Legal Notice System Data

Leverage one of the industry's most comprehensive repositories of securities-related legal notices to help monitor portfolio impacts, support compliance and improve client service.
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Legal Notice System Data

Stay Current on Events That Matter

In today's fast-moving markets, firms need timely access to information that may affect portfolio holdings, regulatory obligations, and client communications. Every day, issuers, trustees, agents and courts publish notices related to DTC-eligible securities—including bankruptcies, defaults, class actions, tax notices and other important events 

DTCC's Legal Notice System (LENS) Data provides access to one of the most comprehensive repositories of securities-related legal notices in the United States. Through a centralized and searchable library updated daily, firms can quickly locate relevant notices, maintain awareness of events impacting their securities, and distribute information across their organizations as needed.  

By providing notices in their original document form shortly after they become available to DTCC, LENS Data helps firms support compliance activities, improve operational efficiency, and deliver better service to clients. 

Key Features & Benefits

Daily Updates

Get complete access to the information clients need, affecting portfolio holdings daily.

Simplified Search

Locate relevant notices by CUSIP, Keyword, Notice Type, or Document Number.

Historical Access

View five years of historical notices.

Easily View & Share Notices

View, download or email important notices with colleagues or clients.

Eliminate Guesswork with Custom Email Alerts

Choose daily custom email notifications based on a specific CUSIP interest list or notice type.

Save Time with Bulk Downloads

Receive notices in customized bulk downloads from one centralized source.