Broad Market Reach
Connects issuer communications within a wide community of market participants.
Issuer Agent Portal
Better Visibility to Critical Issuer Communications
Market participants rely on timely access to support informed decision-making and ongoing operational obligations. The Issuer Agent Portal helps issuers, transfer agents and trustees share important legal, tax and transfer-agent notices through DTCC's Legal Notice System (LENS), creating a centralized source for communications in the marketplace.
By helping distribute key issuer information through an established industry utility, the portal supports transparency, improves access to information and helps stakeholders stay informed about events that may affect securities they administer, service or hold.
Key Features & Benefits
Support for Regulatory Communications
Facilitates the distribution of notices associated with regulatory requirements.
Purpose-Built for the Issuer Community
Provides a dedicated channel designed for issuers, transfer agents, trustees and other eligible parties.
User Documentation
Access key documents, guides, forms and reference materials that support your use of this product and help you navigate important service requirements.
Resources
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Announcements & Reports
Each month, DTCC measures sigma levels for a variety of transaction processes, including those for underwriting, redemptions, dividend and interest payments, and reorganization announcements.
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Asset Services Performance Metrics
Monitor the accuracy and timeliness of principal and interest (P&I) payment allocations through DTC's Performance Metrics reporting.
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DTCC Learning
DTCC Learning provides access to training materials, educational resources and documentation designed to help users understand DTCC products, services and operational processes.
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Reference Documentation
Explore important notices, regulatory rule filings, bylaws, risk management information and operational requirements from DTCC and its clearing agencies.