FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE
FICC - GOV
Establish a Guaranty Fund at the Government Securities Division
Establish a Guaranty Fund at the Government Securities Division
FICC - GOV
Establish a Guaranty Fund at the Government Securities Division
Establish a Guaranty Fund at the Government Securities Division
FICC - GOV
Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement
Modify the GSD Rules to Adopt a U.S. Treasury Clearing Trade Submission Requirement
NSCC
Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
Enhance the Supplemental Liquidity Deposit Rules, Methodology and Processes
DTC
Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for the Securities to Become and Remain Eligible for DTC Services)
Amend the Redemptions Service Guide and the Operational Arrangements (Necessary for the Securities to Become and Remain Eligible for DTC Services)
DTC
Amend the Settlement Service Guide
NSCC
Enhance NSCC’s Clearing Fund Methodology
DTC
Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
Amend the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
DTC
Align the Notice Period for Missed Transfer Adjustments in the Reorganizations Service Guide
NSCC
Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for
Certain Networking Payments, and Clarify Certain Fees
FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE