Depository Trust & Clearing Corporation

 

Legal & Regulatory

Important Notices

DTCC Logo
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)

To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.

DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC"). To view the rules and procedures that govern each subsidiary's operations, including information on default procedures or insolvency, please see Rules and Procedures.

National Securities Clearing Corporation (NSCC) | View NSCC service offerings

Doc # Date Subject
 a7638 May 22, 2013 RULE FILING (SR-NSCC-2013-07) - TECHNICAL CORRECTIONS T...
 OTC-098 May 22, 2013 UPDATES TO THE LIST OF OTC CLEARED SECURITIES...
 a7637 May 21, 2013 New York State Stock Transfer Tax Rebate Program...
 OTC-097 May 21, 2013 UPDATES TO THE LIST OF OTC CLEARED SECURITIES...
View More:

 

Fixed Income Clearing Corporation (FICC) | View FICC service offerings

Doc # Date Subject
 MBS084.13 May 20, 2013 FICC Memorial Day Holiday Schedule...
 GOV034.13 May 20, 2013 FICC Memorial Day Holiday Schedule...
 GOV032.13 May 17, 2013 Submission of Rule Filing - SR-FICC-2013-05 - Proposed ...
 MBS083.13 May 17, 2013 Citigroup Global Markets Inc. [MMCE] - Intent to Retire...
View More:

 

The Depository Trust Company (DTC) | View DTC service offerings

Doc # Date Subject
 0868-13 May 22, 2013 Tax Relief - Country: Italy UNICREDIT - 144A CUSIP: 904...
 0896-13 May 22, 2013 Important Tax Information Oaktree Capital Group, LLC ...
 0846-13 May 22, 2013 Retirement of MMI Tracking (MMIT) in PTS/PBS...
 0871-13 May 22, 2013 Tax Relief - Country: Italy SNAM CUSIP: 78460A106 Recor...
View More:

 

The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business

Doc # Date Subject
 z0028 September 30, 2011 Systemic Risk White Paper Available...
 Z0027 August 28, 2011 DTCC REMAINS OPEN FOR OPERATION ON AUGUST 29...
 Z0026 November 19, 2010 Customer Guidelines for Equipment Relocation / Router D...
 Z0025 March 10, 2010 Informational Update on DTC and NSCC Securities Restric...
View More:

 

DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings

Doc # Date Subject
 tiw296 May 21, 2013 Revised: Trade Information Warehouse Restructuring Even...
 tiw295 May 17, 2013 Trade Information Warehouse Restructuring Event Process...
 tiw294 May 15, 2013 Trade Information Warehouse Rename Event Processing for...
 tiw293 May 15, 2013 Trade Information Warehouse Rename Event Processing for...
View More:

Who to Call

Customer Service
1.888.382.2721

Customer Service (Int'l)
1.212.855.8099

Press Contacts
1.212.855.5471

Read More

Wall Street Journal Begins Publishing Daily GCF Repo Index Data

The DTCC GCF Repo Index is the first – and only – index that tracks the average daily interest rate paid on overnight transactions in the $400 billion daily market for general collateral finance repurchase (GCF Repos®) agreements in U.S. Treasury, federal agency and mortgage-backed securities issued by Fannie Mae and Freddie Mac.

Read More