LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 6066-17
  • Jun 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    5 GCB SUMITOMO MITSUI FI D07/14/16 02.058% JJ21/
    5 GCB SUMITOMO MITSUI FI D07/14/16 02.632% JJ26
    CUSIPs: 86562MAE0/86562MAF7
    RECORD DATE: 06/29/2017 PAYABLE DATE: 07/14/2017
    CA Web Instructions Deadline: 07/07/2017 8:00 P.M. (EDT)
  • 6067-17
  • Jun 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCBREGS SUMITOMO MITSU D10/18/16 0.010% 19/
    144A SUMITOMO MITSUI T D10/18/16 0.010% 19
    CUSIPs: J7772GAX3/86563VAF6
    RECORD DATE: 07/03/2017 PAYABLE DATE: 07/18/2017
    CA Web Instructions Deadline: 07/11/2017 8:00 P.M. (EDT)
  • 6068-17
  • Jun 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: CB SUMITOMO MITSUI FIN D10/19/16 0.010% 21
    CUSIP: 86562MAJ9
    RECORD DATE: 07/03/2017 PAYABLE DATE: 07/19/2017
    CA Web Instructions Deadline: 07/11/2017 8:00 P.M. (EDT)
  • a8415
  • Jun 21, 2017
  • NSCC
  • Wealth Management Services
  • DTCC WEB PORTAL ENHANCEMENTS - FUND/SERV SECURITY ISSUE ID AND MEMBER PROFILE FORMS
  • 6065-17
  • Jun 21, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: OSCAR US Funding VI LLC
    CUSIPs:
    687846AE5/687846AD7/687846AC9/687846AB1/687846AA3
    J6277PAA5/J6277PAD9/J6277PAB3/ J6277PAE7/J6277PAC1
    RECORD DATE: 06/27/2017 PAYABLE DATE: 07/10/2017
    CA Web Instructions Deadline: 06/30/2017 8:00 P.M. (EDT)
  • 6175-17
  • Jun 21, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    144A& Reg S Indiabulls Real Estate Ltd.
    CUSIPS: 45409E101& 45409E200
    Deutsche Bank Trust Company Americas
  • 6176-17
  • Jun 21, 2017
  • DTC
  • Operations
  • Suspension of DTC Services - Axiom Holdings, Inc. CUSIP: 05463W108
  • 5958-17
  • Jun 21, 2017
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Arabian Food Industries Co Domty S.A.E.
    CUSIPS: 144A 03847E100 & Reg 03847E209
    Bank of New York Mellon
  • 5959-17
  • Jun 21, 2017
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    WIN Semiconductors Corp
    CUSIPS: 144A 92936W105 & Reg 92936W204
    Bank of New York Mellon
  • 6109-17
  • Jun 21, 2017
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    PJSC Transcontainer
    CUSIPS: 893556100
    Bank of New York Mellon
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