LEGAL & REGULATORY

Adopt Fees for a New Pair-Off Message That May Be Processed through the EPN Service Federal Release
(Release No. 34-97559; File No. SR-FICC-2023-007)
May 24, 2023

Amend the Clearing Agency Investment Policy Federal Release
(Release No. 34-97597; File No. SR-NSCC-2023-005) 
May 25, 2023

Amend the Clearing Agency Investment Policy Federal Release
(Release No. 34-97596; File No. SR-FICC-2023-006)
May 25, 2023

Amend the Clearing Agency Investment Policy

Federal Release

(Release No. 34-97595; File No. SR-DTC-2023-005)

May 25, 2023

Make Administrative Updates to FICC’s GSD Rules, MBSD Rules, EPN Rules, and Restated Certificate of Incorporation

Make Administrative Updates to NSCC’s Rules and Certificate of Incorporation Federal Release
(No. 34-97249; File No. SR-NSCC-2023-004)
April 4, 2023

Make Administrative Updates to DTC’s Rules, Organization Certificate, and Certain Service Guides Federal Release
(No. 34-97250; File No. SR-DTC-2023-004)
April 4, 2023

Update the Clearing Agency Securities Valuation Framework Federal Release
(No. 34-97284; File No. SR-DTC-2023-003)
April 11, 2023

Update the Clearing Agency Securities Valuation Framework Federal Release
(No. 34-97283; File No. SR-FICC-2023-004)
April 11, 2023

Update the Clearing Agency Securities Valuation Framework Federal Release
(No. 34-97280; File No. SR-NSCC-2023-003) 
April 11, 2023