| Doc # |
Date |
P&S No. |
Subject |
 a7428 |
May 21, 2012 |
6998 |
OBLIGATION WAREHOUSE (OW) 2012 PLANS FOR ENHANCEMENTS |
| a7427 |
May 18, 2012 |
6997 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7426 |
May 15, 2012 |
6996 |
OBLIGATION WAREHOUSE – PLANNED INDUSTRY TEST FOR
RECAPS ON JUNE 8, 2012 |
| a7425 |
May 11, 2012 |
6995 |
DTCC Common Stock Reallocation |
| a7424 |
May 11, 2012 |
6994 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7423 |
May 10, 2012 |
6993 |
CLARIFICATION TO IMPORTANT NOTICE A#7412 / P&S#6982 |
| a7422 |
May 08, 2012 |
6992 |
MEMORIAL DAY HOLIDAY SCHEDULE |
| a7421 |
May 04, 2012 |
6991 |
DECOMMISSIOINING LEGACY EQUITY TRADE CAPTURE OUTPUT |
| a7420 |
May 04, 2012 |
6990 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7405 |
May 04, 2012 |
6975 |
AIP ENHANCEMENTS RELEASE I 2012
REVISED |
| a7419 |
May 01, 2012 |
6989 |
Commission Bill Settlement May 2012 |
| a7418 |
April 30, 2012 |
6988 |
ANNOUNCEMENT OF NSCC’S UPCOMING PARALLEL PERIOD AND
IMPLEMENTATION OF THE MARGINING METHODOLOGY CHANGES
FOR CORPORATE AND MUNICIPAL BONDS |
| a7417 |
April 30, 2012 |
6987 |
CHANGES IN THE LIST OF PARTICIPANTS REVISED |
| a7416 |
April 25, 2012 |
6986 |
IMPLEMENTATION OF UNIVERSAL TRADE CAPTURE FOR NEW
YORK STOCK EXCHANGE |
| a7415 |
April 24, 2012 |
6985 |
DISCONTINUATION OF DATA DISTRIBUTION BOXES SERVICE |
| a7414 |
April 23, 2012 |
6984 |
RULE CHANGE APPROVAL (SR-NSCC-2012-02) – ENHANCING
MARGINING METHODOLOGY AS APPLIED TO MUNICIPAL AND
CORPORATE BONDS |
| a7413 |
April 20, 2012 |
6983 |
NEW YORK STOCK EXCHANGE CONVERSION TO UTC FIX-FORMAT MESSAGES |
| a7412 |
April 20, 2012 |
6982 |
SCHEDULE CHANGES TO NETWORKING AND MUTUAL FUND PROFILE SERVICE II FILES |
| a7411 |
April 20, 2012 |
6981 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7410 |
April 20, 2012 |
6980 |
Year 2012 Obligation Warehouse RECAPS Schedule |
| a7409 |
April 17, 2012 |
6979 |
RTTM Corporate, Municipal, UIT (CMU) Trade Rejection for
Ineligible Security Types and CD Settlement Eligibility Change |
| a7408 |
April 16, 2012 |
6978 |
UNIVERSAL TRADE CAPTURE EXCHANGE TESTING AND
IMPLEMENTATION |
| a7407 |
April 13, 2012 |
6977 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7406 |
April 13, 2012 |
6976 |
Business Continuity Testing |
| a7404 |
April 05, 2012 |
6974 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7403 |
April 03, 2012 |
6973 |
Commission Bill Settlement April 2012 |
| a7402 |
March 30, 2012 |
6972 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7367 |
March 30, 2012 |
6937 |
UNIVERSAL TRADE CAPTURE PRINT IMAGE REPORT CHANGES REVISED |
| a7401 |
March 29, 2012 |
6971 |
Important Reporting Requirements |
| a7400 |
March 26, 2012 |
6970 |
CHICAGO STOCK EXCHANGE CONVERSION TO UTC FIX-FORMAT MESSAGES |
| a7399 |
March 26, 2012 |
6969 |
YEAR 2012 OBLIGATION WAREHOUSE RECAPS SCHEDULE |
| a7398 |
March 23, 2012 |
6968 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7397 |
March 23, 2012 |
6967 |
New York State Stock Transfer Tax Rebate Program |
| a7396 |
March 16, 2012 |
6966 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7395 |
March 16, 2012 |
6965 |
CUSIP's to be exited from CNS and future trades designated trade for trade |
| a7394 |
March 15, 2012 |
6964 |
NYSE OUTPUT REPORTING CHANGES - NSCC ANONYMITY
INDICATOR |
| a7393 |
March 14, 2012 |
6963 |
UNIVERSAL TRADE CAPTURE EXCHANGE
TESTING AND IMPLEMENTATION |
| a7392 |
March 13, 2012 |
6961 |
NASDAQ PHLX EXCHANGE CONVERSION TO UTC FIX-FORMAT MESSAGES |
| a7391 |
March 09, 2012 |
6961 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7390 |
March 08, 2012 |
6960 |
RULE CHANGE FILING (SR-NSCC-2012-04) – Amendment to NSCC’s
AIP Rules to Standardize and Automate AIP Distributors’
Establishment of “Good Control Locations” |
| a7388 |
March 03, 2012 |
6958 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7389 |
March 02, 2012 |
6959 |
GOOD FRIDAY HOLIDAY SCHEDULE |
| a7387 |
March 01, 2012 |
6957 |
Commission Bill Settlement March 2012 |
| a7386 |
March 01, 2012 |
6956 |
