Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 OTC#172 |
September 08, 2010 | Updates to the List of Cleared Securities... | |
| a7057 |
September 08, 2010 | EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES... | |
| OTC#171 |
September 07, 2010 | Updates to the List of Cleared Securities... | |
| a7056 |
September 03, 2010 | CHANGES IN THE LIST OF PARTICIPANTS... | |
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Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| GOV116.10 |
September 08, 2010 | New Participant in the Repo Netting System of the Gover... | |
| MBS123.10 |
September 08, 2010 | 2010 EPN Sub-Accounts... | |
| GOV115.10 |
September 08, 2010 | Executing Firm Master File Update - Pershing LLC / 9585... | |
| GOV114.10 |
September 08, 2010 | Executing Firm Master File Update - J. P. Morgan Cleari... | |
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The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 7156-10 |
September 08, 2010 | Tax-Relief-Country: Spain, BBVA International Preferred... | |
| 7166-10 |
September 08, 2010 | Additional Account Activation: Maple Securities USA Inc... | |
| 7158-10 |
September 08, 2010 | Depositary Fees Notification Linde AG CUSIP: 535223... | |
| 7157-10 |
September 08, 2010 | Depositary Fees Notification Adidas AG CUSIP: 00687... | |
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The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| Z0024 |
September 22, 2009 | DTCC's Business Continuity Planning - H1N1 Pandemic... | |
| Z0023 |
July 31, 2009 | Notice of Transfer and Undertaking... | |
| Z0022 |
July 24, 2009 | Transfer of the Loan/SERV business... | |
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DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw074 |
September 08, 2010 | Credit Event Processing for World Directories B.V.... | |
| tiw073 |
September 08, 2010 | Revision to The Warehouse Trust Company LLC Operating P... | |
| ms61 |
September 03, 2010 | Revisions to the MarkitSERV Operating Procedures (the "... | |
| ms60 |
September 02, 2010 | MarkitSERV to Implement MBX Index and Standard iTraxx E... | |
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