LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 11874-19
  • Sep 13, 2019
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland
    Security: Allegion PLC
    CUSIP: G0176J109
    Record Date: 09/16/2019
    Payable Date: 09/30/2019
    Relief at Source CA Web Cut‐Off: 09/19/2019 8:00 PM ET
  • 12083-19
  • Sep 13, 2019
  • DTC
  • Dividends
  • TORC Oil and Gas Ltd.(Stock Dividend Program) CUSIP: 890895303
    Record Date: 09/30/2019 Payable Date: 10/15/2019 Rate: 0.025 CAD per share
    DTC Instruction Cut-Off: 10/02/2019 8:00 P.M. New York time.
  • 11875-19
  • Sep 13, 2019
  • DTC
  • Dividends, International
  • Tax Relief - Country: The Netherlands
    Randstad N.V. CUSIP: 75279Q108
    Record Date: 09/30/2019
    Payable Date: 10/17/2019
    Quick Refund Deadline: 11/04/2019 8:00 PM ET
  • MBS736-19
  • Sep 13, 2019
  • FICC - MBS
  • Service Updates
  • FICC Columbus Day Holiday Schedule
  • 11972-19
  • Sep 13, 2019
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan REVISION 1 DAY ELECTION WINDOW Security Name: 5 GCBREGS SUMITOMO LIFE D09/20/13 06.500% 5 GCB144A SUMITOMO LIFE D09/20/13 06.500% CUSIPs J77549AA1 / 86564CAA8 RECORD DATE: 09/13/19 PAYABLE DATE: 09/20/19 CA Web Instructions Deadline: 09/16/19 8:00 P.M. (ET) - REVISED
  • 12084-19
  • Sep 13, 2019
  • DTC
  • Reorganization
  • CD Early Redemption Processing Changes for Wells Fargo CDs that are part of DTC's CERR program
  • GOV715-19
  • Sep 13, 2019
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member
  • MBS737-19
  • Sep 13, 2019
  • FICC - MBS
  • Membership Updates
  • J.P. MORGAN SECURITIES LLC [JSNP] - Intent to Retire
  • a8745
  • Sep 13, 2019
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • 11702‐19
  • Sep 12, 2019
  • DTC
  • Dividends, International
  • TaxRelief – Country: Japan
    ADVANTEST CORPORATION CUSIP: 00762U200
    Record Date: 9/27/2019 Payable Date: TBA
    CA Web Instruction Deadline: 10/22/2019 8:00 PM ET
Doc # Date Subsidiary Category Subject
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