LEGAL & REGULATORY

Regulatory Rule Filings

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • DTC-2019-003
  • DTC
  • Change to Amend the Reorganizations Service Guide

  • FICC-2019-001
  • FICC - GOV, FICC - MBS
  • Amend the GSD and MBSD Methodology Documents and the MBSD Clearing Rules

  • FICC-2018-802
  • FICC - GOV
  • Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
  • File No. SR-FICC-2018-802 

    (February 13, 2018)

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
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