Doc #
Date
Subsidiary
Category
Subject
Aug 31, 2020
FICC - MBS
Service Updates
Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
Aug 31, 2020
Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
Aug 31, 2020
DTC
Dividends, International
Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
Aug 31, 2020
Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
Aug 31, 2020
NSCC
Clearing Services - Equities
New Features Now Available in NSCC Risk Client Portal
Aug 31, 2020
New Features Now Available in NSCC Risk Client Portal
Aug 31, 2020
DTC
Underwriting
Discontinuing of Money Market Instrument Modification Notices on PBS Function IMPP and CA Web
Aug 31, 2020
Discontinuing of Money Market Instrument Modification Notices on PBS Function IMPP and CA Web
Aug 31, 2020
FICC - GOV
Membership Updates
New Sponsored Member
Aug 31, 2020
New Sponsored Member
Aug 31, 2020
DTC
Dividends, International
TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
Record Date: 09/04/2020 Payable Date: 09/18/2020
Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
Aug 31, 2020
TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
Record Date: 09/04/2020 Payable Date: 09/18/2020
Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
Aug 28, 2020
DTC
Dividends, International
Tax Relief – Country: Italy
Intesa Sanpaolo S.p.A. CUSIP: 46115HAD9
Record Date: 02/09/2021 Payable Date: 02/24/2021
CA Web Cut-Off: 02/23/2021 8:00 P.M. ET
Aug 28, 2020
Tax Relief – Country: Italy
Intesa Sanpaolo S.p.A. CUSIP: 46115HAD9
Record Date: 02/09/2021 Payable Date: 02/24/2021
CA Web Cut-Off: 02/23/2021 8:00 P.M. ET
Aug 28, 2020
DTC
Depositary Service Fee, International
Depositary Fees Notification
Security: Yintech Investment
CUSIP: 98585M108
Bank of New York Mellon
Aug 28, 2020
Depositary Fees Notification
Security: Yintech Investment
CUSIP: 98585M108
Bank of New York Mellon
Aug 28, 2020
DTC
Depositary Service Fee, International
Depositary Fees Notification
Security: CARREFOUR S.A.
CUSIP: 144430204
Deutsche Bank Trust Company Americas
Aug 28, 2020
Depositary Fees Notification
Security: CARREFOUR S.A.
CUSIP: 144430204
Deutsche Bank Trust Company Americas
Aug 28, 2020
DTC
Dividends
Important Tax Information
Oaktree Capital Group, LLC
CUSIP: 674001300
Record Date: 09/01/20 Payable Date: 09/15/20
Aug 28, 2020
Important Tax Information
Oaktree Capital Group, LLC
CUSIP: 674001300
Record Date: 09/01/20 Payable Date: 09/15/20
Doc #
Date
Subsidiary
Category
Subject