Legal & Regulatory

May 21, 2026 Agent Services Update to RedCal Lite Template and Submission Requirements in Connection with AnnounceDirect

Apr 02, 2026 Agent Services Payment Without Presentation Update

Jan 27, 2026 Agent Services IAP, LENS, and CA Notification Requirements

Jan 09, 2026 Agent Services REVISED - Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Dec 23, 2025 Agent Services Securities Processing Application (“SPA”) – Direct Registration System (“DRS”) – DRS Agent Approve or Reject and Deliver Order Instruction via MQ (PSPADRSA01) – DRS Agent Pending Profile Deposit Notification via MQ (PSPADRSA02) – DRS Withdrawal by Transfer Agent Approve or Reject via MQ (PSPADWTA01) – DRS Withdrawal by Transfer Agent – Pending Instruction Notification via MQ (PSPADWTA02) Specifications

Dec 23, 2025 Agent Services Securities Processing Application (“SPA”) – Deposit and Withdrawal at Custodian (DWAC) – DWAC Agent Approve or Reject Instruction via MQ (PSPADWCA01) – DWAC Agent Pending Instruction Notification via MQ (PSPADWCA02) – Specifications

Nov 10, 2025 Agent Services AnnounceDirect Testing Region Provisioned for DTC FAST Transfer Agents

Nov 05, 2025 Agent Services REDCAL and BMA CCF System Enhancements - Rate Update Capability

Oct 27, 2025 Agent Services AnnounceDirect Testing Region Access for DTC FAST Transfer Agents

Jul 08, 2025 Agent Services Equiniti DTCC Participant Fee Schedule