Regulatory Reporting

At DTCC Consulting, we’re helping firms move beyond regulatory reporting compliance and build more effective reporting capabilities.

Regulatory Reporting

Simplifying Global Regulatory Reporting

The regulatory reporting landscape is becoming increasingly complex. The industry’s focus is shifting from whether firms have reported to how well they are reporting their data. Firms must keep pace and stay compliant or risk data quality issues that can lead to costly fines.

As regulatory reporting ecosystems become more interconnected, firms face growing pressure to strengthen controls, maintain data quality and improve efficiency across fragmented systems, all while making strategic decisions about how best to deploy limited internal resources.

Looking ahead, regulatory reporting requirements will continue to evolve, with rising expectations around data quality, governance and controls. DTCC Consulting helps firms stay ahead of these changes and prepare for the future of financial regulation with confidence.

How We Can Help

Regulatory Readiness

We support clients through regulatory reporting transformations and implementations, providing guidance on rule interpretation, readiness assessments and business and data requirements definition. From testing strategies through to go-live and BAU transition, we help ensure a smooth and compliant transformation.

Control Framework Reviews

Our experts conduct front-to-back reviews of your regulatory reporting control frameworks across data, technology, operating models, processes and governance. We identify improvement opportunities and provide tailored recommendations to strengthen reporting quality, reduce risk and achieve your desired target state.

Remediation Support

We help firms identify and resolve reporting quality issues through data reviews, root cause analysis, remediation planning and regulatory resubmissions. Our teams also support data lineage reviews and mapping updates to drive lasting improvements in reporting accuracy and control.

Helping a Global Asset Manager Achieve Regulatory Compliance

Discover how we enabled a global asset manager to meet complex ASIC regulatory requirements and ensure accurate, compliant reporting.

Why DTCC Consulting?

We Put Our Clients’ Needs at the Center of Everything We Do

Our goal with every engagement is to build trust and loyalty, providing value at every step and truly understanding the client’s goals and pain points.

We’re a Trusted Partner and Strategic Advisor for Our Clients and the Industry

DTCC Consulting was established to complement the pivotal role that DTCC plays in the global financial services industry. Our team brings decades of unmatched post-trade experience and expertise.

We Have a Unique View Across the Financial Landscape

No external firm knows DTCC products and the complexities of back-office infrastructure better than our own consulting arm, which enables us to offer proprietary market insights, industry benchmarking and peer analysis.

We Know Our Data

Leveraging proprietary DTCC data and market insights, our consultants help clients reduce costs, improve operational efficiency, increase accuracy and strengthen risk management.

We’re Deliberately Tech-Agnostic

This can sometimes even mean recommending third-party solutions other than DTCC. We leverage our relationships and expertise to provide front-to-back consulting, utilizing our diagnostic, design and delivery approach.

We Help Firms of All Sizes

We support all parts of the financial markets and post-trade ecosystem; this includes leading operations teams within investment banks, asset managers and financial market infrastructure, covering both regulatory reporting and securities services.

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