LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 3807-16
  • Jul 25, 2016
  • DTC
  • Dividends, International
  • Tax Relief Country: Austria
    Issuer: ZUMTOBEL
    CUSIP: 98982L109
    Record Date: 08/01/2016 Payable Date: 08/17/2016
  • 3655-16
  • Jul 25, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: GCB SUMITOMO MITSUI FI D03/09/16 03.784% MS26/02.934%
    MS21/0.010% 21
    CUSIPs: 86562MAC4/86562MAB6/86562MAD2
    RECORD DATE: 08/25/2016 PAYABLE DATE: 09/09/16
    CA Web Instructions Deadline: 08/31/2016 8:00 P.M. (EDT)
  • 3809-16
  • Jul 25, 2016
  • DTC
  • Compliance
  • Account Retirement: ANB Bank, #2082
  • 3627-16
  • Jul 22, 2016
  • DTC
  • Dividends
  • Important Tax Information
    Royal Bank of Canada Yorkville S&P 500 Trend Allocator PR Index ETN
    CUSIP: 78011D245
  • 3496-16
  • Jul 22, 2016
  • DTC
  • International
  • Tax Relief – Country: Netherlands Franks International N.V. CUSIP: N33462107 Record Date: 06/03/2016 Payable Date: 06/17/2016 **NON EDS*** REVISED
  • 3720-16
  • Jul 22, 2016
  • DTC
  • Dividends, International
  • Tax Relief Country: Canada
    Chemtrade Logistics Income Fund
    CUSIP: 16387P103
    Record Date: 6/30/16 | Payable Date: 7/29/16
    Not Subject to Sift Tax CA Web CO Canadian Source: 7/26/16 8:00 PM (ET)
    Not Subject to Sift Tax CA Web CO Non-Canadian Source:7/26/16 7:59 PM (ET)
  • 3806-16
  • Jul 22, 2016
  • DTC
  • Dividends
  • Important Tax Information
    The Blackstone Group L.P.
    CUSIP: 09253U108
    Record Date: 08/01/16 Payable Date: 08/08/16
  • a8233
  • Jul 22, 2016
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • 3808-16
  • Jul 22, 2016
  • DTC
  • International
  • Depositary Fees Notification
    Centrais Eletricas Brasileiras SA & Centrais Eletricas Brasileiras SA Com
    CUSIPs: 15234Q108 & 15234Q207
    JPMorgan Chase Bank, N.A.
  • 3736-16
  • Jul 21, 2016
  • DTC
  • Dividends, International
  • Tax Relief – Country: Italy
    INTESA SANPAOLO S.p.A. CUSIP: 46115HAJ6
    Record Date: 01/01/2017 Payable Date: 01/16/2017
    CA Web Instruction Deadline: 01/13/2017 8:00 P.M.
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