LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • a8916
  • Oct 19, 2020
  • NSCC
  • Service Updates
  • Holiday Schedule: Veterans Day 2020
  • a8917
  • Oct 19, 2020
  • NSCC
  • Mutual Funds Services
  • MFPS I Price & Rate Enhancements – Negative Rate for Money Market Funds
  • a8915
  • Oct 16, 2020
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8912
  • Oct 15, 2020
  • NSCC
  • Clearing Services - Equities
  • SCHEDULING CHANGE TO THE DISTRIBUTION TIME OF THE CNS EQUITY MASTER FILE
  • a8913
  • Oct 15, 2020
  • NSCC
  • Mutual Funds Services
  • DTCC WEB PORTAL ENHANCEMENT - FUND/SERV SECURITY ISSUE ID AND MEMBER PROFILE MODIFY FORMS
  • a8914
  • Oct 15, 2020
  • NSCC
  • Clearing Services - Equities
  • Implementation Date of the Margin Liquidity Adjustment Charge and Bid-Ask Risk Charge in the VaR Charge
  • a8907
  • Oct 12, 2020
  • NSCC
  • Clearing Services - Equities
  • Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge
  • a8911
  • Oct 09, 2020
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8910
  • Oct 08, 2020
  • NSCC
  • Alternative Investment Products - AIP, Mutual Funds Services, Service Updates, Clearing Services - Equities, Insurance and Retirement Services
  • Decommission of HTTP for PBS and Settlement Web Access
  • a8908
  • Oct 06, 2020
  • NSCC
  • Clearing Services - Equities
  • NSCC BEGINS COLLECTING FEES FOR THE MEMBERS EXCHANGE
Doc # Date Subsidiary Category Subject
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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