LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • a8359
  • Mar 27, 2017
  • NSCC
  • Wealth Management Services
  • Schedule Change to ACATS-Fund/SERV Transfer Record Modifications
  • 5448-17
  • Mar 27, 2017
  • DTC
  • Dividends, Operations, Reorganization
  • Corporate Actions Web (CA Web) Enhancements To Be Deployed on April 6, 2017
  • 5445-17
  • Mar 27, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Jumei
    CUSIPS: 48138L107
    Bank of New York Mellon
  • 5459-17
  • Mar 27, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Cox & Kings
    CUSIPS: 223899105
    Bank of New York Mellon
  • 5460-17
  • Mar 27, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Karur K.C.P Packkagings – Reg. S
    CUSIPS: 48576W102
    Bank of New York Mellon
  • 5461-17
  • Mar 27, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    S.E Investments – Reg. S
    CUSIPS: 78413C100
    Bank of New York Mellon
  • 5462-17
  • Mar 27, 2017
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Trader Media East 144A & Reg. S
    CUSIPS: 89255G109 & 89255G208
    Bank of New York Mellon
  • 5387-17
  • Mar 27, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: FINLAND UPM-KYMMENE CORPORATION CUSIP: 915436109 Record Date: 03/31/2017 Payable Date: 04/19/2017 CA Web Instruction Deadline : 04/03/2017 8:00 P.M. Documentation Deadline: 04/03/2017 5:00 P.M.

    ONE DAY ELECTION WINDOW
  • MBS336-17
  • Mar 27, 2017
  • FICC - MBS
  • Membership Updates
  • Cantor Fitzgerald & Co. [CFCH and CFMC] - Final Retire
  • 4920-17
  • Mar 27, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    TDK CORPORATION CUSIP: 872351408
    Record Date: 03/30/2017 Payable Date: TBA
    CA Web Cut-Off: 04/20/2017 8:00 P.M. ET
Doc # Date Subsidiary Category Subject
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