA Web Cut-Off: 10/24/2018 8:00 PM ET ONE DAY CA WEB CUT OFF - REVISED
  • GOV509-18
  • Oct 23, 2018
  • FICC - GOV
  • Membership Updates
  • Delete Sponsored Members
  • GOV502-18
  • Oct 23, 2018
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • 9494-18
  • Oct 23, 2018
  • DTC
  • Dividends, International
  • Tax Relief – Country: Netherlands
    AKZO NOBEL NV CUSIP: 010199305
    Record Date: 10/29/2018 Payable Date: 11/02/2018
    Quick Refund Deadline : 12/06/2018 8:00 P.M. E.T.
  • 9491-18
  • Oct 22, 2018
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: OSCAR US Funding IX LLC
    CUSIPs:
    J6277XAA8/J6277XAB6/J6277XAC4/J6277XAD2/J6277XAE0/
    68784XAA4/68784XAB2/68784XAC0/68784XAD8/68784XAE6
    RECORD DATE: 10/31/2018 PAYABLE DATE: 11/13/2018
    CA Web Instructions Deadline: 11/05/2018 8:00 P.M. (EDT)
  • B9968-18
  • Oct 22, 2018
  • DTC
  • Operations
  • Suspension of DTC Services - American Retail Group, Inc 02931T106
  • 9699‐18
  • Oct 22, 2018
  • DTC
  • Dividends, International
  • Tax Relief Country: Canada
    Chemtrade Logistics Income Fund
    CUSIP: 16387P103
    Record Date: 09/28/2018 Payable Date: 10/31/2018
    Not Subject to Sift Tax CA Web CO Canadian Source: 10/24/2018 8:00 PM ET
    Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 10/24/2018 7:59 PM ET
  • 9490-18
  • Oct 22, 2018
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: OSCAR US Funding VI LLC/ OSCAR US Funding VII LLC/
    OSCAR US Funding VIII LLC
    CUSIPs:
    687846AD7/687846AC9/687846AB1/687846AE5/68784AAB2/68784AAC0/68784AAD8/
    68784AAE6/J6277PAD9/J6277PAB3/J6277PAE7/J6277PAC1/J6277CAB2/J6277CAC0/
    J6277CAD8/J6277CAE6/68784CAB8/68784CAC6/68784CAD4/68784CAE2/J6277EAA0/
    J6277EAB8/J6277EAC6/J6277EAD4/J6277EAE2/
    RECORD DATE: 10/31/2018 PAYABLE DATE: 11/13/2018
    CA Web Instructions Deadline: 11/05/2018 8:00 P.M. (EDT)
  • B9969-18
  • Oct 22, 2018
  • DTC
  • Operations
  • Special Deposit and Withdrawal Procedures - Osmotica Pharmaceuticals PLC CUSIP: G6S41R101
Doc # Date Subsidiary Category Subject
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