Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC"). To view the rules and procedures that govern each subsidiary's operations, including information on default procedures or insolvency, please see Rules and Procedures.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC-023 |
February 03, 2012 | UPDATES TO THE LIST OF OTC CLEARED SECURITIES... | |
| a7374 |
February 03, 2012 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| a7372 |
February 02, 2012 | POSTPONEMENT OF REVISION TO NSCC CLEARING FUND METHODOL... | |
| a7373 |
February 02, 2012 | CUSIP's to be exited from CNS and future trades designa... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| MBS223.11 |
December 30, 2011 | TMPG Update (THIS NOTICE IS A REMINDER)... | |
| MBS222.11 |
December 30, 2011 | JP Morgan Clearing Corp.... | |
| GOV178.11 |
December 29, 2011 | Important Reporting Requirements... | |
| MBS221.11 |
December 29, 2011 | Ellington Management Group, LLC [EHHE] - Activation... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 0168-12 |
February 03, 2012 | Important Tax Information Ares Capital Corporation CU... | |
| 0170-12 |
February 03, 2012 | TaxRelief - Country: Japan PIGEON CORPORATION | CUSIP: ... | |
| 0165-12 |
February 03, 2012 | The Bank of New York Mellon - ADRs that the bank, as AD... | |
| 0157-12 |
February 02, 2012 | Depositary Fees Notification Pixelplus Co., Ltd. C... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| z0028 |
September 30, 2011 | Systemic Risk White Paper Available... | |
| Z0027 |
August 28, 2011 | DTCC REMAINS OPEN FOR OPERATION ON AUGUST 29... | |
| Z0026 |
November 19, 2010 | Customer Guidelines for Equipment Relocation / Router D... | |
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw205 |
January 30, 2012 | Loan Early Termination Event Processing for Domtar Corp... | |
| ms114 |
January 27, 2012 | MarkitSERV to implement novation consent submission dea... | |
| tiw202 |
January 27, 2012 | Auction Processing for NORTHERN ROCK (ASSET MANAGEMENT)... | |
| tiw204 |
January 27, 2012 | Revisions to Operating Procedures Appendix A... | |
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