Securities Processing

Safekeep, move and manage physical and electronic securities through centralized processing.
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Securities Processing

Safekeeping Your Assets

Through its suite of Securities Processing services, The Depository Trust Company (DTC) provides participant firms and transfer agents with centralized safekeeping, inventory management and transaction-processing capabilities for a broad range of eligible securities. The services support deposits and withdrawals, electronic book-entry transfers, direct registration and the custody of physical securities that cannot be held through DTC’s core depository services.

By connecting participants with DTC and FAST transfer agents, Securities Processing facilitates the movement of positions into and out of DTC accounts while reducing reliance on physical certificates. Centralized, automated workflows give firms greater visibility into securities inventory and transaction status, support more efficient reconciliation and recordkeeping and help lower the costs and risks associated with manual handling, certificate movement, loss, delay, forgery and counterfeiting. Together, these capabilities help participants simplify operations, strengthen control over securities positions and provide more timely service to issuers and investors. 

Key Benefits

Centralized Securities Management

Manage inventory and transactions for deposits, withdrawals, registration and custody in one place.

Efficient Deposits and Withdrawals

Move eligible securities into and out of DTC with better tracking and recordkeeping.

Reduced Certificate Handling

Use book-entry processing and direct registration to reduce the movement and risk of physical certificates.

Specialized Safekeeping

Outsource the safekeeping and processing of physical securities that cannot use DTC’s core depository services.

Modernized Processing Experience

Use the Securities Processing Application for simpler workflows, more automation, improved reporting and modern connectivity.
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Supporting the Efficient Movement and Settlement of Securities

We help financial institutions manage the movement, servicing and settlement of securities throughout their lifecycle. Every day, firms handle large volumes of transactions involving stocks, bonds and other financial instruments that must be accurately recorded, transferred, settled and maintained. Securities Processing helps streamline these activities so market participants can manage transactions efficiently while maintaining accurate ownership records.

Explore Our Services

Securities Processing products and services helps firms streamline the safekeeping, transfer and management of securities through a fully integrated set of custody and processing services. From electronic deposits and withdrawals to direct registration and inventory management, these solutions provide secure, scalable and efficient capabilities that support the seamless movement of securities across the marketplace.