LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 6100-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCB144A SUMITOMO MITSU D09/17/13 02.950% MS18/
    GCBREGS SUMITOMO MITSU D09/17/13 02.950% MS18
    CUSIPs: 86563VAE9/J7772GAM7
    RECORD DATE: 09/02/2017 PAYABLE DATE: 09/17/2017
    CA Web Instructions Deadline: 09/13/2017 8:00 P.M. (EDT)
  • 6101-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCB144A SUMITOMO LIFE D09/20/13 06.500% MS73/
    GCBREGS SUMITOMO LIFE D09/20/13 06.500% MS73
    CUSIPs: 86564CAA8/J77549AA1
    RECORD DATE: 09/05/2017 PAYABLE DATE: 09/20/2017
    CA Web Instructions Deadline: 09/14/2017 8:00 P.M. (EDT)
  • 6561-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    144A SOMPO JAPAN INS D03/28/13 05.325% MS73/
    REG S SOMPO JAPAN INS D03/28/13 05.325% MS73
    CUSIPs: 835407AA5/J7620TAB7
    RECORD DATE: 09/13/2017 PAYABLE DATE: 09/28/2017
    CA Web Instructions Deadline: 09/22/2017 8:00 P.M. (EDT)
  • 6562-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCB144A SUNTORY HLDGS D10/01/14 02.550% MS19/
    GCBREGS SUNTORY HLDGS D10/01/14 02.550% MS19
    CUSIPs: 86803UAB7/J7818LAC4
    RECORD DATE: 09/23/2017 PAYABLE DATE: 09/29/2017
    CA Web Instructions Deadline: 09/27/2017 8:00 P.M. (EDT)
  • 6563-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: SUMITOMO MITSUI FNL GROUP INC CUSIPs: 86562MAL4
    RECORD DATE: 09/26/2017 PAYABLE DATE: 10/11/2017
    CA Web Instructions Deadline: 10/05/2017 8:00 P.M. (EDT)
  • 6565-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: 5 GCB SUMITOMO MITSUI FI D07/14/16 0.010%
    CUSIPs: 86562MAG5
    RECORD DATE: 09/29/2017 PAYABLE DATE: 10/14/2017
    CA Web Instructions Deadline: 10/05/2017 8:00 P.M. (EDT)
  • 6566-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    GCBREGS SUMITOMO MITSU D04/02/14 04.436% AO24/
    GCB144A SUMITOMO MITSU D04/02/14 04.436% AO24
    CUSIPs: J7771XAB5/86562MAA8
    RECORD DATE: 09/17/2017 PAYABLE DATE: 10/02/2017
    CA Web Instructions Deadline: 09/27/2017 8:00 P.M. (EDT)
  • 6567-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: CB SUMITOMO MITSUI BKG D01/12/17 0.010% 19
    CUSIPs: 865622CF9
    RECORD DATE: 09/26/2017 PAYABLE DATE: 10/11/2017
    CA Web Instructions Deadline: 10/05/2017 8:00 P.M. (EDT)
  • 6569-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name: CB SUMITOMO MITSUI BKG D01/12/17 0.010% 19
    CUSIPs: 65535HAG4
    RECORD DATE: 09/04/2017 PAYABLE DATE: 09/19/2017
    CA Web Instructions Deadline: 09/14/2017 8:00 P.M. (EDT)
  • 6569-17
  • Aug 22, 2017
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan Security Name: OSCAR US Funding VI LLCCUSIPs: 687846AE5/687846AD7/687846AC9/687846AB1/687846AA3 J6277PAA5/J6277PAD9/J6277PAB3/ J6277PAE7/J6277PAC1 RECORD DATE: 08/29/2017 PAYABLE DATE: 09/11/2017 CA Web Instructions Deadline: 09/01/2017 8:00 P.M. (EDT)
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