Issuer Services
Get Your Information Faster
In the financial industry, timely, accurate communication is essential. Issuers, trustees and agents need reliable ways to understand where securities are held, distribute important information and reach the financial intermediaries that act on behalf of investors. Issuer Services provides a centralized set of communication and information resources for securities eligible at The Depository Trust Company (DTC), helping connect issuers and their authorized representatives with DTC Participants and, through them, underlying shareholders.
Centralizing these activities within DTC’s infrastructure helps reduce fragmented communications and manual administration, improve visibility into holdings and event information, and promote more timely and consistent delivery of materials. By simplifying access to trusted information and established communication channels, Issuer Services helps firms lower cost, strengthen transparency and oversight, and reduce operational and communication risk across the securities lifecycle.
Key Features & Benefits
Increased Transparency
Operational Efficiency
Cost-Effective Outreach
Trusted Infrastructure
Explore Our Services
Access tools and services that streamline shareholder communications, reporting and issuer outreach.
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Issuer Agent Portal
A one-stop platform for agents, trustees and issuers to submit investor communications for dissemination, including notices for compliance with SEC Rule 17Ad-16, Legal notices and Tax notices. - Learn More
Legal Notice System (LENS)
Provides access to a comprehensive online library of notices concerning DTC-eligible securities that are published and furnished by third-party agents, courts and security issuers. - Learn More
Proxy Services
Provides an essential link between DTC participants and issuers of eligible securities, supporting communications from issuers on matters such as shareholder meetings and consents, bankruptcies and dissenters/appraisal rights. - Learn More
Security Position Reports
Gives issuers, trustees and authorized third-party agents valuable information on the position holdings of DTC participants in the issuer’s security as of a specified time period.