Legal & Regulatory
Important Notices
Recent Important Notices for each DTCC subsidiary addressing issues such as changes in the list of participants, operations, and schedules, are listed below. (Issued when relevant across all subsidiaries, DTCC Important Notices are also listed.)
To view all current Important Notices of a type or for a specific subsidiary, select the category below or use navigation, left. RSS Newsfeeds in the Subscription Center provide an easy, comprehensive way to subscribe to Important Notices and other information about DTCC in real-time.
DTC, FICC and NSCC are registered as clearing agencies with the U.S. Securities and Exchange Commission ("SEC"). To view the rules and procedures that govern each subsidiary's operations, including information on default procedures or insolvency, please see Rules and Procedures.
National Securities Clearing Corporation (NSCC) | View NSCC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
 a7636 |
May 17, 2013 | CHANGES IN THE LIST OF PARTICIPANTS... | |
| OTC-095 |
May 17, 2013 | UPDATES TO THE LIST OF OTC CLEARED SECURITIES... | |
| OTC-094 |
May 16, 2013 | UPDATES TO THE LIST OF OTC CLEARED SECURITIES... | |
| OTC-093 |
May 15, 2013 | UPDATES TO THE LIST OF OTC CLEARED SECURITIES... | |
| View More: | |||
Fixed Income Clearing Corporation (FICC) | View FICC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| GOV032.13 |
May 17, 2013 | Submission of Rule Filing - SR-FICC-2013-05 - Proposed ... | |
| MBS083.13 |
May 17, 2013 | Citigroup Global Markets Inc. [MMCE] - Intent to Retire... | |
| MBS082.13 |
May 15, 2013 | Merrill Lynch Pierce Fenner & Smith Inc. Netting Eligib... | |
| CMU003.13 |
May 14, 2013 | Replatforming Initiative for Corporate Bond, Municipal ... | |
| View More: | |||
The Depository Trust Company (DTC) | View DTC service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| 0684-13 |
May 17, 2013 | ****ONE DAY CUTOFF**** Tax Relief - Country: Norway Sec... | |
| 0837-13 |
May 17, 2013 | Tax Relief - Country: Ireland Warner Chilcott PLC - C... | |
| 0686-13 |
May 17, 2013 | ***ONE DAY EDS CUTOFF*** Tax Relief - Country: Norwa... | |
| 0685-13 |
May 17, 2013 | ****ONE DAY CUTOFF**** Tax Relief - Country: Norway Sta... | |
| View More: | |||
The Depository Trust & Clearing Corporation (DTCC) | View service offerings by line of business
| Doc # | Date | Subject | |
|---|---|---|---|
| z0028 |
September 30, 2011 | Systemic Risk White Paper Available... | |
| Z0027 |
August 28, 2011 | DTCC REMAINS OPEN FOR OPERATION ON AUGUST 29... | |
| Z0026 |
November 19, 2010 | Customer Guidelines for Equipment Relocation / Router D... | |
| Z0025 |
March 10, 2010 | Informational Update on DTC and NSCC Securities Restric... | |
| View More: | |||
DTCC Deriv/SERV | View DTCC Deriv/SERV service offerings
| Doc # | Date | Subject | |
|---|---|---|---|
| tiw295 |
May 17, 2013 | Trade Information Warehouse Restructuring Event Process... | |
| tiw294 |
May 15, 2013 | Trade Information Warehouse Rename Event Processing for... | |
| tiw293 |
May 15, 2013 | Trade Information Warehouse Rename Event Processing for... | |
| tiw292 |
May 09, 2013 | REVISED: Trade Information Warehouse Rename Event Proce... | |
| View More: | |||