LEGAL & REGULATORY

Policy & Compliance

Subject Description Type Date
  • DTC Disclosure Framework
  • The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
  • PDF
  • Aug 08, 2018
  • FICC Disclosure Framework
  • The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
  • PDF
  • Aug 08, 2018
  • NSCC Disclosure Framework
  • The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
  • PDF
  • Aug 08, 2018
  • CPMI IOSCO Quantitative Disclosure Results 2017 Q3
  • These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
  • xlsx
  • Dec 21, 2017
  • CPMI IOSCO Quantitative Disclosure Results 2017 Q3
  • These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
  • PDF
  • Dec 21, 2017
  • DTCC UK Tax Strategy
  • Pursuant to paragraph 16, Schedule 19, of the UK Finance Act 2016, The Depository Trust & Clearing Corporation (DTCC) publishes this annual statement on behalf of its UK subsidiaries for the year ended December 31, 2016.
  • PDF
  • Dec 20, 2017
Subject Description Type Date
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