FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE
NSCC
Enhance NSCC’s Clearing Fund Methodology
Enhance NSCC’s Clearing Fund Methodology
DTC
Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
DTC
Align the Notice Period for Missed Transfer Adjustments in the Reorganizations Service Guide
NSCC
Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for
Certain Networking Payments, and Clarify Certain Fees
DTC
Amend the DTC Rules to Align a Provision with Rule 17ad-22(e)(19) under the Securities Exchange Act of 1934
NSCC
Concerning NSCC's Ability to Support Industry Efforts to Extend Trading Hours for the U.S. Equity Markets
DTC
Proposed Rule Change to Make Corrections, Clarifications and Certain Other Changes to the DTC Rules and Procedures
NSCC
Concerning a New Customer Net Margin Account Option for Agent Clearing Members in the Securities Financing Transaction Clearing Service
FICC - GOV, FICC - MBS
Make Corrections, Clarifications and Certain Other Changes to the GSD Rules, MBSD Rules, and EPN Rules
DerivSERV
DDR Rule Certification in connection with amendments to DDR Rulebook
DDR Rule Certification in connection with amendments to DDR Rulebook
FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE