DTC’s Security Position Reports (SPR) is a web service that enables issuers, trustees and authorized third-party agents to see the position holdings of DTC participants in the issuer’s security as of a specified time period. The position reports also include contact information, through which issuers can notify DTC participants regarding corporate-related events such as annual meetings. DTC participants are responsible for distribution of this information to their customers, including ultimate beneficial owners.
Registered users login to the web service to request security position reports for their firm. Security Position Reports are available for a fee via subscription or by special request as needed. Subscriptions are for various intervals such as daily and monthly and are for a one-year minimum period. Registered users can choose from a variety of convenient report delivery methods, including browser, spreadsheet, and computer-to-computer facility (CCF) transmission. (Note: CCF delivery not available for Dividend Record Date Reports.) For more detailed information please see our Pricing.
The SPR service is often used in conjunction with DTC’s Proxy Services.