LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • GOV692-19
  • Jul 17, 2019
  • FICC - GOV
  • Service Updates
  • New FICC-GSD Acceptable Clearing Fund Collateral
  • MBS722-19
  • Jul 17, 2019
  • FICC - MBS
  • Service Updates
  • New FICC-MBSD Acceptable Clearing Fund Collateral
  • 11770-19
  • Jul 16, 2019
  • DTC
  • Dividends, International
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: MECHEL – PREF
    CUSIP: 583840509
    Record Date: 07/18/2019 Payable Date: TBA
    CA Web Instruction Deadline: 07/23/2019 8:00PM ET Quick Refund Instruction Deadline: 08/16/2019 8:00PM ET
  • TIW667
  • Jul 16, 2019
  • DerivSERV
  • Trade Information Warehouse - TIW
  • Credit Event Processing for Weatherford International Ltd.
  • B11774-19
  • Jul 16, 2019
  • DTC
  • Operations
  • Resumption of DTC Services - Befut Global Inc. (CUSIP: 05540J203)
    Korver Corp. (CUSIP: 50067G109)
    Natural Health Farm Holdings Inc. (CUSIP: 63889N103)
    Apotheca Biosciences Inc. (CUSIP: 03836L107)
  • B11771-19
  • Jul 15, 2019
  • DTC
  • Operations
  • Resumption of DTC Services - Upper Street Marketing, Inc. (CUSIP: 916636103)
    Anvia Holdings Corp (CUSIP: 037340106)
  • 11772-19
  • Jul 15, 2019
  • DTC
  • Operations, Reorganization
  • Extended Instruction Processing Time on Expiration Date for Select Voluntary Corporate Actions with an Expiration Between 6:00 PM and Midnight ET - Effective September 16, 2019
  • GOV691-19
  • Jul 15, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Members
  • 11773-19
  • Jul 15, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BAA Funding Limited (BFE*)
  • a8727
  • Jul 12, 2019
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
Doc # Date Subsidiary Category Subject
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