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Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

    GOV1441-23

    Mar 16, 2023 Clearing Services Delete Sponsored Member

    18236-23

    Mar 15, 2023 Clearing Services Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)

    GOV1438-23

    Mar 13, 2023 Clearing Services Executing Firm Master File Update – Pershing LLC / 9585

    CMU64-23

    Mar 09, 2023 Clearing Services UPDATE - TENDER OPT BD TR RCPTS / CTFS VAR STS

    MBS1199-23

    Mar 08, 2023 Clearing Services 2023 EPN Sub-Account Additions

    CMU63-23

    Mar 08, 2023 Clearing Services TENDER OPT BD TR RCPTS / CTFS VAR STS

    CMU64-23

    Mar 08, 2023 Clearing Services TENDER OPT BD TR RCPTS / CTFS VAR STS - Postponement

    a9272

    Mar 03, 2023 Clearing Services Changes to Volatiltiy Haircut Schedule for Illiquid Securities and Unit Investment Trusts

    MBS1196-23

    Mar 03, 2023 Clearing Services VINING-SPARKS IBG, LIMITED PARTNERSHIP [MBVN] - Final Retire

    a9264

    Feb 24, 2023 Clearing Services Implementation Date of Changes in the Calculation of the National Securities Clearing Corporation’s Excess Capital Premium Charge

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Important Notices Archive

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MBS898-20

Aug 31, 2020 Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon

a8893

Aug 31, 2020 New Features Now Available in NSCC Risk Client Portal

13049-20

Aug 31, 2020 Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM

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