RULE CHANGE FILING (SR-NSCC-2012-03) – Amendments to Rules
regarding I&RS’s In Force Transaction Product |
| a7385 |
February 27, 2012 |
6985 |
CUSIP's to be exited from CNS and future trades designated trade for trade |
| a7384 |
February 24, 2012 |
6954 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7383 |
February 24, 2012 |
6953 |
UNIVERSAL TRADE CAPTURE EXCHANGE TESTING AND
IMPLEMENTATION |
| a7382 |
February 17, 2012 |
6952 |
Changes in the List of Participants |
| a7381 |
February 17, 2012 |
6951 |
CUSIP’s to be exited from CNS and future trades designated trade for trade |
| a7380 |
February 17, 2012 |
6950 |
LAUNCH OF DTCC TRADE RISK PROSM |
| a7379 |
February 15, 2012 |
6949 |
ELIMINATION OF ACATS DEFAULT PRICING |
| a7378 |
February 10, 2012 |
6948 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7377 |
February 09, 2012 |
6947 |
UNIVERSAL TRADE CAPTURE EXCHANGE TESTING AND
IMPLEMENTATION |
| a7376 |
February 08, 2012 |
6946 |
SECURITY SYMBOL ENHANCEMENTS |
| a7375 |
February 07, 2012 |
6945 |
WASHINGTON’S BIRTHDAY (PRESIDENTS’ DAY) HOLIDAY
SCHEDULE |
| a7374 |
February 03, 2012 |
6944 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7373 |
February 02, 2012 |
6943 |
CUSIP's to be exited from CNS and future trades designated trade for trade |
| a7372 |
February 02, 2012 |
6942 |
POSTPONEMENT OF REVISION TO NSCC CLEARING FUND
METHODOLOGY |
| a7371 |
February 01, 2012 |
6941 |
RULE CHANGE APPROVAL (SR-NSCC-2012-02) – ENHANCING
MARGINING METHODOLOGY AS APPLIED TO MUNICIPAL AND
CORPORATE BONDS |
| a7370 |
February 01, 2012 |
6940 |
Reminder – Elimination of AutoRoute Transmission of NSCC’s Corporate, Municipal, UIT (CMU) Bond Contracts |
| a7369 |
February 01, 2012 |
6939 |
NSCC Rule Filing SR-NSCC-2012-01 – Technical Correction |
| a7368 |
February 01, 2012 |
6938 |
Commission Bill Settlement February 15, 2012 |
| a7366 |
January 27, 2012 |
6936 |
AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) –
CHANGING PROCESSING DATE IN THE PARTICIPANT SERVICES
ENVIRONMENT (PSE) |
| a7365 |
January 27, 2012 |
6935 |
YEAR 2012 OBLIGATION WAREHOUSE RECAPS SCHEDULE REVISED |
| a7364 |
January 27, 2012 |
6934 |
REVISIONS TO NSCC CLEARING FUND METHODOLOGY |
| a7363 |
January 27, 2012 |
6933 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7362 |
January 23, 2012 |
6932 |
New Regulatory Data Element Required on Municipal Bond Trades Submitted to NSCC’s Real Time Trade Matching system (RTTM) for Municipal Securities Rulemaking Board’s (MSRB) Real-Time Reporting System (RTRS) |
| a7361 |
January 23, 2012 |
6931 |
Exchange Traded Funds Web Interactive Guide & Other User Documentation |
| a7360 |
January 23, 2012 |
6930 |
CUSIP's to be exited from CNS and future trades designated trade for trade |
| a7359 |
January 20, 2012 |
6929 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7358 |
January 18, 2012 |
6928 |
AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) - CHANGING PROCESSING DATE IN THE PARTICIPANT SERVICES ENVIRONMENT (PSE) |
| a7357 |
January 13, 2012 |
6927 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7356 |
January 13, 2012 |
6926 |
ELIMINATION OF NETWORKING MATRIX LEVELS 1 AND 2 FROM
AUTOMATED CUSTOMER ACCOUNT TRANSFER SERVICE (ACATS) |
| a7355 |
January 12, 2012 |
6925 |
FUND/SERV and NETWORKING ENHANCEMENTS |
| a7354 |
January 11, 2012 |
6924 |
MODIFICATIONS TO UNIVERSAL TRADE CAPTURE MESSAGE |
| a7353 |
January 11, 2012 |
6923 |
UNIVERSAL TRADE CAPTURE OUTPUT CHANGES FOR NYSE TRANSACTIONS |
| a7352 |
January 09, 2012 |
6922 |
Martin Luther King, Jr. Day |
| a7351 |
January 06, 2012 |
6921 |
DTCC TRADE RISK PROSM -- RULE FILING APPROVAL AND SERVICE INTRODUCTION |
| a7350 |
January 06, 2012 |
6920 |
CHANGES IN THE LIST OF PARTICIPANTS |
| a7349 |
January 06, 2012 |
6919 |
CUSIP's to be exited from CNS and future trades designated trade for trade |
| a7348 |
January 05, 2012 |
6918 |
Exchange Traded Funds Cash Amount Processing & Mark-to-Market Clearing Fund Modifications |
| a7347 |
January 03, 2012 |
6917 |
Commission Bill Settlement January 13, 2012 |
