Legal & Regulatory

Aug 12, 2026 Sponsored Member - Name Change

Aug 07, 2026 New Agent Clearing Member of the Government Securities Division of FICC: ASL Capital Markets Inc./ACM Omnibus – GSD Member #9485

Aug 06, 2026 New Participant in the Netting System of the Government Securities Division of FICC: Deutsche Bank AG London Branch – GSD #9725

Aug 04, 2026 Final Retirement – ABN AMRO Securities (USA) LLC/ ABN AMRO Bank NV

Jul 30, 2026 New Sponsoring Member of the Government Securities Division of FICC: U.S. Bancorp Investments, Inc./Omnibus CIL – GSD #94FI

Jul 30, 2026 New Sponsoring Member of the Government Securities Division of FICC: Mizuho Securities USA LLC/Omnibus CIL – GSD #94EH

Jul 27, 2026 New Sponsoring Member of the Government Securities Division of FICC: Deutsche Bank Securities Inc./Omnibus – GSD #9709

Jul 27, 2026 Submission of Rule Filing SR-FICC-2026-009 – Regulatory Information Requests and Indemnification of Reported Data

Jul 24, 2026 Submission of Rule Filing SR-FICC-2026-008 and Advance Notice Filing SR-FICC-2026-802 – Establish a Guaranty Fund at the Government Securities Division

Jul 21, 2026 GSD Business Continuity and Disaster Recovery – Testing Schedule