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DTCC Consulting Services

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Securities Services


DTCC Consulting Services supports clients wanting to improve post-trade efficiency and prepare for the upcoming U.S. Treasury Clearing rule changes.

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Industry Themes

Every day, investors execute hundreds of millions of security transactions throughout financial marketplaces worldwide. For decades, DTCC has been a trusted intermediary facilitating these transactions, post-trade processing and settlement.

Over the past few years and across the globe, the post-trade landscape has evolved with increased regulations, like the Central Securities Depositories Regulation and accelerating the settlement cycle to T+1. Throughout these transitions, DTCC has been dedicated to preparing the industry by providing solutions and resources to successfully navigate these changes.

As global markets evolve, firms must continually assess processes and post-trade infrastructure to remain competitive. DTCC Consulting Services experts are available to help define and implement the right control and process enhancements, benchmark firm performances, address settlement fails, manage product implementation, revamp technical architecture, optimize overall trade processing operations and more.

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Service Offerings

T+1 Compliance
Using rigorous, detailed methods, our experts conduct T+1 post-implementation and compliance reviews.

Standing Settlement Instructions (SSI) & Reference Data Remediation
Our experts address known industry issues around SSI/Ref data for trade matching and overall operational efficiency to meet United Kingdom (UK) and Europe, Middle East & Africa (EMEA) T+1 requirements.

Institutional Trade Processing (ITP) Optimization & Best Practices
Our experts can identify opportunities for automation in-post execution and pre-settlement processes.

Counterparty Assessment & Outreach
Outreach and assessment from our experts for counterparties is available.

Settlement Optimization
Settlement fails and costs can be optimized by our experts.

Target Operation Model (TOM) Design
When assessing existing operating models, our experts can make recommendations to reduce key manual dependency, manual intervention for trade processing as well as enhance STP rates.

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Case Studies

Project Type: Diagnostic and Design | Client Type: U.S. Broker | Duration: 10 weeks

DTCC Consulting Services was engaged by a U.S. domestic retail broker facing issues around streamlining their controls and processes around core trading activity within the context of T+1 in the U.S. market and ensuring compliance with relevant SEC rule changes.

Global Asset Manager Case Study: ASIC Data Lineage Review

U.S. Broker Case Study: T+1 Readiness Assessment

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Insights

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Resources

T+1: The importance of counterparty performance assessment

T+1: The importance of counterparty performance assessment

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T+1: The importance of securities reference data

T+1: The importance of securities reference data

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T+1: Examples of DTCC Consulting optimizing reference data processes for firms

T+1: Examples of DTCC Consulting optimizing reference data processes for firms

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How DTCC Consulting Services can help prepare for global accelerated settlement

How DTCC Consulting Services can help prepare for global accelerated settlement

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How can DTCC Consulting Services can help optimize SSI workflows in preparation for T+1

How DTCC Consulting Services can help optimize SSI workflows in preparation for T+1

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Next Steps

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