FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE
FICC - GOV, FICC - MBS
Revise the Voluntary Withdrawal Provisions of the Rules
Revise the Voluntary Withdrawal Provisions of the Rules
NSCC
Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC
and DTC
DTC
Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC
and DTC
NSCC
Modify the NSCC Rules & Procedures with Respect to the Receipt of CNS Securities
DTC
Amend the Settlement Service Guide
DerivSERV
DR Rule Certification in connection with amendments to DDR CFTC Fee Schedule
DR Rule Certification in connection with amendments to DDR CFTC Fee Schedule
DTC
Change to DTC’s New Issue Information Dissemination Service to Unwind a Prior Rule Filing and Provide a More Accurate Description of the Service
FICC - GOV, FICC - MBS
Modify the Clearing Agency Operational Risk Management Framework
DTC
Modify the Clearing Agency Operational Risk Management Framework
NSCC
Modify the Clearing Agency Operational Risk Management Framework
FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE