LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 13353-20
  • Apr 30, 2020
  • DTC
  • Agent Services/Trustees
  • Update on Temporary Suspension of DTC Physical Securities Processing
  • 13352-20
  • Apr 30, 2020
  • DTC
  • Operations
  • Update on Temporary Suspension of DTC Physical Securities Processing
  • GOV887-20
  • Apr 30, 2020
  • FICC - GOV
  • Membership Updates
  • New Sponsored Member - REVISED
  • B13359-20
  • Apr 30, 2020
  • DTC
  • Operations
  • Resumption of DTC Services –
    00725F308 ADRENALINE NATION ENTERTAINMENT

    12507U106 CDI DEVELOPMENTS, INC
  • B13355-20
  • Apr 30, 2020
  • DTC
  • Operations
  • Resumption of DTC Services –
    • Signpath Pharma, Inc. (SYMBOL: SGHT; CUSIP: 826712101)
    • BioXyTran, Inc (SYMBOL: BIXT; CUSIP: 09075D102)
    • Bravatek Solutions, Inc (SYMBOL: BVTK; CUSIP: 10568D302)
  • B13354-20
  • Apr 29, 2020
  • DTC
  • Operations
  • Resumption of DTC Services –
    • Applied Biosciences Corp. (SYMBOL: APPB; CUSIP: 03815L102)
    • Arrayit Corporation (SYMBOL: ARYC; CUSIP: 04269N107)
  • 13351-20
  • Apr 29, 2020
  • DTC
  • Compliance
  • Additional Account Name Change: BNYMELLON/DEDICATED PARTICIPANT #59, #2912
  • 13349-20
  • Apr 29, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: SWEDEN
    SECURITAS CUSIP: 81373F105
    Record Date: 05/11/2020 Payable Date: 05/29/2020
    Relief at Source CA Web Cut-Off: 05/18/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/22/2020 8:00 PM ET
  • 13350-20
  • Apr 29, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: SWEDEN
    TELE2 CUSIP: 87952P307
    Record Date: 05/13/2020 Payable Date: 06/02/2020
    Relief at Source CA Web Cut-Off: 05/19/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/24/2020 8:00 PM ET
  • 13184-20
  • Apr 29, 2020
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Rolls- Royce Holdings PLC
    CUSIPs # 775781206
    JPMorgan Chase Bank, N.A.
Doc # Date Subsidiary Category Subject
Download Checked Items
1 2 3 4 5 6 7 8 9 10
Download By Date Range
dtccdotcom